UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A INFORMATION

 

Proxy Statement Pursuant to Section 14(a) of
the Securities
Exchange Act of 1934 (Amendment

(Amendment No.    )

Filed by the Registrant x

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Preliminary Proxy Statement

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Confidential, for Useuse of the Commission Onlyonly (as permitted by Rule 14a-6(e)14a 6(e)(2))

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The Hartford Mutual Funds, Inc.

The Hartford Mutual Funds II, Inc.

Hartford Series Fund, Inc.

Hartford HLS Series Fund II, Inc.

Hartford Funds Exchange-Traded Trust

Lattice Strategies Trust

Hartford Schroders Opportunistic Income Fund

(Name of Registrants as Specified in Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of filing fee (check the appropriate box):

Definitive Proxy Statement

o

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Hartford Funds Exchange-Traded Trust

Lattice Strategies Trust

(Name of Registrant as Specified In Its Charter)

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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Formform or Scheduleschedule and the date of its filing.

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(3)Filing Party:

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HARTFORD FUNDS EXCHANGE-TRADED TRUST
on behalfThe Hartford Funds Family of
Funds

Hartford Corporate Bond ETF
Hartford Quality Bond ETF
690 Lee Road

LATTICE STRATEGIES TRUST
on behalf of
Wayne, Pennsylvania 19087

Hartford Multifactor Developed Markets (ex-US) ETF
Hartford Multifactor Emerging Markets ETF
Hartford Multifactor Global Small Cap ETF
Hartford Multifactor Low Volatility International Equity ETF
Hartford Multifactor Low Volatility US Equity ETF
Hartford Multifactor REIT ETF
Hartford Multifactor US Equity ETF
(888) 843-7824




July 21, 2017

Dear Shareholders:Fellow Shareholder,

You are cordially invited to attendparticipate in a Joint Special Meetingjoint special meeting of Shareholders (the "Meeting")shareholders of the series listed above (each a "Fund" and collectively, the "Funds") of Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust, each a Delaware statutory trust (each a "Trust" and together, the "Trusts"Family of Funds (the “Funds”). The Meetingmeeting will be held virtually and take place on October 3, 201721, 2020 at 10:00 a.m. Eastern time(Eastern time). The purpose of the meeting is to vote on a proposal to elect ten nominees named in the attached joint proxy statement to the Funds’ Boards of Directors/Trustees (each, a “Board”). Seven nominees are current members of each Fund’s Board and three nominees would, if elected, be new members of each Fund’s Board.

The attached materials provide more information about the proposal, including each nominee’s background and qualifications. Each Board recommends that you vote “FOR” each of the nominees. We urge you to read the full text of the attached joint proxy statement before voting.

The proxy materials are being provided beginning on or about September 1, 2020, to shareholders who owned shares of the Funds as of August 3, 2020.

Your vote is important. Even if you plan to attend the meeting, please vote promptly via the Internet, by telephone, or by mail (or, if you own a variable annuity contract or variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford HLS Series Fund II, Inc., follow the instructions on the voting instruction card). See “Special Note to Variable Annuity Contract/Variable Life Insurance Owners” below. Your prompt vote will help save the Funds the costs of further proxy solicitation. If you have any questions or need assistance voting, please contact your financial intermediary or call the Funds at (888) 843-7824.

Thank you for investing in the officesFunds. It is our privilege to manage your investment.

Sincerely,
 
James E. Davey
President, Chief Executive Officer,
and Director/Trustee

The Hartford Funds Family of Funds

690 Lee Road

Wayne, Pennsylvania 19087

(888) 843-7824

QUESTIONS AND ANSWERS 

Your Vote is important.

Although we urge you to read the full text of the attached joint proxy statement, for your convenience we have provided a brief overview of the proposal on which you are being asked to vote.

Why am I receiving the joint proxy statement?

The Hartford Funds Family of Funds (the “Funds”) are holding a joint special meeting of shareholders, which will be held virtually on October 21, 2020, to elect members of the Funds’ Boards of Directors/Trustees (collectively, the “Board”). This joint proxy statement describes a proposal to elect ten nominees, seven of whom are current members of each Fund’s Board (each a “Board nominee” and, collectively, the “Board nominees”). If elected, the Board nominees will serve as members of the Board of the Fund(s) in which you own shares. This joint proxy statement provides you information relating to the proposal and the meeting. Shares of one or more series of Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc. may have been purchased at your discretion by your insurance company to serve as investment options under your variable annuity contract or variable life insurance policy. You are eligible to vote on the proposal (or to provide voting instructions to a financial intermediary, such as an insurance company, holding Fund shares in its name for your benefit) if you owned shares of one or more of the Funds as of August 3, 2020. Your proxy card indicates the Fund(s) in which you own shares.

How do the Boards of the Funds recommend that I vote?

The Board has reviewed the qualifications and backgrounds of the Board nominees named in the joint proxy statement and believes the Board nominees possess the requisite experience, qualifications, attributes and skills to serve (or continue to serve) on the Board, including, with respect to the Board nominees currently serving on the Board, their experience in overseeing investment companies and familiarity with the Funds and their investment adviser, Hartford Funds Management Company LLC ("HFMC"), 690 Lee Road, Wayne, Pennsylvania 19087.LLC. Therefore, the Boards believe the election or re-election of each Board nominee is in your best interest and unanimously recommend that you vote “FOR” each Board nominee.

At

How can I vote?

You can vote in any of four ways:

·Via the Internet. Access the Internet address provided on your proxy card and follow the instructions. You will need the control number provided on your proxy card.

·By telephone. Call the toll-free number provided on your proxy card and follow the instructions. You will need the control number provided on your proxy card.

·By mail. Complete, sign, and date your proxy card and mail it to the address shown on the card.

·Virtually at the meeting. You may virtually attend the special meeting of shareholders and vote; however, even if you intend to do so, we encourage you to vote early using one of the methods discussed above. Please see the proxy statement for instructions on how to vote at the meeting if you hold shares through a financial intermediary in its name for your benefit. Variable annuity contract owners and variable life insurance policy holders should follow the instructions provided by their insurance company. Please see “Special Note to Variable Annuity Contract/Variable Life Insurance Owners” below.

Whichever method you choose, we urge you to read the full text of the attached joint proxy statement before voting.

How can I participate in the virtual meeting?

To participate in the Meeting, shareholders must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge Financial Solutions, Inc. (“Broadridge”), the Funds’ proxy tabulator.

Who will pay the costs associated with the proxy solicitation?

The Funds will bear all costs associated with the proxy solicitation, including printing, distribution, and proxy solicitation costs, and related legal and accounting fees. Costs borne by the Funds will be askedallocated among the Funds ratably based on their respective numbers of shareholder accounts, except when costs reasonably can be attributed to vote onone or more specific Funds.

The Funds have retained Broadridge, a proxy services firm and the matters listedFunds’ proxy tabulator, to assist in the attached Noticedistribution of Joint Special Meetingproxy materials and the solicitation and tabulation of Shareholders. As explained inproxies. It is anticipated that the enclosed Joint Proxy Statement,Funds will pay Broadridge approximately $4.9 million for such services (including reimbursement of out-of-pocket expenses).

Whom should I call if I have questions?

If you need more information, or have any questions about voting, please call the purposeFunds at (888) 843-7824.

Special Note to Variable Annuity Contract/Variable Life Insurance Owners
If you own a variable annuity contract or variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford Series Fund II, Inc., you are receiving this material because your insurance company is asking you to provide it with instructions as to how to vote the shares attributable to your contract at the meeting or any adjourned session. Please complete the instruction card and return it to your insurance company as directed on the card or in the accompanying materials you received from the insurance company. Please do not return the instruction card to the Funds.

Please Vote Now.
To avoid the unnecessary costs of further proxy solicitation, please vote promptly via the Internet, by telephone, or by mail (or, if you own a variable annuity contract or variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford Series Fund II, Inc., follow the instructions on the voting instruction card). No matter how large or small your investment in one or more of the Funds may be, your vote is important.

The Hartford Funds Family of Funds

690 Lee Road

Wayne, Pennsylvania 19087

(888) 843-7824 

NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS
to be held on October 21, 2020 

A joint special meeting of shareholders of the Meeting is forHartford Funds Family of Funds identified below (each, a “Fund” and collectively, the shareholders of each Trust“Funds”) will be held virtually on October 21, 2020 at 10:00 am (Eastern time), to consider and vote on the electionfollowing proposal, as described more fully in the accompanying joint proxy statement:

PROPOSAL: To elect Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, Derrick D. Cephas, James E. Davey, Christine R. Detrick, Andrew A. Johnson, Paul L. Rosenberg, Lemma W. Senbet, and David Sung, to serve on each Fund’s Board of nominees to the Boards of Directors/Trustees of Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust (together, the "Boards") andeffective November 1, 2020.

In addition, Fund shareholders will be asked to transact such other business as may properly come before the Meeting,meeting or any adjournment(s)adjournments, postponements, or postponement(s) thereof.

The Boards have reviewed the proposal and recommend that you vote FOR the proposal. The Joint Proxy Statement provides more information on the nominees. Please read it carefully, complete the enclosed proxy card, and return your completed proxy card in the enclosed, addressed, postage-paid envelope; or take advantagedelays of the telephonic or internet voting proceduresmeeting.

Due to the health and safety concerns related to the ongoing COVID-19 pandemic, the meeting will be held in a virtual format. Shareholders will not be able to attend the meeting in person, but will be able to participate remotely as described in the Joint Proxy Statement. YOUR VOTE IS IMPORTANT. If we do not hear from you after a reasonable periodbelow. Shareholders of time, you may receive a telephone call from a representative of HFMC, any of its affiliates, or from our proxy solicitor, Broadridge Financial Solutions, Inc., reminding you to vote your shares.

Very truly yours,

/s/ Alice A. Pellegrino

Alice A. Pellegrino
Secretary and Vice President




IMPORTANT INFORMATION

We encourage you to read the enclosed Joint Proxy Statement in its entirety. However, we thought it
would be helpful to provide brief answers to some questions.

Q. 1.  What Proposals are shareholders being asked to consider at the upcoming shareholder meeting?

A. 1.  Shareholders are being asked to consider one proposal. The Proposal seeks the election by shareholders of the series (each a "Fund" and collectively, the "Funds") of Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust (each a "Trust" and together, the "Trusts") of ten individuals to each Trust's Board of Trustees (each a "Board" and together, the "Boards").

Q. 2.  Who is being nominated to serve as Trustees?

A. 2.  Shareholders are being asked to consider the election of Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, James E. Davey, Christine Detrick, Duane E. Hill, William P. Johnston, Phillip O. Peterson, Lemma W. Senbet and David Sung (each a "Nominee" and together, the "Nominees") as Trustees. Ms. Beery and Mr. Sung are current membersrecord of each Board. If each of the Nominees is elected to each Board, each Board will be composed of the same ten trustees.

Q. 3.  How were the Nominees chosen?

A. 3.  Each Trust's Nominating and Governance Committee is responsible for screening and recommending candidates to the Board. The Nominating and Governance Committees are comprised of all of the Trustees who are not "interested persons" of the Trusts, as that term is defined in the Investment Company Act of 1940, as amended (the "1940 Act"). The Nominating and Governance Committees recommended each Nominee and, at a meeting held on June 15, 2017, the Nominees were unanimously nominated by the Boards to stand for election.

Q. 4.  Who will pay the costs incurred in connection with the Meeting?

A. 4.  Hartford Funds Management Company, LLC ("HFMC") will pay the expenses relating to the enclosed Notice and Joint Proxy Statement and the Meeting, including printing, mailing, solicitation, vote tabulation, legal fees and out-of-pocket expenses.

Q. 5.  Do the Boards recommend that shareholders approve the Proposal?

A. 5.  Yes. The Boards recommend that you vote FOR the Proposal.

Q. 6.  Who is eligible to vote?

A. 6.  Shareholders owning sharesFund as of the close of business on July 10, 2017 may vote at the Meeting or any adjournment(s) or postponement(s) thereof. Each full share outstanding is entitled to one vote, and each fractional share outstanding is entitled to a proportionate share of one vote.



Q. 7.  How can I vote?

A. 7.  You can vote:

•  By mail: complete and return your proxy card in the pre-addressed postage-paid envelope.

•  By telephone: call the toll-free number listed on your proxy card and follow the recorded instructions.

•  By internet: log on the website listed on your proxy card and follow the on-screen instructions.

•  In person: attend the meeting on OctoberAugust 3, 2017 at 10:00 a.m. Eastern time at the offices of HFMC, 690 Lee Road, Wayne, Pennsylvania 19087.

Whichever method you choose, please take the time to read the Joint Proxy Statement before you vote.

If you hold your shares through a broker or other nominee, your broker or nominee will not vote your shares unless you provide instructions to your broker or nominee on how to vote your shares. You should instruct your broker or nominee how to vote your shares by following the voting instructions provided by your broker or nominee.

Q. 8.  When should I vote?

A. 8.  Please vote as soon as possible. You may submit your vote at any time before the date of the shareholder meeting on October 3, 2017. Representatives of HFMC, any of its affiliates and Broadridge Financial Solutions, Inc., a firm authorized by HFMC to assist in the solicitation of proxies, may be contacting you to urge you to vote on these important matters.

Q. 9  Where can I obtain additional information about this Joint Proxy Statement?

A. 9.  For information about the proxy statement, please call toll-free 1-888-340-0222.

To view or obtain a copy of the most recent annual or semi-annual report of the Funds, please go to www.hartfordfunds.com. To view the Joint Proxy Statement, please go to www.hartfordfunds.com/ETFproxy on or after July 21, 2017.

THE ATTACHED JOINT PROXY STATEMENT CONTAINS MORE DETAILED INFORMATION ABOUT THE PROPOSAL.
PLEASE READ IT CAREFULLY.




HARTFORD FUNDS EXCHANGE-TRADED TRUST
on behalf of

Hartford Corporate Bond ETF
Hartford Quality Bond ETF

LATTICE STRATEGIES TRUST
on behalf of

Hartford Multifactor Developed Markets (ex-US) ETF
Hartford Multifactor Emerging Markets ETF
Hartford Multifactor Global Small Cap ETF
Hartford Multifactor Low Volatility International Equity ETF
Hartford Multifactor Low Volatility US Equity ETF
Hartford Multifactor REIT ETF
Hartford Multifactor US Equity ETF



NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS

A Joint Special Meeting of Shareholders (the "Meeting") of the series listed above (each a "Fund" and collectively, the "Funds") of Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust, each a Delaware statutory trust (each a "Trust" and together, the "Trusts"), will take place on October 3, 2017 at 10:00 a.m. Eastern time at the offices of Hartford Funds Management Company, LLC ("HFMC"), 690 Lee Road, Wayne, Pennsylvania 19087 to consider and vote on the election of nominees to the Boards of Trustees of Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust (together, the "Boards") and to transact such other business as may properly come before the Meeting, or any adjournment(s) or postponement(s) thereof.

The Boards recommend that you vote FOR each of the nominees. Shareholders of record at the close of business on July 10, 20172020 are entitled to notice of and to vote at the Meeting.

Please read the enclosed Joint Proxy Statement carefully for information concerning the Proposal to be placed before the Meeting ormeeting and any adjournments, postponements, or postponements thereof. Additional matters would include only matters that were not anticipated asdelays of the date ofmeeting. Shareholders are entitled to one vote for each full share owned and a proportionate vote for each fractional share owned.

To participate in the enclosed Joint Proxy Statement.

YOUR VOTE IS IMPORTANT. WHETHER OR NOT YOU EXPECT TO BE PRESENT AT THE MEETING, PLEASE FILL IN, SIGN, DATE, AND MAIL THE ENCLOSED PROXY CARD AS PROMPTLY AS POSSIBLE, OR TAKE ADVANTAGE OF THE TELEPHONIC OR INTERNET VOTING PROCEDURES DESCRIBED IN THE JOINT PROXY STATEMENT, IN ORDER TO SAVE ANY FURTHER SOLICITATION EXPENSE. AN ADDRESSED, POSTAGE-PAID ENVELOPE IS ENCLOSED.

  On behalf ofmeeting, shareholders must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the Boards,

  /s/ Alice A Pellegrino

  Alice A Pellegrino
Secretary and Vice President

Dated: July 21, 2017



HARTFORD FUNDS EXCHANGE-TRADED TRUST
on behalf of

Hartford Corporate Bond ETF
Hartford Quality Bond ETF

LATTICE STRATEGIES TRUST
on behalf of

Hartford Multifactor Developed Markets (ex-US) ETF
Hartford Multifactor Emerging Markets ETF
Hartford Multifactor Global Small Cap ETF
Hartford Multifactor Low Volatility International Equity ETF
Hartford Multifactor Low Volatility US Equity ETF
Hartford Multifactor REIT ETF
Hartford Multifactor US Equity ETF

101 Montgomery Street, 27th Floor
San Francisco, California 94104




JOINT PROXY STATEMENT
July 21, 2017

Information about Voting and the Meeting

The enclosed proxy card is solicited by the Boards of Trustees (each a "Board" and together, the "Boards") of Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust, each a Delaware statutory trust (each a "Trust" and together, the "Trusts"), in connection with the Joint Special Meeting of Shareholders (the "Meeting") of each series listed above (each, a "Fund" and collectively, the "Funds"),required information to be held October 3, 2017, at 10:00 a.m. Eastern time, at the offices of Hartford Funds Management Company, LLC ("HFMC"), 690 Lee Road, Wayne, Pennsylvania 19087, and at any adjournment(s) or postponement(s) of the Meeting.

Proxy Solicitor and Payment of Related Expenses

The costs of solicitation, including the cost of preparing and mailing the Notice of the Joint Special Meeting of Shareholders and this Joint Proxy Statement, will be paid by HFMC. The approximate mailing date of this Joint Proxy Statement and proxy card is July 21, 2017. Representatives of HFMC, any of its affiliates, or Broadridge Financial Solutions, Inc. ("Broadridge"), a firm authorizedthe Funds’ proxy tabulator.

Your vote is important, no matter how many shares you own. Your prompt vote will help save the Funds the costs of further proxy solicitation. Please vote via the Internet, by HFMC to assist in the solicitation of proxies, may contact you to solicit your proxytelephone, by mail, or by telephone. The costs associated with the proxy statement, including printing, mailing, solicitation, vote tabulation, legal fees and out-of-pocket expenses, will be paid by HFMC. These costs are estimated to be approximately $100,000, approximately $0 of which relate to the solicitation of proxies. As the meeting date approaches, shareholders of the Funds may receive a telephone call from a representative of Broadridge if their votes have not yet been received. Proxies that are obtained telephonically will be recorded in accordance with the procedures described below. These procedures are reasonably designed to ensure that both the identity of the shareholder casting the vote and the voting instructions of the shareholder are accurately determined.

Voting and Methods of Tabulation

For Hartford Funds Exchange-Traded Trust, shareholders may revoke authority to vote their shares by (i) giving written notice of revocation to the Secretary of the Trust; (ii) properly submitting, either by Internet, mail, or telephone, a proxy bearing a later date; or (iii) appearing at the meeting and voting in person. For Lattice Strategies Trust, where the proxy does not state that it is irrevocable, shareholders may revoke authority to vote their shares by (i) giving written notice of revocation to the Trust; (ii) executing a subsequent proxy; (iii) attending the meeting and voting in person;virtually, or, (iv) revoking using any electronic, telephonic, computerizedif you own a variable annuity contract or other alternative means authorized by the Trustees. For Lattice Strategies Trust, a proxy may also be revoked by providing written noticevariable life insurance policy whose values are allocated to one or more series of the deathHartford Series Fund, Inc. or incapacity of the maker of that proxy before the vote pursuant to that proxy is counted. Attendance at the meeting will not by itself constitute revocation of a proxy. As beneficial owners of shares held through a broker or other nominee, shareholders must contact the


organization that holds their shares to receive instructions as to how to revoke voting instructions. Unless revoked, properly executed proxy cards that have been returned by shareholders without instructions will be voted "FOR" the election of each of the nominees for Trustee of each Trust. In instances where choices are specified by the shareholders in the proxy card, those shareholders' votes will be voted or the votes will be withheld in accordance with the shareholders' choices. Shareholders can vote their shares "FOR" or "WITHHOLD" the vote for their shares for each nominee. Abstentions and broker non-votes (proxy cards received by each Trust, as applicable, from brokers or nominees when the broker or nominee has not received instructions from the beneficial owner or other persons entitled to vote and has no discretion to vote on a particular matter) will be counted as present for purposes of determining whether a quorum of shares is present at the Meeting, and will have no effect on the vote on the Proposal. As far as the Boards are aware, no matters other than those described in this Joint Proxy Statement will be acted upon at the Meeting. Should any other matters properly come before the Meeting calling for a vote of shareholders, the persons named as proxies intend to vote upon such matters in their discretion.

Shareholder Voting

Shareholders may authorize their proxy to vote by completing and returning the enclosed proxy card. Shareholders may also authorize their proxy to vote by touchtone telephone or by internet by followingHartford HLS Series Fund II, Inc., please follow the instructions on the voting instruction card, as described more fully in the accompanying joint proxy card. To authorize their proxystatement. Whichever method you choose, we urge you to vote by internet or by telephone, shareholders will needread the "control number" that appears on the proxy card. After inputting this number, shareholders will be prompted to provide their voting instructions on the Proposal. Shareholders will have an opportunity to review the voting instructions and make any necessary changes before submitting the voting instructions and terminating the telephone call or internet link.

The principal solicitation of proxies will be by the mailing of this Joint Proxy Statement beginning on or about July 21, 2017, but proxies may also be solicited from a representative of HFMC, any affiliate or from our proxy solicitor, Broadridge. If we have not received your vote as the datefull text of the Meeting approaches, you may receive a call from these parties to ask for your vote. Arrangements will be made with brokerage houses and other custodians, nominees, and fiduciaries to forward proxies andattached joint proxy materials to shareholders.statement before voting.

In all cases where a telephonic proxy is solicited by Broadridge, the Broadridge representative is required to ask for each shareholder's full name and address, or the zip code, and to confirm that the shareholder has received the proxy materials in the mail. If the shareholder is a corporation or other entity, the Broadridge representative is required to ask for the person's title and for confirmation that the person is authorized to direct the voting

By Order of the shares. If the information solicited agrees with the information previously provided to the Broadridge representative, then the Broadridge representative will explain the proxy voting process, read the Proposal listed on the proxy card and ask for the shareholder's instructions on the Boards,
Thomas R. Phillips
Vice President and Secretary


applicable Proposals. Although the Broadridge representative is permitted to answer questions about the process, he or she is not permitted to recommend to the shareholder how to vote, other than to read any recommendation set forth in this Joint Proxy Statement. The Broadridge representative will record the shareholder's instructions on the card.

Within 72 hours, the shareholder will be sent a letter or e-mail to confirm his or her vote and asking the shareholder to call Broadridge immediately if his or her instructions are not correctly reflected in the confirmation.August 14, 2020 

Although a shareholder's vote may be solicited and taken by telephone, each shareholder will also receive a copy of this Joint Proxy Statement and may vote by mail using the enclosed proxy card or by touchtone telephone or the internet as set forth on the proxy card. The last proxy vote received in time to be voted, whether by proxy card, touchtone telephone or internet, will be the vote that is counted and will revoke all previous votes by the shareholder.

Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting of Shareholders to be held virtually on October 21, 2020.

The Joint Proxy Statement is available at www.proxyvote.com

Only those shareholders owning shares as of the close of business on July 10, 2017 (the "Record Date") may vote at the Meeting or any adjournment(s) or postponement(s) of the Meeting. Appendix A sets forth the issued and outstanding shares of each Fund as of the Record Date. Each full share outstanding is entitled to one vote, and each fractional share outstanding is entitled to a proportionate share of one vote. As a shareholder, you will not have appraisal rights in connection with the Proposal described in this Joint Proxy Statement.

Quorum and Adjournment

The presence, either in person or by proxy, of shareholders entitled to cast one-third of all the votes entitled to be cast at the Meeting shall constitute a quorum. If a quorum is not present or if a quorum is present but sufficient votes to approve any Proposal are not received, with respect to Hartford Funds Exchange-Traded Trust, the chairman of the Meeting may adjourn the Meeting to a subsequent date and, with respect to Lattice Strategies Trust, the Meeting may be adjourned by a vote of the majority of the shares represented at the meeting, either in person or by proxy, except that broker non-votes will have no effect on the vote. A shareholder vote may be taken for each Proposal in this Joint Proxy Statement prior to any adjournment provided that there is a quorum. If a Proposal is considered and receives a sufficient number of votes for approval prior to any adjournment, the Proposal shall be adopted and shall not require any further shareholder approval at any adjournment or otherwise. At any subsequent reconvening of the Meeting, proxies will (unless previously revoked) be voted in the same manner as they would have been voted at the Meeting.


Important Notice Regarding the Availability of Proxy Materials
For the Joint Special Meeting of Shareholders to be Held on October 3, 2017

Copies of the Funds'Funds’ most recent annual and semi-annual reports, including financial statements, are available at no charge by visiting www.hartfordfunds.com; by sending a written request to Hartford Funds, 101 Montgomery Street, 27th Floor, San Francisco, California 94104;P.O. Box 219060, Kansas City, MO 64121-9060; or by calling 1-888-340-0222.(888) 843-7824.

To view the Joint Proxy Statement and obtain voting information, please go to www.proxyvote.com on or after July 21, 2017September 1, 2020 and enter the Control Number located on your proxy card. You may also obtain a copy of the Joint Proxy Statement at www.hartfordfunds.com/ETFproxy.www.proxyvote.com. For information about the proxy statement, please call toll-free 1-888-340-0222.(888) 843-7824.


TABLE OF CONTENTSThe Hartford Funds Family of Funds

The Hartford Mutual Funds, Inc.Hartford Series Fund, Inc.
Hartford AARP Balanced Retirement Fund

Page

Hartford Balanced HLS Fund
The Hartford Balanced Income FundHartford Capital Appreciation HLS Fund
The Hartford Capital Appreciation FundHartford Disciplined Equity HLS Fund
The Hartford Checks and Balances FundHartford Dividend and Growth HLS Fund
Hartford Climate Opportunities FundHartford Global Growth HLS Fund
The Hartford Conservative Allocation FundHartford Healthcare HLS Fund
Hartford Core Equity FundHartford High Yield HLS Fund
The Hartford Dividend and Growth FundHartford International Opportunities HLS Fund
Hartford Emerging Markets Equity FundHartford MidCap HLS Fund
The Hartford Emerging Markets Local Debt FundHartford MidCap Value HLS Fund
The Hartford Equity Income FundHartford Small Company HLS Fund
The Hartford Floating Rate FundHartford Stock HLS Fund
The Hartford Floating Rate High Income FundHartford Total Return Bond HLS Fund
Hartford Global Impact FundHartford Ultrashort Bond HLS Fund
The Hartford Global Real Asset FundHartford Value HLS Fund
The Hartford Growth Allocation Fund 
PROPOSAL — ELECTION OF TRUSTEESThe Hartford Healthcare FundHartford HLS Series Fund II, Inc.
The Hartford High Yield FundHartford Growth Opportunities HLS Fund
The Hartford Inflation Plus Fun

6

Hartford MidCap Growth HLS Fund
Hartford International Equity FundHartford Small Cap Growth HLS Fund
The Hartford International Growth FundHartford U.S. Government Securities HLS Fund
The Hartford International Opportunities Fund 
Nominees for Election as Independent Trustee (not previously
elected by shareholders)
The Hartford International Value Fund
Lattice Strategies Trust
The Hartford MidCap FundHartford Multifactor Developed Markets (ex-US) ETF
The Hartford MidCap Value Fund

7

Hartford Multifactor Diversified International ETF
Hartford Moderate Allocation FundHartford Multifactor Emerging Markets ETF
Hartford Multi-Asset Income and Growth FundHartford Multifactor Low Volatility US Equity ETF
Hartford Municipal Income FundHartford Multifactor REIT ETF
The Hartford Municipal Opportunities FundHartford Multifactor Small Cap ETF
Hartford Municipal Short Duration FundHartford Multifactor US Equity ETF
The Hartford Short Duration Fund 
Hartford Small Cap Value FundNominees for Election as Independent Trustee (previously
Hartford Funds Exchange-Traded Trust
elected by shareholders)
The Hartford Small Company FundHartford Core Bond ETF
The Hartford Strategic Income FundHartford Municipal Opportunities ETF
The Hartford Total Return Bond FundHartford Schroders Tax-Aware Bond ETF
The Hartford World Bond FundHartford Short Duration ETF
 Hartford Total Return Bond ETF

14

The Hartford Mutual Funds II, Inc. 
Nominee for Election as Interested Trustee (not previously
elected by shareholders)
The Hartford Growth Opportunities Fund
Hartford Schroders Opportunistic Income Fund

16

Hartford Multifactor International Fund* 
Hartford Multifactor Large Cap Value Fund*
Hartford Quality Value Fund
Hartford Schroders Emerging Markets Equity Fund
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Hartford Schroders International Multi-Cap Value Fund
Hartford Schroders International Stock Fund
Hartford Schroders Securitized Income Fund
Hartford Schroders Tax-Aware Bond Fund
Hartford Schroders US MidCap Opportunities Fund
Hartford Schroders US Small Cap Opportunities Fund
The Hartford Small Cap Growth Fund
Hartford Schroders China A Fund

TABLE OF CONTENTS

Trustee QualificationsPROPOSAL:  ELECTION OF BOARD NOMINEES

16

2
CurrentBackground Information2
Board Nominees2
Qualifications of Board Nominees3
Board Leadership, Committee Structure, and Oversight4
Board Composition6
Equity Securities Owned by Board Nominees and Executive Officers7
Investment Manager, Principal Underwriter, and Other Service Providers7
VOTING INFORMATION

19

7
Ownership of Fund Shares7
Solicitation Method7
Solicitation Costs8
Quorum8
Required Vote

21

8
OTHER MATTERSAbstentions and Broker Non-Votes

22

8
OTHER SERVICE PROVIDERSRecording and Tabulation of Votes

22

9
SHAREHOLDER MAILINGSRevocation

22

9
SHAREHOLDER PROPOSALSAttendance at Meeting

23

9
INDEX OF APPENDICESAdjournment of the Meeting

24

10
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

10
ADDITIONAL INFORMATION10
Submission of Shareholder Proposals10
Shareholder Communications11
Other Business Items11
Appendix AA: Fund NamesA-1
Appendix B: Board Nominees’ Biographical InformationB-1
Appendix C: Board Nominees’ Term and TenureC-1
Appendix D: Board Nominees’ Experience, Qualifications, and SkillsD-1
Appendix E: Standing Committees of the BoardE-1
Appendix F: Board and Committee MeetingsF-1
Appendix G: Executive Officers’ Biographical InformationG-1
Appendix H: Board CompensationH-1
Appendix I: Board Nominees’ Ownership of Fund SharesI-1
Appendix J: Board Nominees’ and Executive Officers’ Aggregate Ownership of Fund SharesJ-1
Appendix K: Fund Shares Outstanding

on the Record Date

A-1

K-1
Appendix B Additional Information AboutL: Principal ShareholdersL-1
Appendix M: Fees Paid to the Trusts and
Funds’ Independent Registered Public Accounting Firm and Audit Committee Charter

B-1

M-1

Appendix CN: Nominating and Governance Committee Charter

C-1

N-1

Appendix D Beneficial Owners

D-1



PROPOSAL

ELECTION OF TRUSTEES

AtThe Hartford Funds Family of Funds

690 Lee Road

Wayne, Pennsylvania 19087

(888) 843-7824

JOINT PROXY STATEMENT

This joint proxy statement (the “Proxy Statement”) is furnished in connection with the solicitation of proxies by the Boards of Directors/Trustees (collectively, the “Board,” the members of which are referred to as “Board members”) of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc. (collectively, the “Mutual Funds”), Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust (collectively, the “ETFs”), and Hartford Schroders Opportunistic Income Fund (the “Interval Fund”), (each, a “Fund” and collectively, the “Funds”). The Funds and their individual series are listed in Appendix A of this Proxy Statement. The proxies will be voted at a joint special meeting of shareholders of the Funds to be held virtually, on October 21, 2020, at 10:00 am (Eastern Time), and at any and all adjournments, postponements, or delays of the meeting (the “Meeting”). The Meeting will be held for the purposes set forth in the accompanying Notice of Joint Special Meeting of Shareholders to be held on October 21, 2020. This Proxy Statement is first being made available to shareholders on or about September 1, 2020.

You are entitled to notice of, and to vote at, the Meeting (or to provide voting instructions to a financial intermediary holding Fund shares in its name for your benefit) only if you owned shares of a Fund as of the close of business on August 3, 2020 (the “Record Date”). Shareholders of the Funds are entitled to one vote for each full share and a proportionate fractional vote for each fractional share held as of the Record Date. Each properly executed proxy received before the Meeting, unless revoked, will be voted at the Meeting in accordance with the shareholder’s instructions. If a proxy card is properly executed and returned, but the shareholder did not provide any instruction on how to vote for each Board nominee, the shares represented by the card will be voted “FOR” each Board nominee.

Due to the health and safety concerns related to the ongoing COVID-19 pandemic, the Meeting will be held in a virtual format. Shareholders will not be able to attend the Meeting in person, but will be able to participate remotely. To participate in the Meeting, shareholders must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge Financial Solutions, Inc., the Funds’ proxy tabulator.

To revoke a proxy, you must submit a written notice of revocation or a later dated proxy to the applicable Fund, or virtually attend the Meeting and vote by ballot, in all cases before the proxy is exercised at the Meeting. If you hold Fund shares through a financial intermediary, please consult your financial intermediary regarding your ability to revoke voting instructions. For more information, please see the section of the Proxy Statement titled “Voting Information.”

Each Fund will furnish, without charge, a copy of its annual report and most recent semi-annual report succeeding the annual report, if any, to a shareholder upon request. Such requests should be askeddirected to electthe applicable Fund at 690 Lee Road, Wayne, PA 19087, or by calling toll free at (888) 843-7824. Copies of each Fund’s annual and semi-annual reports also are available on Hartford Funds’ website at www.hartfordfunds.com and at the U.S. Securities and Exchange Commission’s (“SEC”) website at www.sec.gov.

Please vote now. Your vote is important.

1

PROPOSAL: ELECTION OF BOARD NOMINEES

Background Information

Each Fund is an open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), whose management and operations are overseen by the Board. The Board ordinarily can appoint new Board members without a shareholder vote, provided that upon such appointment at least two-thirds of the Board members have been elected by shareholders. The Board currently has 8 total Board members: Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, James E. Davey, Christine R. Detrick, Duane E. Hill, Lemma W. Senbet, and David Sung. In accordance with the Board’s mandatory retirement policy, Mr. Hill will retire from the Board on December 31, 2020. Currently, six of the eight Board members have been elected by shareholders of the Mutual Funds and all of the Board members have been elected by the shareholders of the ETFs and the Interval Fund. Accordingly, upon Mr. Hill’s retirement, the Board cannot appoint a new Board member to fill the vacancy on the Board of the Mutual Funds without a shareholder vote because such appointment would result in the Board having less than two-thirds of shareholder-elected Board members.

Electing each nominee to the Board therefore would give the Board flexibility to add new Board members or to fill any future vacancies created by the departure of one or more shareholder-elected Board members, if necessary. Accordingly, the Board has determined to select each current Board member, other than Mr. Hill, to stand for election or re-election. Mr. Hill will continue to serve as a member of the Board until his scheduled retirement on December 31, 2020. After a thorough search and evaluation of potential candidates, the Nominating and Governance Committee of the Board has also recommended that the Board nominate, and the Board has approved the nomination of, Derrick D. Cephas, Andrew A. Johnson, and Paul L. Rosenberg to serve as new members of eachthe Board. This recommendation is based on the Nominating and Governance Committee’s consideration of a variety of criteria that it deemed relevant, such as their individual professional experience, which includes years of experience in the financial services and banking industries. The Nominating and Governance Committee was assisted by a third-party search firm retained by the independent Board each to serve an indefinite term. Eachmembers, which compiled a list of potential candidates based upon criteria established by the independent Board has nominated eachmembers. The Nominating and Governance Committee considered candidates identified by the third-party search firm as well as candidates identified through other sources.

Board Nominees

The Board, on the recommendation of its Nominating and Governance Committee, recommends a vote “FOR” the election of Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, James E. Davey, Christine R. Detrick, Duane E. Hill, William P. Johnston, Phillip O. Peterson, Lemma W. Senbet, and David Sung, each of whom is a current member of the Board, and Derrick D. Cephas, Andrew A. Johnson, and Paul L. Rosenberg, each of whom will, if elected, be a new member of the Board (each a "Nominee"“Board nominee” and together,collectively, the "Nominees"“Board nominees”). If elected, Messrs. Cephas, Johnson, and Rosenberg will become Board members effective November 1, 2020. Please refer to the table in Appendix B, which provides certain biographical information about the Board nominees. Each of the Board nominees has consented to being named in this Proxy Statement and to serve as a Board member if elected.

The Board of each Fund currently consists of eight Board members, seven of whom are not “interested persons” (as defined in the 1940 Act) of the Funds (the “independent Board members”). If the Board nominees are elected, the Board of the Fund will consist of eleven Board members (including Mr. Hill until his retirement), ten of whom will be independent Board members. Each Board nominee other than Mr. Davey is or will be an independent Board member. Mr. Davey is an interested person of the Funds under the 1940 Act because he is the President and Senior Managing Director of Hartford Funds Management Company, LLC (“HFMC”). HFMC or its wholly owned subsidiary, Lattice Strategies LLC (“Lattice”) serve as Trustees.the investment manager for the Funds. HFMC, Lattice, Hartford Funds Distributor, LLC, and Hartford Administrative

Ms. Beery


Services Company collectively are referred to as “Hartford Funds Management.” Shareholders of each Fund will consider electing all ten nominees at the Meeting. Each Board nominee elected at the Meeting will serve until his or her successor is duly elected and Mr. Sungqualifies, or until his or her earlier death, resignation, retirement, or removal.

Although every Fund’s Board consists of the same members (and the same nominees are currentproposed for election to the Board of every Fund), each Fund has a separate Board. Shareholders of each Fund, therefore, will vote separately on the election of members of eachtheir Fund’s Board (although all shareholders of all series within a Fund vote together as to that Fund’s Board). The election results as to any one Fund’s Board will not affect the results as to any other Fund’s Board.

To vote for the Board nominees, please vote by telephone or via the Internet, or sign, date, and have previously been elected by shareholders. Mses. Ackerman and Detrick, Messrs. Birdsong, Davey, Hill, Johnston and Peterson and Dr. Senbetreturn the enclosed proxy card (or, if you own a variable annuity contract or variable life insurance policy whose values are not currently members of either Board. Each Nominee is also a director/trusteeallocated to one or more series of Hartford Series Fund, Inc., and/or Hartford HLS Series Fund II, Inc., follow the instructions on the voting instruction card).

Qualifications of Board Nominees

The Nominating and Governance Committee operates pursuant to a written charter and is responsible for making nominations of candidates for appointment or election as independent Board members. Accordingly, the Nominating and Governance Committee, at its meeting held on April 21, 2000, nominated each current independent Board member (other than Mr. Hill who is scheduled to retire on December 31, 2020) and nominated Messrs. Cephas, Johnson, and Rosenberg for election by shareholders at the Meeting. The Board, at its meeting held on May 4-5, 2020, nominated each independent Board member (other than Mr. Hill) and Messrs. Cephas, Johnson, and Rosenberg, and Davey, for election by shareholders at the Meeting. The Nominating and Governance Committee and the Board evaluated each Board nominee both individually and in the broader context of the Board’s overall effectiveness, and made each nomination based on a variety of criteria that it deemed relevant, none of which in isolation was controlling. The governing documents for the Funds do not set forth any specific qualifications to serve as a Board member. The Charter for the Nominating and Governance Committee sets forth criteria that the Committee should consider as a minimum requirement for consideration as an independent Board member, including, among other things: 15 years of business or academic experience in a management, administrative or other oversight capacity; a college degree or business experience equivalent to a college degree; an ability to invest in the Funds; a person of high ethical standards; and a person able to think through and discuss complicated regulatory and financial issues and arrive at reasonable decisions on these issues on behalf of shareholders.

The Nominating and Governance Committee and the Board concluded that, based on each Board nominee’s experience, qualifications, attributes and skills, on an individual basis and in combination with those of other Board nominees, each Board nominee is qualified to serve as a member of the Board. Among the attributes and skills common to all Board nominees are the ability to review, evaluate and discuss information and proposals provided to them regarding the Funds, the ability to interact effectively with management and service providers, and the ability to exercise independent business judgment. Where applicable, the Board considered the actual service of each current Board member in concluding that the Board member should continue to serve as a member of the Board. Each Board nominee’s length of service on the Board is noted in Appendix C and the individual qualifications of each Board nominee are described in Appendix D.

A summary of certain, but necessarily all, factors that led the Nominating and Governance Committee and the Board to conclude that each Board nominee should be elected or re-elected to the Board is provided below.


·Each Board nominee currently serving on the Board has dedicated considerable time and has executed his or her duties as a Board member with diligence and made substantial contributions during his or her service on the Board.

·Each Board nominee has a desire and availability to serve as a Board member and each Board nominee has a reputation for integrity, honesty, and high ethical standards.

·In the case of each independent Board nominee, there is an absence of conflicts that would interfere with qualifying as an independent Board member.

·Each Board nominee possesses the experience and demonstrated ability to exercise sound business judgment.

·Each Board nominee understands the role and responsibilities of serving as a Board member, including the responsibilities of an independent Board member under the regulatory framework governing registered investment companies.

·Each Board nominee possesses the skills necessary to critically evaluate information presented to the Board, to interact collaboratively and effectively with Hartford Funds Management, other service providers, and other Board members, and to enable the Board to operate effectively in governing the Funds and protecting shareholders’ interests.
·Each Fund achieves operational efficiencies by having the same Board members oversee it and each of the other Funds.

In addition to individual qualifications, the qualifications described above are among those that the Nominating and Governance Committee may consider for any future independent Board nominees. The Nominating and Governance Committee periodically reviews the composition of the Board to determine whether it may be appropriate to add individuals with different backgrounds or skill sets from those already on the Board. It is the Nominating and Governance Committee’s policy to consider Board member candidates recommended by shareholders using the same criteria the Committee uses to evaluate other candidates. Any nominees recommended by shareholders must demonstrate an ability to represent all shareholders and not just a limited set of shareholders. A shareholder may submit a nomination to the Board by following the procedures detailed under “Shareholder Communications” below.

For a copy of the Nominating and Governance Committee Charter, please refer to Appendix N.

Board Leadership, Committee Structure, and Oversight

The Board currently consists of eight Board members, seven of whom are independent Board members. If the Board nominees are elected, the Board of the Funds will consist of eleven Board members (including Mr. Hill until his retirement on December 31, 2020), ten of whom will be independent Board members.

Lynn S. Birdsong, an independent Board member, serves as the Chairman of the Board and (i) presides over Board meetings and participates in the preparation of agendas for the Board and committee meetings, (ii) acts as a liaison with the Funds’ officers, Hartford Mutual Funds Inc.Management, other service providers, and other Board members between meetings, and (iii) coordinates Board activities and functions with the Chairpersons of the Board’s committees. The Board has determined that its leadership and committee structure is appropriate in light of the composition of the Board, its committees, and Mr. Birdsong’s long tenure with the Board and extensive knowledge of the investment management industry. The Board believes


its leadership structure enhances the effectiveness of the Board’s oversight role because it provides a foundation for the Board to work effectively with Hartford Funds Management and other service providers and facilitates the exercise of the Board’s independent judgment. In addition, the committee structure permits an efficient allocation of responsibility among the Board members.

The Board has five Committees: an Audit Committee; a Compliance and Risk Oversight Committee; a Contracts Committee; an Investment Committee; and a Nominating and Governance Committee (each, a “Committee” and collectively, the “Committees,” the members of which are referred to as “Committee members”). As discussed more fully below, the Board has delegated certain aspects of its oversight function to the Committees. Only independent Board members serve as Committee members. Each Committee is chaired by an independent Board member who is responsible for presiding over meetings and interfacing with Hartford Funds Management, other service providers, and other Board members between meetings. Committee chairs also perform such other functions as the Board or the Committee may delegate to them from time to time.

The Funds do not have a compensation committee because their executive officers do not receive any direct compensation from the Funds. The Nominating and Governance Committee periodically reviews independent Board member compensation, typically on a bi-annual basis. The Board comprehensively reviews the Chief Compliance Officer’s (“CCO”) compensation, which is paid in part by Hartford Funds Management and in part by the Funds. The committee structure facilitates the Board’s timely and efficient consideration of matters pertinent to the Funds’ business and affairs and their associated risks. The Board conducts an annual assessment of the oversight function and structure of the Board and each Committee. Information regarding the composition and function of the Committees is provided in Appendix E.

The Board currently meets at least five times a year, and may hold additional special meetings to address specific matters that arise between regularly scheduled meetings. The independent Board members also meet regularly outside of the presence of Hartford Funds Management and are advised by independent legal counsel.

Information about the number of times the Board and each Committee met during each Fund’s most recent fiscal year is provided in Appendix F. No Board member attended less than 75% of the total number of meetings of each Board and Committee on which the Board member served during each Fund’s most recently completed fiscal year.

The Board has engaged Hartford Funds Management to manage the Funds on a day-to-day basis. The Board is responsible for overseeing Hartford Funds Management, other service providers, and each Fund in accordance with the provisions of the 1940 Act, state law, other applicable laws, and each Fund’s governing documents. The Board reviews the Funds’ performance, operating expenses, and investment strategies and risks. The Board also reviews Hartford Funds Management and its role in running the day-to-day operations of the Funds, including Fund administration, Fund accounting, Fund transfer agency operations and shareholders services, and Fund distribution.

Day-to-day risk management with respect to the Funds is the responsibility of Hartford Funds Management or other service providers (depending on the nature of the risk), subject to oversight by Hartford Funds Management. The Board oversees risk as part of its general oversight of the Funds and risk is addressed as part of various Board and Committee activities. The Funds are subject to a number of risks, including investment, compliance, financial, operational, and valuation risks. The Funds’ service providers, which are responsible for the day-to-day operations of the Funds, implement risk management strategies in conducting their activities. The Board recognizes that it is not possible to identify all of the risks that may affect the Funds, and that it is not possible to develop processes and control


measures to eliminate all risks and their possible effects. The Board may, at any time and in its discretion, change the manner in which it conducts its risk oversight role.

The Compliance and Risk Oversight Committee, Audit Committee, and Investment Committee receive reports or other information from Hartford Funds Management regarding risk assessment and management. In addition, the Hartford Funds Management has established an internal committee focused on risk assessment and risk management related to the operations of the Funds and the investment manager, and the chairperson of that committee reports to the Compliance and Risk Oversight Committee on a semi-annual basis (or more frequently if appropriate). The Compliance and Risk Oversight Committee assists the Board in overseeing the activities of the Funds’ CCO, and the CCO provides an annual report to the Compliance and Risk Oversight Committee and the Board regarding material compliance matters. The Compliance and Risk Oversight Committee and the Board receive and consider other reports from the CCO throughout the year.

The Audit Committee assists the Board in reviewing financial matters, including matters relating to financial reporting risks and valuation risks. The Audit Committee oversees the risk management efforts for financial reporting, pricing and valuation, and liquidity risk and meets regularly with the Funds’ Treasurer and independent auditors, as well as with members of management, to discuss financial reporting and audit issues, including risks related to financial controls. The Audit Committee operates pursuant to a written charter. For a copy of the Audit Committee Charter, please refer to Appendix M.

The Investment Committee assists the Board in overseeing investment matters. The Investment Committee receives reports from the investment manager relating to investment performance, including information regarding investment risk. The Investment Committee meets regularly with the Funds’ portfolio managers to discuss investment performance achieved by the Funds and the investment risks assumed by the Funds to achieve that performance.

The Committee structure facilitates the timely and efficient consideration of matters by the Board members and fosters effective oversight of compliance with legal and regulatory requirements and of the Funds’ activities and their associated risks.

The CCO of the Funds and Hartford Funds Management oversees the implementation and testing of the Funds’ compliance program and reports to the Board at least quarterly regarding compliance matters for the Funds, Hartford Funds Management, and the Funds’ other service providers. The independent Board members have engaged independent legal counsel to assist them in performing their oversight responsibilities.

The Board also has appointed a Chief Legal Officer, who is responsible for overseeing internal reporting requirements imposed under rules adopted by the SEC pursuant to the Sarbanes-Oxley Act of 2002, which are designed to ensure that credible indications of material violations of federal securities laws or breaches of fiduciary duty are investigated and are adequately and appropriately resolved.

Finally, the Board appoints Fund officers to oversee the Funds’ daily operations. Each officer is an employee of Hartford Funds Management. Information about the executive officers of each Fund is set forth in Appendix G.

Board Compensation

Information relating to compensation paid to Board members is provided in Appendix H.


Equity Securities Owned by Board Nominees and Executive Officers

Information relating to the dollar range of equity securities owned by Board nominees in the Funds as of June 30, 2020, is set forth in Appendix I. Information concerning the Board nominees’ and the Funds’ executive officers’ aggregate ownership in the Funds is provided in Appendix J.

Investment Manager, Principal Underwriter and Other Service Providers

HFMC is the investment manager for each Fund except for Lattice Strategies Trust, and two series of The Hartford Mutual Funds II, Inc.,: Hartford Funds MasterMultifactor International Fund and Hartford Funds NextShares Trust. Each Nominee, withMultifactor Large Cap Value Fund, for which Lattice, HFMC’s wholly owned subsidiary, is the exception of Mr. Davey,investment manager. HFMC is an independent or disinterested person, which means they are not "interested persons"indirect subsidiary of The Hartford Financial Services Group, Inc. (“The Hartford”), a Connecticut-based financial services company. As of June 30, 2020, HFMC and Lattice had approximately $117.8 billion in discretionary and non-discretionary assets under management. HFMC is responsible for the management of the Trusts, as defined inFunds and supervises the Investment Company Actactivities of 1940 ("1940 Act"). Such individuals are commonly referred to as "Independent Trustees."

Pertinent information regarding each Nominee's principal occupation and business experience during at least the past five years, number of portfolios overseenFunds’ sub-advisers. In addition, HFMC, its affiliate(s) or to be overseencertain third-party service providers provide Fund administration, Fund accounting, and other directorships held is set forth below. Shareholders wishing to send communicationsadministrative services to the Nominees may submit written correspondence, directed to the Nominees, in careFunds, including personnel, services, equipment and facilities and office space for proper operation of the applicable Trust's Secretary, Alice A. Pellegrino, c/o Hartford Funds,Funds. HFMC’s principal offices are located at 690 Lee Road, Wayne, Pennsylvania 19087.

Hartford Funds Distributors, LLC, an affiliate of HFMC and a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), serves as the principal underwriter for each of the Mutual Funds and the Interval Fund pursuant to an Underwriting Agreement approved by the Board. ALPS Distributors, Inc. (“ALPS”), a broker-dealer and a member of FINRA, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203, serves as the principal underwriter for the ETFs.

Hartford Administrative Services Company, an affiliate of HFMC and a registered transfer agent, serves as the Mutual Funds’ and the Interval Fund’s transfer agent. State Street Bank and Trust Company (“State Street”), One Lincoln Street, Boston, MA 02111, serves as the ETFs’ transfer agent. State Street also serves as the Funds’ custodian bank and holds the Funds’ cash, portfolio securities, and other investments in a custodial account established for each Fund.

The Board unanimously recommends that you vote “FOR” the election of each Board nominee.

VOTING INFORMATION

Ownership of Fund Shares

The table in Appendix K sets forth the number of shares of each Fund issued and outstanding at the close of business on the Record Date. A list of each Fund’s shareholders of record as of the Record Date will be available for inspection during the Meeting.

As of August 3, 2020, to the best of the Funds’ knowledge, the persons listed in Appendix L beneficially owned more than 5% or 25% of the outstanding shares of the class or Fund indicated.

Solicitation Method

Solicitation may be made by mail, telephone, fax, e-mail, or the Internet by officers or employees of Hartford Funds Management, or by financial intermediaries and their representatives. The Funds may request that brokerage firms, custodians, banks, and other fiduciaries forward proxy solicitation material to beneficial owners of Fund shares. The Funds will reimburse brokerage firms, custodians, banks, and other fiduciaries for their expenses in forwarding this Proxy Statement and proxy materials to beneficial owners


of each Fund’s shares (i.e., shareholders who hold Fund shares through a financial intermediary in its name for their benefit).

The Funds also will reimburse insurance companies, to the extent required by any agreement between the Funds and such insurance companies, for the cost of forwarding this information to variable annuity contract owners and variable life insurance policy holders for the purpose of obtaining their voting instructions as to shares attributable to their contracts.

The Funds have retained Broadridge Financial Solutions, Inc. (“Broadridge”), which maintains its global headquarters located at 5 Dakota Drive, Suite 300, Lake Success, NY 11042, to assist in the distribution of proxy materials and the solicitation and tabulation of proxies. It is anticipated that the Funds will pay Broadridge approximately $4.9 million for such services (including reimbursement of out-of-pocket expenses). Broadridge may solicit proxies personally and by mail, telephone, fax, e-mail, or the Internet.

Solicitation Costs

The Funds will bear the cost of preparing, printing, and mailing this Proxy Statement, the enclosed proxy, and the accompanying notice, and costs in connection with the solicitation of proxies. The Funds also will incur additional out-of-pocket costs, such as legal expenses and auditor fees, in connection with the preparation of this Proxy Statement. Costs borne by the Funds collectively will be allocated among the Funds on the basis of their respective numbers of shareholder accounts, except when direct costs reasonably can be attributed to one or more specific Funds.

Quorum

Each Fund must achieve a quorum of shareholders to conduct business at the Meeting. For each of the Funds, the holders of one-third of the shares entitled to vote on any matter at the Meeting, present virtually or by proxy, will constitute a quorum of the Fund.

Required Vote

Each Fund is organized as a Delaware statutory trust or a Maryland corporation. At the Meeting, the shareholders of each Fund (including any series) will vote collectively as a single class on the election of each Board nominee.

For all Funds other than Lattice Strategies Trust, the affirmative vote of a plurality of the votes cast with respect to a Board nominee at the Meeting, assuming a quorum is present, is necessary to elect each Board nominee under the Proposal. This means that, assuming a quorum is present, the Board nominees who receive the most votes will be elected even if none of the Board nominees receives an outright majority of votes. In an uncontested election, as is the case for this election of Board members, the plurality requirement does not affect the outcome of the election. For Lattice Strategies Trust, the affirmative vote of a majority of the votes cast with respect to a Board nominee at the Meeting, assuming a quorum is present, is necessary to elect each Board nominee under the Proposal.

Abstentions and Broker Non-Votes

As described below, financial intermediaries may exercise their authority to vote your shares at their discretion. Abstentions, if any, will be counted as represented at the Meeting for purposes of determining whether a quorum has been reached, but will have no effect on the outcome of the election of any Board nominee.

So-called “broker non-votes” occur when the beneficial owner of the shares held in “street name” does not give voting instructions to the bank, securities broker-dealer, or other nominee holding the shares as to how


to vote on matters deemed to be “non-routine” under the rules of the New Stock Exchange, and the bank, broker, or other nominees returns the proxy to vote the shares in its discretion with respect to a “routine” proposal. Because there are no non-routine proposals being presented at the Meeting and because banks, brokers, or other nominees generally may exercise their authority to vote your shares at their discretion for the election of the Board nominees, it is not anticipated that there will be any “broker non-votes.”

Recording and Tabulation of Votes

Votes cast by proxy or virtually at the Meeting will be tabulated by the inspectors of election appointed for the Meeting. The inspectors of election will determine whether a quorum is present at the Meeting for each Fund.

If you hold your shares directly (not through a financial intermediary) and you return a signed and dated proxy card that does not specify how you wish to vote, your shares will be voted “FOR” each of the Board nominees.

If you hold your shares through a financial intermediary, you must instruct the financial intermediary how to vote your shares. Because the Proposal is a “routine” matter under rules of the New York Stock Exchange, financial intermediaries may exercise their discretionary authority to vote shares of beneficial owners who do not provide timely voting instructions for the Proposal or to “echo vote” such shares in the same proportion as those shares for which the financial intermediaries have received voting instructions. If you own a variable annuity contract or a variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford HLS Series Fund II, Inc., you must instruct your insurance company how to vote. In addition, a properly executed proxy card, voting instruction card, or other authorization by a beneficial owner of Fund shares that does not specify how the beneficial owner’s shares should be voted may be deemed an instruction to vote such shares “FOR” each Board nominee. Please consult your financial intermediary or insurance company for more information about its practices with respect to voting beneficial owners’ shares.

Revocation

To revoke a proxy, you must submit a written notice of revocation or later dated proxy to the applicable Fund, or virtually attend the Meeting and vote by ballot, in all cases before the proxy is exercised at the Meeting. Merely attending the Meeting, however, will not revoke a previously executed proxy. If you hold shares through a financial intermediary, please consult your financial intermediary regarding your ability to revoke voting instructions after you have provided them.

Attendance at the Meeting

Attendance at the Meeting will be limited to each Fund’s shareholders as of the Record Date. If you plan to attend the Meeting virtually, in order to gain admission you must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge. Shareholders who own shares registered in their own names and which are held in an account directly with the Fund (or Funds) will be asked to submit their name and control number found on the shareholder’s proxy card in order to register to participate in and vote at the Meeting.

If you hold Fund shares through a financial intermediary, you will not be able to vote virtually at the Meeting unless you previously have obtained a “legal proxy” from your financial intermediary, which will provide you with a new control number. It may take several days for this process and you must submit your “legal proxy” to Broadridge in a reasonable time prior to the Meeting. Variable annuity contract owners and variable life insurance policy holders should follow the instructions provided by their insurance company. See “Special Note to Variable Annuity Contract/Variable Life Insurance Owners” below.


After shareholders have submitted their registration information, they will receive an email from Broadridge that confirms that their registration request has been received and is under review by Broadridge. Once shareholders’ registration requests have been accepted, they will receive (i) an email containing an event link and dial-in information to attend the Meeting, and (ii) an email with a password to enter at the event link in order to access the Meeting. Even if you plan to virtually attend the Meeting, please promptly follow the enclosed instructions to submit voting instructions by telephone or via the Internet. Alternatively, you may submit voting instructions by signing, dating, and returning your proxy card.

Adjournment of the Meeting

If any Fund does not receive sufficient votes to hold the Meeting, the Meeting may be adjourned to permit further solicitation of proxies. In determining whether to adjourn the Meeting, the persons named as proxies may consider, among other factors, the percentage of votes actually cast, the nature of any further solicitation, and any information to be provided to shareholders for such solicitation. For all Funds other than Lattice Strategies Trust, the Funds’ Secretary or other Fund officer presiding over the Meeting may adjourn the meeting. With respect to Lattice Strategies Trust, any such adjournment will require the affirmative vote of a majority of the shares of Lattice Strategies Trust’s series present virtually or by proxy (whether or not sufficient to constitute a quorum) and entitled to vote at the Meeting. Lattice Strategies Trust may hold an adjourned Meeting without issuing another notice to shareholders provided the adjourned session or sessions are held within 60 days after the date set for the original meeting. The Mutual Funds may hold an adjourned Meeting without issuing another notice to shareholders, other than an announcement at the original Meeting, provided the session or sessions are held within 120 days after the Record Date. Hartford Funds Exchange-Traded Trust and the Interval Fund may hold an adjourned Meeting without issuing another notice to shareholders.

NomineesINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

The Board members, including a majority of the independent Board members, of each Fund have selected PricewaterhouseCoopers, LLP (“PwC”) as the Fund’s independent registered public accounting firm for Electionthe current fiscal year. PwC also will review the Funds’ federal and state income tax returns and provide certain permitted non-audit services. PwC, in accordance with Public Company Accounting Oversight Board Rule 3526, has confirmed to each Fund’s Audit Committee that they are independent auditors with respect to the Fund. Each Fund’s Audit Committee has considered whether the provision by PwC to the Fund of non-audit services to the Fund or of professional services to Hartford Funds Management and entities that control, are controlled by or are under common control with Hartford Funds Management is compatible with maintaining PwC’s independence and has discussed PwC’s independence with them. Representatives of PwC are not expected to be present at the Meeting but have been given the opportunity to make a statement if they so desire and will be available if any matter arises requiring their presence.

The amount of fees paid by the Funds for the two most recent fiscal years for all audit, non-audit, tax, and all other services provided directly to the Funds by the Funds’ independent registered public accounting firm is provided in Appendix M.

ADDITIONAL INFORMATION

Submission of Shareholder Proposals

The Funds do not hold annual shareholder meetings. A shareholder proposal intended to be presented at a future meeting of shareholders of a Fund, including a shareholder nomination for election to the Board of a Fund, must be received at the principal offices of the Funds a reasonable time before the Fund begins to


print and send its proxy materials for inclusion in the proxy materials for a meeting. In addition, Appendix A to the Nominating and Governance Committee Charter, which is enclosed as Independent Trustee (not previously electedAppendix N, identifies the information needed and the process required for a shareholder to recommend a nominees. Timely submission of a proposal does not guarantee that the Funds will include the proposal in a proxy statement.

Shareholder Communications

Shareholders who want to communicate with the Board or any individual Board member(s) should write their Fund to the attention of the Secretary of the Fund, 690 Lee Road, Wayne, PA 19087. Communications to the Board must be signed by shareholders):the shareholder and must specify: (i) the shareholder’s name and address; (ii) the number of Fund shares owned by the shareholder; (iii) the Fund(s) in which the shareholder owns shares; and (iv) for shares held in “street name,” the name of the financial intermediary that holds Fund shares in its name for the shareholder’s benefit. The Secretary will forward such communications to the Board or the applicable Board member(s) at the next regularly scheduled meeting, if practicable, or promptly after receipt if the Secretary determines that the communications require more immediate attention.

Householding. Hartford Funds Management has adopted a policy to permit sending only one copy of a prospectus, proxy statement, annual report, or semiannual report to certain shareholders residing in the same “household,” unless the Fund has received instructions to the contrary. This reduces Fund expenses, which benefits you and other shareholders. If you need additional copies or do not want your mailings to be “householded,” please call us at 888-843-7824 or send a written request with your name, the name of your Fund (or Funds), and your account number or numbers to Hartford Funds, P.O. Box 219060, Kansas City, MO 64121-9060. For overnight mail, please send the request to Hartford Funds, 430 W 7th Street, Suite 219060, Kansas City, MO 64105-1407.

Other Business Items

Management does not intend to present any items other than the Proposal and is not aware that any other items of business will be presented at the Meeting. If other matters are properly presented for a vote at the Meeting, the persons named as proxies will vote on such matters in their sole discretion.

Special Note to Variable Annuity Contract/Variable Life Insurance Owners

HLS Fund Reorganizations. At the Board meeting held on June 16-17, 2020, the Board approved an Agreement and Plan of Reorganization that provides for the reorganization of each Target Fund identified below into the corresponding Acquiring Fund identified below (the “Reorganizations”). It is anticipated that the Reorganizations will occur after the Record Date (August 3, 2020) but before the Meeting date (October 21, 2020). Accordingly, if you own a variable annuity contract or a variable life insurance policy whose values are allocated to one or more series of the Target Funds as of the Record Date, you are eligible and encouraged to provide your voting instructions to your insurance company.

Target FundAcquiring Fund
Hartford Global Growth HLS FundHartford Disciplined Equity HLS Fund
Hartford Growth Opportunities HLS FundHartford Disciplined Equity HLS Fund
Hartford MidCap Growth HLS FundHartford MidCap HLS Fund
Hartford MidCap Value HLS FundHartford MidCap HLS Fund
Hartford Value HLS FundHartford Dividend and Growth HLS Fund
Hartford High Yield HLS FundHartford Total Return Bond HLS Fund
Hartford U.S. Government Securities HLS FundHartford Ultrashort Bond HLS Fund

Submitting Voting Instructions to your Insurance Company. If you own a variable annuity contract or a variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc.


or Hartford HLS Series Fund II, Inc., you received this material because your insurance company is asking you to provide it with instructions as to how to vote the shares attributable to your contract at the Meeting or any adjourned session. Please complete the instruction card and return it to your insurance company as directed on the card or in the accompanying materials you received from the insurance company. Please do not return the instruction card to the Funds.

By Order of the Boards,
Thomas R. Phillips
��Vice President and Secretary
August 14, 2020

Appendix A: Fund Names

The Funds will be referred to throughout this Proxy Statement as listed below:

Name and
Fund
Year of Birth
Position Held
Term used in the Proxy Statement
with the
Mutual Funds
TrustsThe Hartford Mutual Funds, Inc.HMF
Hartford AARP Balanced Retirement FundTerm of Office*
AARP Balanced Retirement Fund
The Hartford Balanced Income FundBalanced Income Fund
The Hartford Capital Appreciation FundCapital Appreciation Fund
The Hartford Checks and Length of
Time ServedBalances Fund
Checks and Balances Fund
Hartford Climate Opportunities FundPrincipal Occupation(s)
During Last 5 YearsClimate Opportunities Fund
The Hartford Conservative Allocation FundConservative Allocation Fund
Hartford Core Equity FundNumber of
Portfolios
inCore Equity Fund
Complex
to be
Overseen by
Nominee for
Trustee
The Hartford Dividend and Growth FundDividend and Growth Fund
Hartford Emerging Markets Equity FundOther
Directorships
Held by
Nominee for
TrusteeEmerging Markets Equity Fund
The Hartford Emerging Markets Local Debt FundEmerging Markets Local Debt Fund
The Hartford Equity Income FundEquity Income Fund
The Hartford Floating Rate FundFloating Rate Fund
The Hartford Floating Rate High Income FundFloating Rate High Income Fund
Hartford Global Impact FundGlobal Impact Fund
The Hartford Global Real Asset FundGlobal Real Asset Fund
The Hartford Growth Allocation FundGrowth Allocation Fund
The Hartford Healthcare FundHealthcare Fund
The Hartford High Yield FundHigh Yield Fund
The Hartford Inflation Plus FundInflation Plus Fund
Hartford International Equity FundInternational Equity Fund
The Hartford International Growth FundInternational Growth Fund
The Hartford International Opportunities FundInternational Opportunities Fund
The Hartford International Value FundInternational Value Fund
The Hartford MidCap FundMidCap Fund
The Hartford MidCap Value FundMidCap Value Fund
Hartford Moderate Allocation FundModerate Allocation Fund
Hartford Multi-Asset Income and Growth FundMulti-Asset Income and Growth Fund
Hartford Municipal Income FundMunicipal Income Fund
The Hartford Municipal Opportunities FundMunicipal Opportunities Fund
Hartford Municipal Short Duration FundMunicipal Short Duration Fund
The Hartford Quality Bond FundQuality Bond Fund
The Hartford Short Duration FundShort Duration Fund
Hartford Small Cap Value FundSmall Cap Value Fund
The Hartford Small Company FundSmall Company Fund
The Hartford Strategic Income FundStrategic Income Fund
The Hartford Total Return Bond FundTotal Return Bond Fund
The Hartford World Bond FundWorld Bond Fund
 
The Hartford Mutual Funds II, Inc.HMF II
The Hartford Growth Opportunities FundGrowth Opportunities Fund
Hartford Multifactor International FundMultifactor International Fund
Hartford Multifactor Large Cap Value FundMultifactor Large Cap Value Fund
Hartford Quality Value FundQuality Value Fund
Hartford Schroders Emerging Markets Equity FundEmerging Markets Equity Fund
Hartford Schroders Emerging Markets Multi-Sector Bond FundEmerging Markets Multi-Sector Bond Fund
Hartford Schroders International Multi-Cap Value FundInternational Multi-Cap Value Fund
Hartford Schroders International Stock FundInternational Stock Fund


FundTerm used in the Proxy Statement
Hartford Schroders Securitized Income FundSecuritized Income Fund
Hartford Schroders Tax-Aware Bond FundTax-Aware Bond Fund
Hartford Schroders US MidCap Opportunities FundUS MidCap Opportunities Fund
Hartford Schroders US Small Cap Opportunities FundUS Small Cap Opportunities Fund
The Hartford Small Cap Growth FundSmall Cap Growth Fund
Hartford Schroders China A FundChina A Fund
Hartford Series Fund, Inc.HLS
Hartford Balanced HLS FundBalanced HLS Fund
Hartford Capital Appreciation HLS FundCapital Appreciation HLS Fund
Hartford Disciplined Equity HLS FundDisciplined Equity HLS Fund
Hartford Dividend and Growth HLS FundDividend and Growth HLS Fund
Hartford Global Growth HLS FundGlobal Growth HLS Fund
Hartford Healthcare HLS FundHealthcare HLS Fund
Hartford High Yield HLS FundHigh Yield HLS Fund
Hartford International Opportunities HLS FundInternational Opportunities HLS Fund
Hartford MidCap HLS FundMidCap HLS Fund
Hartford MidCap Value HLS FundMidCap Value HLS Fund
Hartford Small Company HLS FundSmall Company HLS Fund
Hartford Stock HLS FundStock HLS Fund
Hartford Total Return Bond HLS FundTotal Return Bond HLS Fund
Hartford Ultrashort Bond HLS FundUltrashort Bond HLS Fund
Hartford Value HLS FundValue HLS Fund
Hartford HLS Series Fund II, Inc.HLS II
Hartford Growth Opportunities HLS FundGrowth Opportunities HLS Fund
Hartford MidCap Growth HLS FundMidCap Growth HLS Fund
Hartford Small Cap Growth HLS FundSmall Cap Growth HLS Fund
Hartford U.S. Government Securities HLS FundU.S. Government Securities HLS Fund
ETFs
Lattice Strategies TrustLattice Trust
Hartford Multifactor Developed Markets (ex-US) ETFDeveloped Markets (ex-US) ETF
Hartford Multifactor Diversified International ETFDiversified International ETF
Hartford Multifactor Emerging Markets ETFEmerging Markets ETF
Hartford Multifactor Low Volatility US Equity ETFLow Volatility US Equity ETF
Hartford Multifactor REIT ETFREIT ETF
Hartford Multifactor Small Cap ETFSmall Cap ETF
Hartford Multifactor US Equity ETFUS Equity ETF
Hartford Funds Exchange-Traded TrustExchange-Traded Trust
Hartford Core Bond ETFCore Bond ETF
Hartford Municipal Opportunities ETFMunicipal Opportunities ETF
Hartford Schroders Tax-Aware Bond ETFTax-Aware Bond ETF
Hartford Short Duration ETFShort Duration ETF
Hartford Total Return Bond ETFTotal Return Bond ETF
Interval Fund
Hartford Schroders Opportunistic Income FundInterval Fund


Appendix B: Board Nominees’ Biographical Information

Name, address and

Year of Birth

Principal Occupation, Professional Experience and

Other Public Company Directorships

Independent Board Members

Hilary E. Ackermann

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1956)

None

N/A

Ms. Ackermann served as Chief Risk Officer at Goldman Sachs Bank USA from October 2008 to November 2011.

Other Directorships: Ms. Ackermann has served as a Director of Dynegy, Inc. (an independent power company) from October 2012 to present andthrough April 2018.  Upon the merger of Dynegy, Inc. with Vistra Energy Corporation, Ms. Ackermann became a member of the Board of Directors of Vistra Energy Corporation effective May 2018.  Ms. Ackermann serves as a Director of Credit Suisse Holdings (USA), Inc. from January 2017 to present.

86Robin C. Beery

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1967)

Ms. AckermannBeery has served as a consultant to ArrowMark Partners (an alternative asset manager) since March of 2015 and since November 2018 has been employed by ArrowMark Partners as a Senior Advisor. Previously, she was Executive Vice President, Head of Distribution, for Janus Capital Group, and Chief Executive Officer and President of the Janus Mutual Funds (a global asset manager) from September 2009 to August 2014.

Other Directorships: Ms. Beery serves as aan Independent Director of Dynegy, Inc. (a power company) (October 2012UMB Financial Corporation (January 2015 to present), has chaired the Compensation Committee since April 2017, and as a Director of Credit Suisse Holdings (USA), Inc. from January 2017 to present. Ms. Ackerman also serves as Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc.on the Audit Committee and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.the Risk Committee.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Other
Directorships
Held by
Nominee for
Trustee

Lynn S. Birdsong

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1946)

None

N/A

Until May 2020, Mr. Birdsong currently servesserved as a Director of Aberdeen Global and Aberdeen Global II (investment funds) (September 2014 to present) and(from 2014), Aberdeen Islamic SICAV and Aberdeen Liquidity Fund (investment funds) (2016 to present)(from 2016), and Aberdeen Alpha Fund (from 2017). Mr. Birdsong served as an Independent Director of Nomura Partners Funds, Inc. (formerly, The Japan Fund) (April 2003 to February 2015) and as a Director of the Sovereign High Yield Investment Company (April 2010 to June 2014).  From 2003 to March 2005, Mr. Birdsong was an Independent Director of the Atlantic Whitehall Funds. From 1979 to 2002, Mr. Birdsong was a Managing Director of Zurich Scudder Investments, an investment management firm. During his employment with Scudder, Mr. Birdsong was an Interested Director of The Japan Fund.  From January 1981 through December 2013, Mr. Birdsong was a partner in Birdsong Company, an advertising specialty firm.

Other Directorships: None.

86Derrick D. Cephas

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1952)

Mr. BirdsongCephas currently is a Partner of Weil, Gotshal & Manges LLP (“Weil Gotshal”), an international law firm headquartered in New York, where he serves as the Head of the Financial Institutions Practice (April 2011 to present). Mr. Cephas will retire from the partnership at Weil Gotshal effective October 30, 2020.

Previously, Mr. Cephas was President and Chief Executive Officer of Amalgamated Bank, a New York-based commercial bank (2006-2011), was a Partner in the Corporate Department of Cadwalader, Wickersham & Taft LLP (1994-2005), and served as the Superintendent of Banks, New York State Banking Department, State of New York (from 1991 to 1994). Mr. Cephas has served in other similar roles in private law practice and in public service, and has been a member of boards of privately held and publicly traded companies.

Other Directorships: Mr. Cephas serves a Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc.Signature Bank, a New York-based commercial bank, and The Hartford Mutual Funds II, Inc.is a member of the Credit Committee, Examining Committee and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.Risk Committee (March 2016 to present).

B-1 


Name, address and

Year of Birth

Position Held
with the
Trusts
Term of Office*
and Length of
Time Served

Principal Occupation(s)
During Last 5 Years

Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Occupation, Professional Experience and

Other
Public Company Directorships
Held by
Nominee for
Trustee

Independent Board Members

Christine R. Detrick

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1958)

None

N/A

Ms. Detrick haspreviously served as a Director and Chair of Reinsurance Groupthe Compensation Committee of America since January 2014 and Forest City Realty Trust (a real estate company) sincefrom November 2014. Previously, she was2014 to March 2018, a Director of Forethought Financial Group, Inc. (a financial services company) from January 2012 to January 2014, and a Senior Partner/Advisor at Bain & Company (a management consulting firm) from September 2002 to December 2012.

86

Other Directorships: Ms. Detrick serves as a Director and Chair of the Nominating and Governance Committee of Reinsurance Group of America (January 2014 to present) and Forest City Realty Trust (a real estate company) (November 2014 to present). Ms. DetrickShe also serves as a Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
in Fund
Complex
Charles River Associates (May 2020 to be
Overseen by
Nominee for
Trustee
Other
Directorships
Held by
Nominee for
Trustee
present).

Duane E. Hill

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1945)

None

N/A

Mr. Hill is a Partner of TSG Ventures L.P., a private equity investment company. Mr. Hill is a former partnerPartner of TSG Capital Group, a private equity investment firm that served as sponsor and lead investor in leveraged buyouts of middle market companies. His experience in executive positions in the banking, venture capital, and private equity industries span over 35 years

Other Directorships: None

86Andrew A. Johnson

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1962)

Mr. HillJohnson currently serves as a Diversity and Inclusion Advisor at Neuberger Berman, a private, global investment management firm. Prior to his current role, Mr. Johnson served as Chief Investment Officer and Head of Global Investment Grade Fixed Income at Neuberger Berman (January 2009 to December 2018). Mr. Johnson previously served as Managing Director and Co-Head, Investment Grade Fixed Income and Chief Investment Officer of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc.Lehman Brothers Asset Management (2003-2009) and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
served in Fund
Complex
to be
Overseen by
Nominee for
Trustee
similar roles at Lincoln Capital Management (1989-2002).

Other
Directorships
Held by
Nominee for
Trustee

: None

William P. Johnston
(1944)

Paul L. Rosenberg

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1953)

None

N/A

In June 2006, Mr. Johnston was appointed as Senior Advisor toRosenberg is a Partner of The CarlyleBridgespan Group, a global private equitynonprofit consulting firm that is a social impact advisor to nonprofits, non-governmental organizations, philanthropists and other alternative asset investment firminstitutional investors (October 2007 to present). Mr. Rosenberg previously was a Manager and currentlylater Partner of Bain & Company (1996-2007), and he has served as Special Counsel in the U.S. Department of State (1995-1996) and Senior Advisor, International Trade, in the U.S. Department of Commerce (1992-1995). Prior to his government service, Mr. Rosenberg was an associate and then engagement manager at McKinsey & Company.

Other Directorships: Mr. Rosenberg serves as an Operating Executive. In July 2006, Mr. Johnston was elected toon the Board of DirectorsAdvisors of MultiPlan, Inc.Grand Circle Corporation, a privately held travel and served as a Director (July 2006 to August 2010). In August 2007, Mr. Johnston was elected toleisure company, and on the Board of DirectorsAdvisors of LifeCare Holdings, Inc.Kensington Investment Company, a privately held real estate development and served as a Director (August 2007 to June 2013). In February 2008, Mr. Johnston was elected to the Board of Directors of HCR-ManorCare, Inc. In May 2006, Mr. Johnston was elected to the Supervisory Board of Fresenius Medical Care AG & Co. KGaA, after its acquisition of Renal Care Group, Inc. in March 2006. Mr. Johnston joined Renal Care Group in November 2002 as a member of the Board of Directors and served as Chairman of the Board from March 2003 through March 2006. From 2002 through 2013, Mr. Johnston served as a Board member of the Georgia O'Keefe Museum. From September 1987 to December 2002, Mr. Johnston was with Equitable Securities Corporation (and its successors, SunTrust Equitable Securities and SunTrust Robinson Humphrey) serving in various investment banking and managerial positions, including Managing Director and Head of Investment Banking, Chief Executive Officer and Vice Chairman.firm.

86

Mr. Johnston serves as Independent Chairman of the Board of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Other
Directorships
Held by
Nominee for
Trustee
Phillip O. Peterson
(1944)

None

N/A

Mr. Peterson is a mutual fund industry consultant. He was a partner of KPMG LLP (an accounting firm) until July 1999. Mr. Peterson joined William Blair Funds in February 2007 as a member of the Board of Trustees. From February 2012 to February 2014, Mr. Peterson served as a Trustee of Symetra Variable Mutual Funds. From January 2004 to April 2005, Mr. Peterson served as Independent President of the Strong Mutual Funds.

86

Mr. Peterson is a Trustee of the William Blair Funds (February 2007 to current) (22 funds overseen). Mr. Peterson also serves as Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Other
Directorships
Held by
Nominee for
Trustee
Lemma W. Senbet

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1946)

None

N/A

Dr. Senbet iscurrently serves as the William E. Mayer Chair Professor of Finance, and previously was the Founding Director, Center for Financial Policy, atin the University of Maryland, Robert H. Smith School of Business.Business at the University of Maryland.  He was chair of the Finance Department of the University of Maryland, Robert H. Smith School of Business at the University of Maryland from 1998 to 2006.  SinceIn June 2013, he has been on leavebegan a sabbatical from the University to serve as Executive Director of the African Economic Research Consortium which focuses on economic policy research and training.training, which he completed in 2018.  Previously, he was a chaired professor of finance at the University of Wisconsin-Madison. Also, he was a Director of the Fortis Funds from March 2000 to July 2002. Dr. Senbet served as Director of the American Finance Association and President of the Western Finance Association. In 2006, Dr. Senbet was inducted Fellow

B-2

Name, address and

Year of Birth

Principal Occupation, Professional Experience and

Other Public Company Directorships

Independent Board Members

of Financial Management Association International for his career-long distinguished scholarship and professional service.

86

Dr. Senbet serves as Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.Other Directorships: None

*  Each Trustee may serve until his or her successor is elected and qualifies.


Nominees for Election as Independent Trustee (previously elected by shareholders):

Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Other
Directorships
Held by
Nominee for
Trustee
Robin C. Beery
(1967)

Trustee and Chairperson of the Nominating and Governance Committee

Since December 2016(1)
Since December 2014(2)

Ms. Beery has served as a Consultant of ArrowMark Partners (an alternative asset manager) since March 2015. Previously, she was Executive Vice President, Head of Distribution, for Janus Capital Group, and Chief Executive Officer and President of the Janus Mutual Funds (a global asset manager) from September 2009 to August 2014.

86

Ms. Beery serves as an Independent Director of UMB Financial Corporation (January 2015 to present). Ms. Beery also serves as Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Other
Directorships
Held by
Nominee for
Trustee
David Sung

c/o Legal Department

690 Lee Road

Wayne, PA 19087

(1953)

Trustee and Chairman of the Audit Committee

Since December 2016(1)
Since December 2014(2)

Mr. Sung has servedserves as a Director of Nippon Wealth Bank, since April 2015a restricted license bank located in Hong Kong, and is an independent Director of six private investment funds, and two closed-end registered investment companies, sponsored by Ironwood Capital Management. Mr. Sung served as a Director of CITIC-Prudential Fund Management Company, Inc. sincefrom January 2016.2016 to November 2018. Mr. Sung is a Director of four private investment pools. Previously, he was a Partner at Ernst & Young LLP from October 1995 to July 2014.

86

Other Directorships: Mr. Sung serves as a Trustee of Ironwood Institutional Multi-Strategy Fund, LLC, and Ironwood Multi-Strategy Fund, LLC (October 2015 to present) (2 portfolios). Mr. Sung also serves as Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and Trustee of Hartford Funds Master Fund and Hartford Funds NextShares Trust.

*  Each Trustee may serve until his or her successor is elected and qualifies.

(1)  For Hartford Funds Exchange-Traded Trust.

(2)  For Lattice Strategies Trust.


Nominee for Election as Interested Trustee (not previously elected by shareholders):

Name, address and

Year of Birth

Position Held
with the
Trusts
Term of Office*
and Length of
Time Served

Principal Occupation(s)
During Last 5 Years

Number of
Portfolios
in Fund
Complex
to be
Overseen by
Nominee for
Trustee
Occupation, Professional Experience and

Other
Public Company Directorships
Held by
Nominee for
Trustee

Interested Board Member

James E. Davey**
Davey

690 Lee Road

Wayne, PA 19087

(1964)

None

N/A

Mr. Davey serves as Executive Vice President of The Hartford Financial Services Group, Inc. Mr. Davey has served in various positions within The Hartford and its subsidiaries and joined The Hartford in 2002.

With respect to each of the Funds, Mr. Davey serves as a Director, President, and Chief Executive officer.

Additionally, Mr. Davey serves as Chairman of the Board, Manager and Senior Managing Director of Hartford Funds Distributors, LLC ("HFD"). He also currently serves as Director, Chairman, of the Board, President, and Senior Managing Director offor Hartford Administrative Services Company ("HASCO"Funds Management Group, Inc. (“HFMG”). Mr. DaveyHe also serves as President, Manager, Chairman of the Board, and Senior Managing Director for Hartford Funds Management Company, LLC ("HFMC") and Director,LLC; Manager, Chairman of the Board, and President of Lattice Strategies LLC; Chairman of the Board, Manager, and Senior Managing Director forof Hartford Funds Management Group, Inc. ("HFMG"). Mr. Davey also serves asDistributors, LLC; and. Chairman of the Board, President and Manager of Lattice Strategies LLC effective July 30, 2016. Mr. Davey has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Hartford Funds. Mr. Davey joined The Hartford in 2002.

86

Mr. Davey serves asSenior Managing Director of Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. and TrusteeAdministrative Services Company, each of Hartford Funds Master Fund and Hartford Funds NextShares Trust.which is an affiliate of HFMG.

Other Directorships: None

B-3 

*  

Appendix C: Board Nominees’ Term and Tenure

Each Trustee may serveBoard member serves for an indefinite term (i.e., until his or her successor is elected and qualifies.

**  "Interested person," as defined indeath, resignation, retirement, or removal). The Board has adopted a retirement policy that requires each Board member to retire from the 1940 Act,Board (and any Committee thereof) no later than December 31 of the Trusts becauseyear in which he or she reaches the age of the person's affiliation with, or equity ownership of, HFMC, HFD or affiliated companies.seventy-five (75).

Trustee Qualifications

The governing documents for the Trusts do not set forth any specific qualifications to serve as a Trustee. The Charter for the Nominating and Governance Committee sets forth potential considerations for the Committee when selecting


nominees to serve as Independent Trustees, including: professional experience, education, skill and other individual qualities and attributes that contribute to the Board. The Committee may take into account a wide variety of factors in considering potential nominees, including (but not limited to): (i) availability and commitment of a candidate to attend meetings and perform his or her responsibilities on the Board, (ii) relevant industry and related experience, (iii) educational background, (iv) financial expertise, (v) ability, judgment and expertise and (vi) overall diversity of the Board's composition.

Each Board has concluded, based on each Nominee's experience, qualifications, attributes and/or skills, on an individual basis and in combination with those of other Nominees, that each Nominee is qualified to serve as a Trustee for the Funds. Among the attributes and skills common to all Nominees are the ability to review, evaluate and discuss information and proposals provided to them regarding the Funds, the ability to interact effectively with management and service providers, and the ability to exercise independent business judgment. Where applicable, the Boards have considered the actual service of the Nominee in concluding that the Nominee should continue to serve as a Trustee. Each Nominee's ability to perform his or her duties effectively has been attained through the Nominee's education and work experience, as well as service as a trustee for the Funds and/or other entities. Set forth below is the year in which each Board nominee became a brief descriptionmember of the specific experienceBoard of each Nominee. Additional details regarding the background of each Nominee is included in(i) Mutual Funds, (ii) ETFs, and (iii) the chart earlier in this section.Interval Fund.

Board MemberMutual FundsETFsInterval Fund
Hilary E. Ackermann201420172019
Robin C. Beery*20172014
Lynn S. Birdsong20032017
Derrick D. Cephas**n/an/an/a
James E. Davey201220172019
Christine R. Detrick20162017
Duane E. Hill20012017
Andrew A. Johnson**n/an/an/a
Paul L. Rosenberg**n/an/an/a
Lemma W. Senbet200520172019
David Sung*20172014

*Ms. Beery and Mr. Sung were appointed as members of the Board of the Mutual Funds but have not been elected by shareholders of the Mutual Funds.

**Messrs. Cephas, Johnson, and Rosenberg currently are not Board members. The Nominating and Governance Committee, at its meeting held on April 21, 2020, and the Board, at its meeting held on May 4-5, 2020, nominated Messrs. Cephas, Johnson, and Rosenberg as Board nominees.


Appendix D: Board Nominees’ Experience, Qualifications, and Skills

Hilary E. Ackermann. Ms. Ackermann has served as an independent Board member since September 2014. She has served as Chair of the Compliance and Risk Oversight Committee since 2016. Ms. Ackermann has over twenty-five25 years of credit, financial and risk management experience, including serving as Chief Risk Officerthe chief risk officer at Goldman Sachs Bank USA.a New York-chartered bank.

Robin C. Beery. Ms. Beery has served as an independent Board member since 2017. Ms. Beery is an experienced business executive with over 30 years of experience in the financial services industry, including extensive experience as a senior executive overseeing the global distribution of mutual funds and institutional strategies for a large investment adviser.

Lynn S. Birdsong. Mr. Birdsong has served as an independent Board member since 2003. He has served as Chairman of the Board since August 2019. He served as Co-Chairman of the Investment Committee from 2005 to 2014 and as Chairman of the Investment Committee from September 2014 to August 2019. Mr. Birdsong served in senior executive and portfolio management positions for investment management firms for more than twenty-five25 years. He has served as a director of other mutual funds for more than ten10 years.

Robin C. Beery. Ms. Beery

Derrick D. Cephas. Mr. Cephas has more than 25forty years of experience as an attorney practicing in the banking, corporate, and financial services industries.  He currently is a Partner of an international law firm and also serves as a director of a commercial bank. Mr. Cephas previously served in senior executive roles in state banking and other regulatory agencies and served as the chief executive leadership positionsofficer of one of the largest privately owned banks in the financial services industry including extensive experience related to the global distribution of mutual funds and institutional strategies for a large investment adviser.U.S.

James E. Davey. Mr. Davey joined The Hartford in 2002 and

Christine R. Detrick. Ms. Detrick has served in various positions within The Hartford and its subsidiaries in connection with the operationas an independent Board member since 2016. She has served as Chair of the Hartford Funds. Prior to joining The Hartford, Mr. Davey served in various management roles at Merrill Lynch, including director of 401(k) alliance management and director of corporate and institutional 401(k) product management, overseeing product profitability and marketing strategy. Mr. Davey currently serves on the Board of Governors for the Investment Company Institute (ICI).

Christine Detrick. Committee since August 2019. Ms. Detrick has over thirty30 years of experience leading and advising financial services companies and investors. She previously served as a director, head of the Americas financial services practice and senior advisor at a


management consulting firm, and as the chief executive officer of a private savings bank.

Duane E. Hill. Mr. Hill has served as an independent Board member since 2001. He has served as the Chairman of the Nominating and Governance Committee since 2003. Mr. Hill has more than thirty-five years'35 years’ experience in senior executive positions in the banking, venture capital and private equity industries.

William P. Johnston.

Andrew A. Johnson.Mr. JohnstonJohnson has more than fortyover 30 years of experience in senior leadership positions in the health care,as an investment bankingprofessional responsible for a range of fixed-income and legal professions.multi-asset class products. He currently serves as an operating executive toa diversity and inclusion advisor at a global private equity and other alternative asset investment firm and serves on other boards. He previouslymanagement firm. In his previous roles, Mr. Johnson served as managing directora chief investment officer, senior executive and headportfolio manager.

Paul L. Rosenberg. Mr. Rosenberg has over 40 years of investment banking, CEOexperience as a senior executive, strategy consultant, and vice chairman for an investment bank.

Phillip O. Peterson. Mr. Peterson wassenior official serving in the U.S. government. He currently is a partner of a major accounting firm, providing services to the investment management industry. Henon-profit strategy consulting firm. Mr. Rosenberg was previously a partner of a premier for-profit strategy consulting firm.

Lemma W. Senbet. Dr. Senbet has served as an independent presidentBoard member since 2005 (and served on the Board of a mutual fund complex, and he serves on another mutual fund board.

Lemma W. Senbet. the predecessors of some of the Funds since 2000). For more than thirty30 years, Dr. Senbet has served as a professor of finance, including serving as the Director of Center for Financial Policy and as the chair of the finance department at a major university. He has served the finance profession in various capacities, including as a director or officer of finance associations.

David Sung. Mr. Sung has served as an independent Board member since 2014. He has served as Chairman of the Audit Committee since November 2019. Mr. Sung is an experienced financial services and auditing professional with over 37 years of experience serving clients in the investment management business.

Pertinent

James E. Davey. Mr. Davey has served as a Board member since 2012 and President and Chief Executive Officer of the Funds since 2010.  Mr. Davey joined The Hartford Financial Services Group, Inc. (“The Hartford”) in 2002 and has served in various positions within The Hartford and its subsidiaries. Prior to joining The Hartford, Mr. Davey served in various management roles at Merrill Lynch, including director of 401(k) alliance management and director

D-1

of corporate and institutional 401(k) product management, overseeing product profitability and marketing strategy.  Mr. Davey has served on the Board of Governors for the Investment Company Institute (ICI).

D-2

Appendix E: Standing Committees of the Board

Committee

Chair/

Committee Members 

Description
Audit Committee

Chair: David Sung

Current Members:

Hilary E. Ackermann

Lynn S. Birdsong

The Audit Committee (i) oversees the Funds’ accounting and financial reporting policies and practices, their internal controls and, as appropriate, the internal controls of certain service providers; (ii) assists the Board in its oversight of the qualifications, independence and performance of the Funds’ independent registered public accounting firm; the quality, objectivity and integrity of the Funds’ financial statements and the independent audit thereof; and the performance of the Fund’s internal audit function; and (iii) acts as a liaison between the Funds’ independent registered public accounting firm and the respective full board. The Funds’ independent registered accounting firm reports directly to each Audit Committee, and each Audit Committee regularly reports to the Board.

Compliance

and Risk Oversight Committee

Chair: Hilary E. Ackermann

Current Members:

Lynn S. Birdsong

David Sung

The Compliance and Risk Oversight Committee assists the Board in its oversight of the adoption and implementation of compliance and enterprise risk management policies and procedures.
Investment Committee

Chair: Christine R. Detrick

Current Members:

Robin C. Beery

Duane E. Hill

Lemma W. Senbet

Investment Committee assists the Board in its oversight of the Funds’ investment performance and related matters.
Nominating and Governance Committee

Chair: Duane E. Hill

Current Members:

Hilary E. Ackermann

Robin C. Beery

Lynn S. Birdsong

Christine R. Detrick

Lemma W. Senbet

David Sung

The Nominating and Governance Committee (i) screens and selects candidates to the Board and (ii) periodically reviews and evaluates the compensation of the independent Board members and makes recommendations to the Board regarding the compensation of, and expense reimbursement policies with respect to, non-interested directors. The Nominating and Governance Committee also is authorized to consider and make recommendations to the Board regarding governance policies, including, but not limited to, any retirement policy for independent Board members. The Nominating and Governance Committee will consider nominees recommended by shareholders for non-interested director positions if a vacancy among the non-interested directors occurs and if the nominee meets the Committee’s criteria.

Contracts

Committee

Chair: Lynn S. Birdsong

Current Members:

Hilary E. Ackermann

Robin C. Beery

Christine R. Detrick

Duane E. Hill

Lemma W. Senbet

David Sung

The Contracts Committee assists the Board in its consideration and review of fund contracts and the consideration of strategy-related matters.


Appendix F: Board and Committee Meetings

Set forth in the table below is information regarding the number of meetings of the Board and the Committees held during each officer's principal occupationFund’s most recently completed fiscal year.

  Number of Meetings During Fund’s Last Fiscal Year

 

 

Funds

Fiscal
Year
End
BoardAudit
Committee

Compliance

Committee#

Investment

Committee

N&G

Committee#

Contracts

Committee

Exchange-Traded Trust7/31644621
Lattice Trust9/30644531
HMF10/31644631
HMF II10/31*644631
Interval Fund10/31644631
HLS12/31664641
HLS II12/31664641

*Two Series of HMF II, Multifactor Large Cap Value Fund and Multifactor Large Cap Value Fund have a fiscal year end of 9/30.

#“Compliance Committee” refers to the Compliance and Risk Oversight Committee and “N&G Committee” refers to the Nominating and Governance Committee.


Appendix G: Executive Officers’ Biographical Information

Certain biographical and business experience during at leastother information relating to the past five yearsexecutive officers of each Fund is set forth below. Except as notedEach officer serves for an indefinite term (i.e., until his or her death, resignation, retirement, or removal). None of the officers listed below receives compensation from any Fund.

Please see the addresstable at the bottom for each officer is c/o Hartford Funds, 690 Lee Road, Wayne, Pennsylvania 19087.a description of the companies for which the table below uses abbreviated names.


Current Officers

Name and
Year of Birth
Current Position Held
with the
Funds
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)Occupation
During the Past Five Years
During Last 5 Years
Darek Wojnar
(1965)

President and Chief Executive OfficerJames E. Davey

(1964)

President and Chief Executive Officer since December 2016(1)
President since December 2014; Chief Executive2010
Please see Appendix B (Board Nominees’ Biographical Information) for Mr. Davey’s biographical information.

Andrew S. Decker

(1963)

AML Compliance Officer since June 2017(2)2015

Head of Exchange-Traded Funds, Hartford Funds (2016 to Present); Managing Director, Lattice Strategies LLC (2014 to 2016); Managing Director, BlackRock (including Barclays Global Investors acquired by BlackRock) (2005 - 2013).

Joseph G. Melcher
(1973)

Chief Compliance Officer and Vice President

Since December 2016(1)
Since June 2017(2)

Mr. Melcher currently serves as Executive Vice President of HFD, HFMG and Hartford Administrative Services Company ("HASCO"). Mr. Melcher also currently serves as Executive Vice President and Chief Compliance Officer of HFMC, Lattice Strategies, LLC and the Hartford Funds Exchange-Traded Trust. Mr. Melcher has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Hartford Funds since joining The Hartford in 2012. Prior to joining The Hartford, Mr. Melcher worked at Touchstone Investments, a member of the Western & Southern Financial Group, where he held the position of Vice President and Chief Compliance Officer from 2010 through 2012 and Assistant Vice President, Compliance from 2005 to 2010.

Walter F. Garger
(1965)

Chief Legal Officer and Vice President

Since December 2016

Mr. Garger currently serves as Secretary, Managing Director and General Counsel of HFD, HASCO, HFMC and HFMG. Mr. Garger also serves as Secretary and General Counsel of Lattice Strategies LLC effective July 30, 2016. Mr. Garger has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Hartford Funds. Mr. Garger joined The Hartford in 1995.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Andrew S. Decker
(1963)

AML Compliance Officer

Since December 2016(1)
Since June 2017(2)

Mr. Decker currently serves as Chief Compliance Officer and AML Compliance Officer of HASCO (since April 2015) and Vice President of HASCO (since April 2018).  Mr. Decker serves as AML Officer of HFD.HFD (since May 2015).  Mr. Decker also serves as Vice President of HFMG (since April 2018).  Prior to joining The Hartford, Mr. Decker served as Vice President and AML Officer at Janney Montgomery Scott (a broker dealer) from April 2011 to January 2015.  Mr. Decker served as AML Compliance and Sanctions Enforcement Officer at SEI Investments from December 2007 to April 2011.

  
Albert Y. Lee

Amy N. Furlong

(1979)

Treasurer, Chief Financial Officer and Vice President

Treasurer, Chief Financial Officer and Vice President since December 2016(1)and Treasurer since December 2014; Chief Financial Officer and Vice President since June 2017(2)

2018

Head of Systemic Strategies and ETF Operations (2016 to Present); Managing Director & Chief Operating Officer, Lattice Strategies LLC (2009-2016); Chief Operating Officer, Avicenna Capital Management (2007-2009); Chief Financial Officer, Steeple Capital LP (2005-2007).

Alice A. Pellegrino
(1960)

Secretary and Vice President

Since December 2016(1) Since June 2017(2)

Ms. Pellegrino currentlyFurlong serves as Vice President and Assistant Treasurer of Hartford Life Insurance Company ("HLIC") and HFMG.HFMC (since September 2019). Ms. PellegrinoFurlong has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Hartford Funds. Ms. PellegrinoFurlong joined The Hartford in 2007.

2004. Prior to joining The Hartford, Ms. Furlong worked at KPMG LLP in audit services.
Vernon J. Meyer
(1964)

Walter F. Garger

(1965)

Vice President and Chief

Legal Officer since 2016

Since December 2016

Mr. Meyer currentlyGarger serves as SeniorSecretary, Managing Director and General Counsel of HFMG, HFMC, HFD, and HASCO (since 2013). Mr. Garger also serves as Secretary and General Counsel of Lattice Strategies LLC (since July 2016).  Mr. Garger has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Funds. Mr. Garger joined The Hartford in 1995.

Theodore J. Lucas

(1966)

Vice President since 2017Mr. Lucas serves as Executive Vice President of HLIC. HeHFMG (since July 2016) and as Executive Vice President of Lattice Strategies LLC (since June 2017).  Previously, Mr. Lucas served as Managing Partner of Lattice Strategies LLC (2003 to 2016).

Joseph G. Melcher

(1973)

Vice President and Chief Compliance Officer since 2013Mr. Melcher serves as Executive Vice President of HFMG and HASCO (since December 2013).  Mr. Melcher also currentlyserves as Executive Vice President (since December 2013) and Chief Compliance Officer (since December 2012) of HFMC, serves as Executive Vice President and Chief Compliance Officer of Lattice (since July 2016), serves as Executive Vice President of HFD (since December 2013), and has served as President and Chief Executive Officer of HFD (from April 2018 to June 2019). Prior to joining The Hartford in 2012, Mr. Melcher worked at Touchstone Investments, a member of the Western & Southern Financial Group, where he held the position of Vice President and Chief Compliance Officer from 2010 through 2012 and Assistant Vice President, Compliance from 2005 to 2010.


Name and Year of BirthCurrent Position with the FundsPrincipal Occupation
During the Past Five Years

Vernon J. Meyer

(1964)

Vice President since 2006Mr. Meyer serves as Managing Director and Chief Investment Officer of HFMC and Managing Director of HFMG.HFMG (since 2013). Mr. Meyer has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Hartford Funds. Mr. Meyer joined The Hartford in 2004.


Name and
Year of Birth
Position Held
with the
Trusts
Term of Office*
and Length of
Time Served
Principal Occupation(s)
During Last 5 Years
Laura S. Quade
(1969)

Alice A. Pellegrino

(1960)

Vice President

and Assistant Secretary since 2016

Since December 2016

Ms. Quade currentlyPellegrino serves as Vice President of HASCO, HFDHFMG (since December 2013).  Ms. Pellegrino also serves as Vice President and HFMG. SheAssistant Secretary of Lattice Strategies LLC (since June 2017). Ms. Pellegrino is the Head of Operations of HASCOa Senior Counsel and formerly served as Director, Enterprise Operations of HLIC. Ms. Quade has served in various positions within The Hartford and its subsidiaries in connection with the operation of the Hartford Funds. Ms. QuadePellegrino joined The Hartford in 2001.2007.

Thomas R. Phillips

(1960)

Vice President and Secretary since 2017Mr. Phillips is Deputy General Counsel for HFMG and currently serves as Vice President (since February 2017) and Assistant Secretary (since June 2017) for HFMG. Prior to joining HFMG in 2017, Mr. Phillips was a Director and Chief Legal Officer of Saturna Capital Corporation from 2014–2016.  Prior to that, Mr. Phillips was a Partner and Deputy General Counsel of Lord, Abbett & Co. LLC.

*

AbbreviationFull Company NameRole of Company
The HartfordThe Hartford Financial Services Group, Inc.Holding Company for a U.S. based insurance company
HFMGHartford Funds Management Group, Inc. (an indirect subsidiary of The Hartford)Holding Company for HFMG, HFD, and HASCO
HFMCHarford Funds Management Company, LLCInvestment Manager for the Mutual Funds and the Interval Fund
HFDHartford Funds Distributor, LLCPrincipal Underwriter and Distributor for the Mutual Funds and the Interval Fund
HASCOHartford Administrative Services CompanyTransfer Agent for the Mutual Funds and the Interval Fund
LatticeLattice Strategies LLC ( a wholly owned subsidiary of HFMC)Investment Manager for the ETFs, Multifactor International Fund, and Multifactor Large Cap Value Fund

Appendix H: Board Compensation

Compensation of Independent Board Members. Each officer may serve until his or her successor is elected or appointed.

(1)  For Hartford Funds Exchange-Traded Trust.

(2)  For Lattice Strategies Trust.

Additional information aboutindependent Board member receives compensation in the Trustsform an annual retainer and the independent registered public accounting firmfees for attending Board and Committee meetings. The amount of the Trustsannual retainer currently is provided$190,000. The Board Chairman receives an addition annual retainer, which currently is $190,000, and each Committee Chairperson also receives an additional annual retainer in Appendix B.the amount of $45,000. The retainers are paid quarterly. Each independent Board member also receives meeting fees, which include $10,000 per meeting for a regularly scheduled quarterly Board meeting, $3,500 per meeting for a special Board meeting, and $2,000 per meeting for a telephonic Board meeting. The fee for attending regularly scheduled Committee meetings include: (i) $2,000 for each Audit Committee meeting; (ii) $2,000 for each Compliance and Risk Oversight Committee meeting; (iii) $4,000 for each Investment Committee meeting; and (iv) $3,500 for each Contracts Committee meeting and any Committee special (non-telephonic) meeting.

REQUIRED VOTE

For HartfordAny Board member who is not an independent Board member does not receive any compensation from the Funds Exchange-Traded Trust,for serving as a pluralitymember of the votes properly cast in person or by proxy at the Meeting is required for the election of trustees. For Lattice Strategies Trust, a majority of the outstanding shares voted is required for the election of trustees. Because each Fund is a series of its respective Trust, each shareholder vote will be counted together with the votes of shareholders of the other series of the applicable Trust, voting as a single class in the election of trustees. Unless otherwise instructed, the proxies will vote all properly executed proxy cards and voting instruction cards "FOR" the Nominees. Board.

Each of the Nominees has consented to serveBoard nominees currently serves as a Trustee if elected.

The Boards unanimously recommend that you vote "FOR" the Proposal.


OTHER MATTERS

Management does not intend to present any business to the Meeting not mentioned in this Proxy Statement and currently knows of no other business to be presented. If any other matters are brought before the Meeting, the persons named as proxies will vote on such matters in their discretion.

OTHER SERVICE PROVIDERS

The following companies also provide services to the Funds.

Hartford Funds Exchange-Traded Trust. HFMC serves as the investment manager for the Funds. In addition, HFMC, its affiliate(s) or certain third-party service providers provide administrative services to the Trust, including personnel, services, equipment and facilities and office space for proper operationmember of the Trust.Board except for Derrick C. Cephas, Andrew A. Johnson, and Paul L. Rosenberg. The principal business address for HFMC is 690 Lee Road, Wayne, Pennsylvania 19087. State Street Bank and Trust Company ("State Street"), located at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111, also provides administrative services to the Trust. ALPS Distributors, Inc. ("ALPS"), located at 1290 Broadway, Suite 1100, Denver, Colorado 80203, serves as the Funds' principal underwriter.

Lattice Strategies Trust. Lattice Strategies LLC ("Lattice Strategies"), serves as the investment adviser for the Funds. The principal business address for Lattice Strategies is 101 Montgomery Street, 27th Floor, San Francisco, California 94104. State Street provides administrative services to the Trust and ALPS serves as the Funds' principal underwriter.

SHAREHOLDER MAILINGS

To help lower the impact of operating costs, each Fund attempts to eliminate mailing duplicate documents to the same address. When two or more Fund shareholders have the same last name and address, the applicable Fund may send only one prospectus, annual report, semi-annual report, general information statement or proxy to that address, rather than mailing separate documents to each shareholder. Shareholders may opt out of this single mailing at any time by calling the applicable Fund at 1-415-315-6600 or writing to the applicable Fund at Hartford Funds, 101 Montgomery Street, 27th Floor, San Francisco, California 94104, and requesting additional copies of Fund documents. Shareholders sharing a single mailing address who are currently receiving multiple copies of Fund documents can request delivery of a single copy instead by calling the same telephone number or writing to the same address.

A copy of the Trusts' most recent annual reports, as available, or a copy of the prospectuses or proxy statement, is available upon request, and without charge.

Please go to www.hartfordfunds.com/ETFproxy to view the proxy statement on the internet or call 1-888-340-0222 and a copy will be sent without charge. Please go to www.hartfordfunds.com to view the Trusts' annual reports or prospectuses on


the internet or contact the applicable Fund at Hartford Funds, 101 Montgomery Street, 27th Floor, San Francisco, California 94104 or call 1-888-340-0222 and a copy will be sent without charge by first class mail within three business days of your request.

SHAREHOLDER PROPOSALS

The Funds are not required to hold shareholder meetings annually and none of the Funds currently intend to hold such meetings, unless shareholder action is required in accordance with the 1940 Act or other applicable law. To be considered for inclusion in the proxy statement at any subsequent meeting of shareholders pursuant to Rule 14a-8 under the Securities Exchange Act of 1934, a shareholder proposal must be submitted to the applicable Fund at the address above at a reasonable time before the proxy statement for that meeting is mailed. Whether a proposal is included in the proxy statement will be determined in accordance with applicable federal laws. The timely submission of a proposal does not guarantee its inclusion. As of the date of this Joint Proxy Statement, no shareholder proposals had been submitted for this Shareholder Meeting.

  On behalf of the Boards of Trustees,

  /s/ Alice A. Pellegrino

  Alice A. Pellegrino
Secretary

July 21, 2017


INDEX OF APPENDICES

Appendix A  Fund Shares Outstanding

Appendix B  Additional Information About the Trusts and Independent Registered Public Accounting Firm

Beneficial Ownership of the Trustees and Nominees
Management Compensation
Board Meetings, Committees and Other Related Matters
Independent Registered Public Accounting Firm

Appendix C Nominating and Governance Committee, Charterat its meeting held on April 21, 2020, and the Board, at its meeting held on May 4-5, 2020, nominated Messrs. Cephas, Johnson, and Rosenberg as Board nominees. Accordingly, the tables below reflect that Messrs. Cephas, Johnson, and Rosenberg did not receive any compensation from a Fund during its most recently completed fiscal year or from any of the Funds during calendar year ended on December 31, 2019.

Mr. Birdsong became Chairman of the Board and Ms. Detrick became Chair of the Investment Committee on August 7, 2019. Mr. Sung became Chair of the Audit Committee on November 7, 2019. The amount of compensation paid to each of these independent Board members shown in the tables below reflect the actual amounts paid during the periods indicated and are different than the amount of compensation currently paid as a result of their respective chairperson responsibilities.

The Interval Fund commenced investment operations on November 4, 2019, and has not yet completed its first fiscal year. Accordingly, the table below does not include compensation for the independent Board members of the Interval Fund for a full fiscal year.

Hartford Funds Management allocates the aggregate amount of compensation paid to the independent Board members ratably among each of the Funds based on each Fund’s total net assets relative to the aggregate amount of all Funds’ total net assets. With respect to the ETFs, the allocation is notional and Hartford Funds Management bears the cost of the independent Board member compensation notionally allocated to the ETFs.

Appendix DCompensation Paid to Board Members by each Fund  Beneficial Owners. Set forth in the table below is information regarding compensation for serving as an independent Board member accrued by each during each Fund’s most recently completed fiscal year. Mr. Davey is not compensated for serving as a Board member of the Fund.

Name

HMF

(10/31/2019)

 

HMF II

(10/31/2019)

 

HLS

(12/31/2019)

 

HLS II

(12/31/2019)

 

Hilary E. Ackermann$201,012$34,604$54,676$8,942
Robin C. Beery$180,515$31,065$46,192 $7,558
Lynn S. Birdsong$224,525$38,582$58,152$9,517
Derrick D. CephasN/AN/AN/AN/A
Christine R. Detrick$184,921$31,808$47,831 $7,826
Duane E. Hill$210,338$36,180$54,354$8,890
Andrew A. JohnsonN/AN/AN/AN/A
Paul L. RosenbergN/AN/AN/AN/A
Lemma W. Senbet$180,517$31,064$46,752 $7,648
David Sung$180,517$31,064$47,072 $7,700

H-1



Name

Exchange-Traded Trust

(7/31/2019)

 

Lattice Trust

(9/30/2019)

 

Interval Fund

(N/A)

 

Hilary E. Ackermann$1,679$4,684N/A
Robin C. Beery$1,509 $4,119N/A
Lynn S. Birdsong$1,766 $4,846N/A
Derrick D. CephasN/AN/AN/A
Christine R. Detrick$1,520 $4,119N/A
Duane E. Hill$1,766$4,846N/A
Andrew A. JohnsonN/AN/AN/A
Paul L. RosenbergN/AN/AN/A
Lemma W. Senbet$1,520 $4,119N/A
David  Sung$1,509$4,119N/A

APPENDIX A

FUND SHARES OUTSTANDING ON JUNE 30, 2017Aggregate Compensation Paid to Board Members by All Funds. Set forth in the table below is the aggregate amount of compensation paid by the Funds to the independent Board members for the year ended December 31, 2019.

HARTFORD FUNDS EXCHANGE-TRADED TRUST

FundName

Shares Outstanding on June 30, 2017Total Compensation Paid to Board Nominees

Hartford Corporate Bond ETF

Hilary E. Ackermann

300,000

$330,500

Hartford Quality Bond ETF

Robin C. Beery

400,000

LATTICE STRATEGIES TRUST

Fund

Shares Outstanding on June 30, 2017

$280,000
Hartford Multifactor Developed Markets
(ex-US) ETFLynn S. Birdsong

3,000,000

$351,777

Hartford Multifactor Emerging Markets ETF

Derrick D. Cephas

1,700,000

N/A

Hartford Multifactor Global Small Cap ETF

Christine R. Detrick
 

500,000

$290,103
Hartford Multifactor Low Volatility
International Equity ETFDuane E. Hill

100,000

$328,500
Hartford Multifactor Low Volatility
US Equity ETFAndrew A. Johnson

150,000

N/A

Hartford Multifactor REIT ETF

Paul L. Rosenberg

700,000

N/A

Hartford Multifactor US Equity ETF

Lemma W. Senbet
$283,500
David Sung

1,000,000

$283,500


APPENDIX B

ADDITIONAL INFORMATION ABOUT THE TRUSTS AND
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

BeneficialAppendix I: Board Nominees’ Ownership of the Trustees and NomineesFund Shares

The following table sets forthtables provides certain information on the dollar range of equity securities beneficially owned by each Trustee of the Boards or Nominee for election as a Trustee of the Boards and on an aggregate basisBoard nominee in any registered investment companies overseen by the Trustee or Nominee within the Hartfordeach Fund Family* as a group, as of June 30, 2017.2020.

Name of Trustee
or NomineeCode
Equity Range
A

Funds$0

B$1 - $10,000
C$10,001 - $50,000
D$50,001 - $100,000
Eover $100,000

 Dollar Range
Name of Equity
Securities
in the FundBoard Nominee
 Aggregate Dollar Range
of Equity Securities
in All Registered
each Fund
Investment Companies
Overseen by
Trustee in the
Hartford Fund Family*

Hilary E. Ackermann

Fund Name
AckermannBeery

None

Birdsong
CephasDavey*Detrick
   

None

HMF  

$

50,001-$100,000

AARP Balanced Retirement FundAAEAAA
Balanced Income FundAAAAEA
Capital Appreciation FundAAEAAA
Checks and Balances FundAAAAAA
Climate Opportunities FundAADABA
Conservative Allocation FundAAAAAA
Core Equity FundAADAEE
Dividend and Growth FundAAEAAA
Emerging Markets Equity FundAAEAAA
Emerging Markets Local Debt FundAAAAAA
Equity Income FundAAEAAA
Floating Rate FundAAAAAA
Floating Rate High Income FundAAAAAA
Global Impact FundAADAEE
Global Real Asset FundAAAAAA
Growth Allocation FundAAAAAA
Healthcare FundAAAAAA
High Yield FundAAAAAA
Inflation Plus FundAAAAAA
International Equity FundAAEAAA
International Growth FundAAAAAA
International Opportunities FundAADADA
International Value FundAEAAAA
MidCap FundAEEAEE
MidCap Value FundAAAAAA
Moderate Allocation FundAAAAAA
Multi-Asset Income and Growth FundAAAAEA
Municipal Income FundAAAAAA
Municipal Opportunities FundAAAAAA
Municipal Short Duration FundAAAAAA
Quality Bond FundAAAAAA
Short Duration FundAADAAA
Small Cap Value FundAAAAAA
Small Company FundAAAAEA
Strategic Income FundAAAAAA
Total Return Bond FundAAAAAA
World Bond FundAADAAA
HMF II
Growth Opportunities FundAAEADA
Multifactor International FundAAAAAA
Multifactor Large Cap Value FundAAAAAA
Quality Value FundAACAAA

* Mr. Davey is an “interested person” of each Fund, as that term is defined in Section 2(a)(19) of the 1940 Act.


Name of Board Nominee
Dollar Range of Equity Securities in each Fund
Fund NameAckermannBeeryBirdsongCephasDavey*Detrick
Emerging Markets Equity FundAAAACA
Emerging Markets Multi-Sector Bond FundAAAAAA
International Multi-Cap Value FundAAAAAA
International Stock FundAAAACA
Securitized Income FundAADACA
Tax-Aware Bond FundAAAAAA
US MidCap Opportunities FundEAAACC
US Small Cap Opportunities FundAAAAAA
Small Cap Growth FundAAAAAA
China A FundAAAAAA
HLS
Balanced HLS FundAAAAAA
Capital Appreciation HLS FundAAAAAA
Disciplined Equity HLS FundAAAAAA
Dividend and Growth HLS FundAAAAAA
Global Growth HLS FundAAAAAA
Healthcare HLS FundAAAAAA
High Yield HLS FundAAAAAA
International Opportunities HLS FundAAAAAA
MidCap HLS FundAAAAAA
MidCap Value HLS FundAAAAAA
Small Company HLS FundAAAAAA
Stock HLS FundAAAAAA
Total Return Bond HLS FundAAAAAA
Ultrashort Bond HLS FundAAAAAA
Value HLS FundAAAAAA
HLS II
Growth Opportunities HLS FundAAAAAA
MidCap Growth HLS FundAAAAAA
Small Cap Growth HLS FundAAAAAA
U.S. Government Securities HLS FundAAAAAA
Lattice Trust
Developed Markets (ex-US) ETFAAAAAA
Diversified International ETFAAAAAA
Emerging Markets ETFAAAAAA
Low Volatility US Equity ETFAAAAAA
REIT ETFAAAAAA
Small Cap ETFAAAABA
US Equity ETFAAAADA
Exchange-Traded Trust
Core Bond ETFAAAAAA
Municipal Opportunities ETFAAAAAA
Tax-Aware Bond ETFAAAAAA
Short Duration ETFAAAAAA
Total Return Bond ETFAAAACA
Interval FundAAAAAA
  

Robin C. BeeryAggregate Dollar Range of

Equity Securities in the Funds

EE

None

E
AEE
   

None


Name of Board Nominee
Dollar Range of Equity Securities in each Fund
Fund NameHillJohnsonRosenbergSenbetSung
  

$

50,001-$100,000

HMF
AARP Balanced Retirement FundAAAAA
Balanced Income FundAAAAA
Capital Appreciation FundEAAAA
Checks and Balances FundAAAAA
Climate Opportunities FundAAAAA
Conservative Allocation FundAAAAA
Core Equity FundAAAAA
Dividend and Growth FundAAACA
Emerging Markets Equity FundAAAAA
Emerging Markets Local Debt FundAAAAA
Equity Income FundAAAAA
Floating Rate FundDAAAA
Floating Rate High Income FundAAAAA
Global Impact FundAAAAA
Global Real Asset FundAAAAA
Growth Allocation FundAAAAA
Healthcare FundAAADA
High Yield FundAAAAA
Inflation Plus FundAAAAA
International Equity FundAAACA
International Growth FundAAAAA
International Opportunities FundAAAAA
International Value FundAAAAA
MidCap FundAAAAA
MidCap Value FundAAAAA
Moderate Allocation FundAAAAA
Multi-Asset Income and Growth FundAAAAA
Municipal Income FundAAAAA
Municipal Opportunities FundAAACA
Municipal Short Duration FundAAAAA
Quality Bond FundAAAAA
Short Duration FundAAAAA
Small Cap Value FundAAAAA
Small Company FundAAADA
Strategic Income FundAAAAA
Total Return Bond FundAAAAA
World Bond FundAAAAA
HMF II
Growth Opportunities FundAAADA
Multifactor International FundAAAAA
Multifactor Large Cap Value FundAAAAA
Quality Value FundAAACA
Emerging Markets Equity FundAAAAA
Emerging Markets Multi-Sector Bond FundAAAAA
International Multi-Cap Value FundAAAAA
International Stock FundAAAAA
Securitized Income FundAAAAA
Tax-Aware Bond FundAAAAA
US MidCap Opportunities FundAAAAA
US Small Cap Opportunities FundAAAAA
Small Cap Growth FundAAAAA
China A FundAAAAA
HLS
Balanced HLS FundAAAAA
Capital Appreciation HLS FundAAAAA
Disciplined Equity HLS FundAAAAA
Dividend and Growth HLS FundAAAAA
Global Growth HLS FundAAAAA


Name of Board Nominee
Dollar Range of Equity Securities in each Fund
Fund NameHillJohnsonRosenbergSenbetSung
Healthcare HLS FundAAAAA
High Yield HLS FundAAAAA
International Opportunities HLS FundAAAAA
MidCap HLS FundAAAAA
MidCap Value HLS FundAAAAA
Small Company HLS FundAAAAA
Stock HLS FundAAAAA
Total Return Bond HLS FundAAAAA
Ultrashort Bond HLS FundAAAAA
Value HLS FundAAAAA
HLS II
Growth Opportunities HLS FundAAAAA
MidCap Growth HLS FundAAAAA
Small Cap Growth HLS FundAAAAA
U.S. Government Securities HLS FundAAAAA
Lattice Trust
Developed Markets (ex-US) ETFAAAAA
Diversified International ETFAAAAA
Emerging Markets ETFAAAAA
Low Volatility US Equity ETFAAAAA
REIT ETFAAAAA
Small Cap ETFAAAAA
US Equity ETFAAAAA
Exchange-Traded Trust
Core Bond ETFAAAAA
Municipal Opportunities ETFAAAAA
Tax-Aware Bond ETFAAAAA
Short Duration ETFAAAAA
Total Return Bond ETFAAAAA
Interval FundAAAAA
  

Lynn S. BirdsongAggregate Dollar Range of

Equity Securities in the Funds

EA

None

A
AA
   

None


Appendix J: Board Nominees’ and Executive Officers’ Aggregate Ownership of Fund Shares

As of June 30, 2020, the Board nominees and the Funds’ executive officers owned, as a group, less than 1% of the issued and outstanding shares of each class of the Funds except as set forth below.

FundClassPercentage
Balanced Retirement FundClass I1.86%
Climate Opportunities FundClass I4.48%
Global Impact FundClass I1.98%
Global Impact FundClass Y5.69%
International Equity FundClass I1.09%
Diversified International ETF 3.06%
Low Volatility US Equity ETF 

Over $100,000

2.72%
Small Cap ETF1.22%
  

Christine Detrick

None

None

Over $100,000

  

Duane E. Hill

None

None

Over $100,000

  

William P. Johnston

None

None

Over $100,000

  

Phillip O. Peterson

None

None

Over $100,000

  

Lemma W. Senbet

None

None

Over $100,000

  

David Sung

None

None

None

  

James E. Davey

  

None

   

None

   

Over $100,000

  

*  The Hartford Fund Family currently consists


Appendix K: Shares Outstanding as of eight open-end investment companies, consisting of 86 separate series.Record Date (August 3, 2020)

As of June 30, 2017,

Fund NameClassShares Outstanding
HARTFORD SMALL CAP GROWTH FUNDA3,981,686.873
HARTFORD SMALL CAP GROWTH FUNDC396,415.610
HARTFORD SMALL CAP GROWTH FUNDY5,141,339.862
HARTFORD SMALL CAP GROWTH FUNDI3,858,164.899
HARTFORD SMALL CAP GROWTH FUNDR3165,693.402
HARTFORD SMALL CAP GROWTH FUNDR4646,556.596
HARTFORD SMALL CAP GROWTH FUNDR51,349,280.402
HARTFORD SMALL CAP GROWTH FUNDR61,603,915.470
HARTFORD SMALL CAP GROWTH FUNDF873,290.441
HARTFORD GROWTH OPPORTUNITIES HLS FUNDIA36,409,249.597
HARTFORD GROWTH OPPORTUNITIES HLS FUNDIB4,221,046.419
HARTFORD GROWTH OPPORTUNITIES HLS FUNDIC1,555,627.316
HARTFORD MIDCAP GRWTH HLS FUNDIA9,591,324.189
HARTFORD MIDCAP GRWTH HLS FUNDIB1,640,705.900
HARTFORD US GOVT SEC HLS FUNDIA26,343,828.901
HARTFORD US GOVT SEC HLS FUNDIB5,262,618.228
HARTFORD HEALTHCARE HLS FUNDIA7,007,909.589
HARTFORD HEALTHCARE HLS FUNDIB1,714,420.064
HARTFORD HIGH YIELD HLS FUNDIA22,041,083.856
HARTFORD HIGH YIELD HLS FUNDIB6,846,684.124
HARTFORD BALANCED HLS FUNDIA56,142,394.936
HARTFORD BALANCED HLS FUNDIB7,492,429.311
HARTFORD ULTRASHORT BOND HLS FUNDIA37,499,476.838
HARTFORD ULTRASHORT BOND HLS FUNDIB5,580,722.297
HARTFORD GLOBAL GROWTH HLS FUNDIA14,460,618.225
HARTFORD GLOBAL GROWTH HLS FUNDIB2,624,677.389
HARTFORD DIV & GROWTH HLS FUNDIA125,542,067.079
HARTFORD DIV & GROWTH HLS FUNDIB16,424,947.686
HARTFORD DISCIPLINE EQUITY HLS FUNDIA32,949,568.478
HARTFORD DISCIPLINE EQUITY HLS FUNDIB4,612,806.014
HARTFORD TOTAL RETURN BOND HLS FUNDIA153,233,476.441
HARTFORD TOTAL RETURN BOND HLS FUNDIB17,747,051.034
HARTFORD INTL OPP HLS FUNDIA57,701,757.378
HARTFORD INTL OPP HLS FUNDIB7,409,808.762
HARTFORD STOCK HLS FUNDIA13,872,414.065
HARTFORD STOCK HLS FUNDIB1,354,564.184
HARTFORD MIDCAP HLS FUNDIA48,213,625.017
HARTFORD MIDCAP HLS FUNDIB1,308,368.636

K-1

HARTFORD MIDCAP VALUE HLS FUNDIA20,639,289.010
HARTFORD MIDCAP VALUE HLS FUNDIB6,056,334.631
HARTFORD VALUE HLS FUNDIA24,774,695.078
HARTFORD VALUE HLS FUNDIB3,946,968.845
HARTFORD SMALL COMPANY FUNDA15,374,266.524
HARTFORD SMALL COMPANY FUNDC602,043.904
HARTFORD SMALL COMPANY FUNDY642,303.859
HARTFORD SMALL COMPANY FUNDI1,318,187.028
HARTFORD SMALL COMPANY FUNDR3517,334.827
HARTFORD SMALL COMPANY FUNDR4502,147.552
HARTFORD SMALL COMPANY FUNDR5125,846.824
HARTFORD SMALL COMPANY FUNDR67,843.341
HARTFORD SMALL COMPANY FUNDF9,249,663.681
HARTFORD SMALL CAP GROWTH HLS FUNDIA29,920,575.126
HARTFORD SMALL CAP GROWTH HLS FUNDIB11,873,167.047
HARTFORD SMALL COMPANY HLS FUNDIA17,545,722.226
HARTFORD SMALL COMPANY HLS FUNDIB2,433,237.639
HARTFORD MUNICIPAL OPPORTUNITIES FUNDA48,296,227.370
HARTFORD MUNICIPAL OPPORTUNITIES FUNDC6,795,059.764
HARTFORD MUNICIPAL OPPORTUNITIES FUNDY1,727,843.451
HARTFORD MUNICIPAL OPPORTUNITIES FUNDI77,354,348.934
HARTFORD MUNICIPAL OPPORTUNITIES FUNDF15,254,277.492
HARTFORD AARP BALANCED RETIRE FUNDA7,751,139.217
HARTFORD AARP BALANCED RETIRE FUNDC3,460,985.122
HARTFORD AARP BALANCED RETIRE FUNDY233,953.702
HARTFORD AARP BALANCED RETIRE FUNDI1,620,212.939
HARTFORD AARP BALANCED RETIRE FUNDR389,796.908
HARTFORD AARP BALANCED RETIRE FUNDR442,409.354
HARTFORD AARP BALANCED RETIRE FUNDR572,717.290
HARTFORD AARP BALANCED RETIRE FUNDR61,171.159
HARTFORD AARP BALANCED RETIRE FUNDF25,928.078
HARTFORD CAPITAL APPREC HLS FUNDIA77,140,945.381
HARTFORD CAPITAL APPREC HLS FUNDIB9,621,867.811
HARTFORD CAPITAL APPREC HLS FUNDIC747,930.565
HARTFORD GROWTH OPPORTUNITIES FUNDA54,218,328.797
HARTFORD GROWTH OPPORTUNITIES FUNDC12,689,052.883
HARTFORD GROWTH OPPORTUNITIES FUNDY3,028,069.646
HARTFORD GROWTH OPPORTUNITIES FUNDI29,863,279.349
HARTFORD GROWTH OPPORTUNITIES FUNDR3909,014.260
HARTFORD GROWTH OPPORTUNITIES FUNDR41,297,751.821
HARTFORD GROWTH OPPORTUNITIES FUNDR5421,750.001

K-2

HARTFORD GROWTH OPPORTUNITIES FUNDR6615,661.008
HARTFORD GROWTH OPPORTUNITIES FUNDF13,089,156.820
HARTFORD QUALITY VALUE FUNDA7,762,499.880
HARTFORD QUALITY VALUE FUNDC254,207.846
HARTFORD QUALITY VALUE FUNDY19,527.781
HARTFORD QUALITY VALUE FUNDI604,470.715
HARTFORD QUALITY VALUE FUNDR344,581.271
HARTFORD QUALITY VALUE FUNDR4220,670.508
HARTFORD QUALITY VALUE FUNDR511,515.809
HARTFORD QUALITY VALUE FUNDR624,785.737
HARTFORD QUALITY VALUE FUNDF529,190.810
HARTFORD GRWTH ALLOCATION FUNDA39,769,047.953
HARTFORD GRWTH ALLOCATION FUNDC3,155,639.517
HARTFORD GRWTH ALLOCATION FUNDI745,811.336
HARTFORD GRWTH ALLOCATION FUNDR3476,652.039
HARTFORD GRWTH ALLOCATION FUNDR4214,646.381
HARTFORD GRWTH ALLOCATION FUNDR5397,009.567
HARTFORD GRWTH ALLOCATION FUNDF18,232.317
HARTFORD MODERATE ALLOC FUNDA26,967,296.276
HARTFORD MODERATE ALLOC FUNDC2,394,384.583
HARTFORD MODERATE ALLOC FUNDI794,940.084
HARTFORD MODERATE ALLOC FUNDR31,209,433.223
HARTFORD MODERATE ALLOC FUNDR4302,230.747
HARTFORD MODERATE ALLOC FUNDR5427,690.773
HARTFORD MODERATE ALLOC FUNDF22,051.486
HARTFORD CONSERV ALLOC FUNDA9,920,904.453
HARTFORD CONSERV ALLOC FUNDC1,081,239.241
HARTFORD CONSERV ALLOC FUNDI149,031.903
HARTFORD CONSERV ALLOC FUNDR3270,699.152
HARTFORD CONSERV ALLOC FUNDR4122,229.392
HARTFORD CONSERV ALLOC FUNDR5172,333.104
HARTFORD CONSERV ALLOC FUNDF1,097.774
HARTFORD MIDCAP FUNDA91,296,221.755
HARTFORD MIDCAP FUNDC20,210,607.380
HARTFORD MIDCAP FUNDY34,142,224.823
HARTFORD MIDCAP FUNDI142,267,210.659
HARTFORD MIDCAP FUNDR32,869,045.953
HARTFORD MIDCAP FUNDR46,216,849.718
HARTFORD MIDCAP FUNDR511,529,664.596
HARTFORD MIDCAP FUNDR647,581,042.760
HARTFORD MIDCAP FUNDF77,336,414.970

K-3

HARTFORD MIDCAP VALUE FUNDA20,916,266.442
HARTFORD MIDCAP VALUE FUNDC1,081,507.643
HARTFORD MIDCAP VALUE FUNDY791,576.527
HARTFORD MIDCAP VALUE FUNDI1,678,279.441
HARTFORD MIDCAP VALUE FUNDR3436,169.222
HARTFORD MIDCAP VALUE FUNDR4672,168.592
HARTFORD MIDCAP VALUE FUNDR5105,860.916
HARTFORD MIDCAP VALUE FUNDF24,597,647.016
HARTFORD INTL GROWTH FUNDA8,542,987.088
HARTFORD INTL GROWTH FUNDC409,264.748
HARTFORD INTL GROWTH FUNDY999,138.770
HARTFORD INTL GROWTH FUNDI2,666,368.052
HARTFORD INTL GROWTH FUNDR348,085.325
HARTFORD INTL GROWTH FUNDR4159,188.771
HARTFORD INTL GROWTH FUNDR51,907,236.929
HARTFORD INTL GROWTH FUNDR6252,917.894
HARTFORD INTL GROWTH FUNDF8,338,644.020
HARTFORD HEALTHCARE FUNDA18,653,302.480
HARTFORD HEALTHCARE FUNDC4,570,119.978
HARTFORD HEALTHCARE FUNDY2,008,997.824
HARTFORD HEALTHCARE FUNDI8,755,774.306
HARTFORD HEALTHCARE FUNDR3785,853.348
HARTFORD HEALTHCARE FUNDR4584,693.828
HARTFORD HEALTHCARE FUNDR5216,720.394
HARTFORD HEALTHCARE FUNDR679,051.337
HARTFORD HEALTHCARE FUNDF714,063.019
HARTFORD EQUITY INCOME FUNDA80,049,286.287
HARTFORD EQUITY INCOME FUNDC11,895,083.950
HARTFORD EQUITY INCOME FUNDY4,657,245.243
HARTFORD EQUITY INCOME FUNDI57,553,991.829
HARTFORD EQUITY INCOME FUNDR31,909,450.617
HARTFORD EQUITY INCOME FUNDR42,552,392.334
HARTFORD EQUITY INCOME FUNDR53,499,491.863
HARTFORD EQUITY INCOME FUNDR63,252,154.074
HARTFORD EQUITY INCOME FUNDF51,410,776.719
HARTFORD CAPITAL APPRECIATION FUNDA124,480,004.717
HARTFORD CAPITAL APPRECIATION FUNDC7,041,162.685
HARTFORD CAPITAL APPRECIATION FUNDY2,867,619.572
HARTFORD CAPITAL APPRECIATION FUNDI15,747,067.400
HARTFORD CAPITAL APPRECIATION FUNDR31,053,311.563
HARTFORD CAPITAL APPRECIATION FUNDR4773,144.406

K-4

HARTFORD CAPITAL APPRECIATION FUNDR5820,457.848
HARTFORD CAPITAL APPRECIATION FUNDR6310,156.362
HARTFORD CAPITAL APPRECIATION FUNDF20,042,197.888
HARTFORD HIGH YIELD FUNDA32,622,446.870
HARTFORD HIGH YIELD FUNDC3,717,635.031
HARTFORD HIGH YIELD FUNDY526,060.903
HARTFORD HIGH YIELD FUNDI2,658,009.476
HARTFORD HIGH YIELD FUNDR3249,561.231
HARTFORD HIGH YIELD FUNDR4134,866.135
HARTFORD HIGH YIELD FUNDR585,746.816
HARTFORD HIGH YIELD FUNDF8,875,284.141
HARTFORD MULTIASSET INCOME & GROWTH FUNDA30,745,189.239
HARTFORD MULTIASSET INCOME & GROWTH FUNDC4,252,139.968
HARTFORD MULTIASSET INCOME & GROWTH FUNDY548,580.870
HARTFORD MULTIASSET INCOME & GROWTH FUNDI4,994,212.056
HARTFORD MULTIASSET INCOME & GROWTH FUNDR362,336.873
HARTFORD MULTIASSET INCOME & GROWTH FUNDR427,543.853
HARTFORD MULTIASSET INCOME & GROWTH FUNDR58,093.846
HARTFORD MULTIASSET INCOME & GROWTH FUNDR615,217.285
HARTFORD MULTIASSET INCOME & GROWTH FUNDF4,434,992.597
HARTFORD BALANCED INCOME FUNDA256,410,065.683
HARTFORD BALANCED INCOME FUNDC215,721,050.685
HARTFORD BALANCED INCOME FUNDY10,571,226.503
HARTFORD BALANCED INCOME FUNDI267,746,091.926
HARTFORD BALANCED INCOME FUNDR310,823,457.779
HARTFORD BALANCED INCOME FUNDR46,237,516.064
HARTFORD BALANCED INCOME FUNDR53,134,665.400
HARTFORD BALANCED INCOME FUNDR615,518,575.814
HARTFORD BALANCED INCOME FUNDF141,716,628.738
HARTFORD SHORT DURATION FUNDA76,955,238.137
HARTFORD SHORT DURATION FUNDC8,215,714.450
HARTFORD SHORT DURATION FUNDY713,000.814
HARTFORD SHORT DURATION FUNDI40,332,652.248
HARTFORD SHORT DURATION FUNDR3148,306.483
HARTFORD SHORT DURATION FUNDR4477,822.408
HARTFORD SHORT DURATION FUNDR5162,748.318
HARTFORD SHORT DURATION FUNDR61,224.923
HARTFORD SHORT DURATION FUNDF24,221,659.919
HARTFORD INFLATION PLUS BOND FUNDA17,917,523.442
HARTFORD INFLATION PLUS BOND FUNDC1,926,772.817
HARTFORD INFLATION PLUS BOND FUNDY2,710,605.141

K-5

HARTFORD INFLATION PLUS BOND FUNDI4,170,855.563
HARTFORD INFLATION PLUS BOND FUNDR33,369,041.504
HARTFORD INFLATION PLUS BOND FUNDR4590,611.669
HARTFORD INFLATION PLUS BOND FUNDR5123,008.789
HARTFORD INFLATION PLUS BOND FUNDF15,326,255.026
HARTFORD DIV AND GROWTH FUNDA141,335,523.673
HARTFORD DIV AND GROWTH FUNDC6,348,773.670
HARTFORD DIV AND GROWTH FUNDY29,386,297.058
HARTFORD DIV AND GROWTH FUNDI69,591,662.508
HARTFORD DIV AND GROWTH FUNDR32,280,555.706
HARTFORD DIV AND GROWTH FUNDR43,726,261.228
HARTFORD DIV AND GROWTH FUNDR57,028,235.412
HARTFORD DIV AND GROWTH FUNDR67,282,468.241
HARTFORD DIV AND GROWTH FUNDF111,197,659.002
HARTFORD CORE EQUITY FUNDA30,756,168.485
HARTFORD CORE EQUITY FUNDC13,727,888.942
HARTFORD CORE EQUITY FUNDY18,544,594.284
HARTFORD CORE EQUITY FUNDI78,077,638.479
HARTFORD CORE EQUITY FUNDR31,211,210.694
HARTFORD CORE EQUITY FUNDR44,432,083.735
HARTFORD CORE EQUITY FUNDR55,316,027.412
HARTFORD CORE EQUITY FUNDR616,400,000.260
HARTFORD CORE EQUITY FUNDF61,860,262.766
HARTFORD TOTAL RET BOND FUNDA102,879,120.407
HARTFORD TOTAL RET BOND FUNDC2,970,697.077
HARTFORD TOTAL RET BOND FUNDY35,287,168.240
HARTFORD TOTAL RET BOND FUNDI19,885,176.069
HARTFORD TOTAL RET BOND FUNDR3438,343.019
HARTFORD TOTAL RET BOND FUNDR41,107,757.689
HARTFORD TOTAL RET BOND FUNDR5172,417.486
HARTFORD TOTAL RET BOND FUNDR65,320,711.042
HARTFORD TOTAL RET BOND FUNDF77,042,950.991
HARTFORD INTL OPPORTUNITIES FUNDA27,582,805.362
HARTFORD INTL OPPORTUNITIES FUNDC2,060,539.595
HARTFORD INTL OPPORTUNITIES FUNDY61,825,326.512
HARTFORD INTL OPPORTUNITIES FUNDI20,808,479.014
HARTFORD INTL OPPORTUNITIES FUNDR32,472,248.495
HARTFORD INTL OPPORTUNITIES FUNDR46,351,009.498
HARTFORD INTL OPPORTUNITIES FUNDR518,807,440.269
HARTFORD INTL OPPORTUNITIES FUNDR641,402,969.048
HARTFORD INTL OPPORTUNITIES FUNDF38,108,033.046

K-6

HARTFORD FLOATING RATE FUNDA82,349,742.507
HARTFORD FLOATING RATE FUNDC32,710,411.566
HARTFORD FLOATING RATE FUNDY5,558,367.506
HARTFORD FLOATING RATE FUNDI102,746,105.599
HARTFORD FLOATING RATE FUNDR3603,366.045
HARTFORD FLOATING RATE FUNDR4316,746.574
HARTFORD FLOATING RATE FUNDR5137,319.796
HARTFORD FLOATING RATE FUNDF13,872,986.271
HARTFORD CHECKS AND BAL FUNDA136,613,612.802
HARTFORD CHECKS AND BAL FUNDC14,932,306.240
HARTFORD CHECKS AND BAL FUNDI6,836,548.621
HARTFORD CHECKS AND BAL FUNDR31,402,486.935
HARTFORD CHECKS AND BAL FUNDR4410,964.578
HARTFORD CHECKS AND BAL FUNDR539,476.477
HARTFORD CHECKS AND BAL FUNDF757,137.708
HARTFORD STRATIGIC INCOME FUNDA25,760,147.104
HARTFORD STRATIGIC INCOME FUNDC6,684,705.859
HARTFORD STRATIGIC INCOME FUNDY6,725,141.050
HARTFORD STRATIGIC INCOME FUNDI67,270,066.099
HARTFORD STRATIGIC INCOME FUNDR3104,596.191
HARTFORD STRATIGIC INCOME FUNDR4381,404.560
HARTFORD STRATIGIC INCOME FUNDR51,428,265.012
HARTFORD STRATIGIC INCOME FUNDR6525,836.736
HARTFORD STRATIGIC INCOME FUNDF19,775,057.748
HARTFORD INTL EQUITY FUNDA56,567,980.582
HARTFORD INTL EQUITY FUNDC2,847,342.941
HARTFORD INTL EQUITY FUNDY1,741,665.546
HARTFORD INTL EQUITY FUNDI5,648,057.978
HARTFORD INTL EQUITY FUNDR31,312,341.467
HARTFORD INTL EQUITY FUNDR4633,363.671
HARTFORD INTL EQUITY FUNDR5985,840.811
HARTFORD INTL EQUITY FUNDR63,058,535.665
HARTFORD INTL EQUITY FUNDF6,802,350.738
HARTFORD INTL VALUE FUNDA3,020,309.726
HARTFORD INTL VALUE FUNDC687,895.084
HARTFORD INTL VALUE FUNDY22,965,051.481
HARTFORD INTL VALUE FUNDI53,071,405.296
HARTFORD INTL VALUE FUNDR324,048.435
HARTFORD INTL VALUE FUNDR4244,148.645
HARTFORD INTL VALUE FUNDR52,876,667.731
HARTFORD INTL VALUE FUNDR611,696,873.926

K-7

HARTFORD INTL VALUE FUNDF15,374,363.351
HARTFORD GLBL REAL ASSET FUNDA1,517,181.180
HARTFORD GLBL REAL ASSET FUNDC249,059.674
HARTFORD GLBL REAL ASSET FUNDY6,463,527.434
HARTFORD GLBL REAL ASSET FUNDI1,950,620.874
HARTFORD GLBL REAL ASSET FUNDR310,468.389
HARTFORD GLBL REAL ASSET FUNDR42,669.591
HARTFORD GLBL REAL ASSET FUNDR513,091.952
HARTFORD GLBL REAL ASSET FUNDF9,299,068.317
HARTFORD SMALL CAP VALUE FUNDA4,195,228.997
HARTFORD SMALL CAP VALUE FUNDC297,495.757
HARTFORD SMALL CAP VALUE FUNDY34,019.302
HARTFORD SMALL CAP VALUE FUNDI361,297.734
HARTFORD SMALL CAP VALUE FUNDR355,826.907
HARTFORD SMALL CAP VALUE FUNDR46,116.302
HARTFORD SMALL CAP VALUE FUNDR51,098.635
HARTFORD SMALL CAP VALUE FUNDR620,311.596
HARTFORD SMALL CAP VALUE FUNDF4,792,407.329
HARTFORD EMRG MKTS LOC DEBT FUNDA847,134.324
HARTFORD EMRG MKTS LOC DEBT FUNDC363,710.001
HARTFORD EMRG MKTS LOC DEBT FUNDY9,047,126.468
HARTFORD EMRG MKTS LOC DEBT FUNDI2,580,206.579
HARTFORD EMRG MKTS LOC DEBT FUNDR31,994.947
HARTFORD EMRG MKTS LOC DEBT FUNDR48,000.193
HARTFORD EMRG MKTS LOC DEBT FUNDR58,517.837
HARTFORD EMRG MKTS LOC DEBT FUNDF546,366.160
HARTFORD EMRG MKTS EQUITY FUNDA4,313,404.087
HARTFORD EMRG MKTS EQUITY FUNDC217,156.505
HARTFORD EMRG MKTS EQUITY FUNDY26,824,063.122
HARTFORD EMRG MKTS EQUITY FUNDI2,899,684.335
HARTFORD EMRG MKTS EQUITY FUNDR334,113.757
HARTFORD EMRG MKTS EQUITY FUNDR444,072.936
HARTFORD EMRG MKTS EQUITY FUNDR590,876.031
HARTFORD EMRG MKTS EQUITY FUNDR6120,047.473
HARTFORD EMRG MKTS EQUITY FUNDF5,142,605.380
HARTFORD WORLD BOND FUNDA39,273,620.009
HARTFORD WORLD BOND FUNDC6,823,748.252
HARTFORD WORLD BOND FUNDY39,851,324.635
HARTFORD WORLD BOND FUNDI195,289,935.437
HARTFORD WORLD BOND FUNDR3149,745.281
HARTFORD WORLD BOND FUNDR41,680,046.341

K-8

HARTFORD WORLD BOND FUNDR5767,825.295
HARTFORD WORLD BOND FUNDR69,616,331.876
HARTFORD WORLD BOND FUNDF136,284,261.261
HARTFORD FLOATING RATE HIGH INC FUNDA7,211,821.426
HARTFORD FLOATING RATE HIGH INC FUNDC4,447,907.618
HARTFORD FLOATING RATE HIGH INC FUNDY826,834.942
HARTFORD FLOATING RATE HIGH INC FUNDI21,762,887.248
HARTFORD FLOATING RATE HIGH INC FUNDR316,896.966
HARTFORD FLOATING RATE HIGH INC FUNDR437,276.268
HARTFORD FLOATING RATE HIGH INC FUNDR51,168,018.203
HARTFORD FLOATING RATE HIGH INC FUNDF1,354,589.493
HARTFORD CLIMATE OPPTORTUNITIES FUNDA556,991.723
HARTFORD CLIMATE OPPTORTUNITIES FUNDC26,524.116
HARTFORD CLIMATE OPPTORTUNITIES FUNDY122,275.592
HARTFORD CLIMATE OPPTORTUNITIES FUNDI252,875.705
HARTFORD CLIMATE OPPTORTUNITIES FUNDR310,766.529
HARTFORD CLIMATE OPPTORTUNITIES FUNDR415,247.175
HARTFORD CLIMATE OPPTORTUNITIES FUNDR510,730.351
HARTFORD CLIMATE OPPTORTUNITIES FUNDR610,809.268
HARTFORD CLIMATE OPPTORTUNITIES FUNDF2,914,409.018
HARTFORD MUNICIPAL INCOME FUNDA3,165,814.261
HARTFORD MUNICIPAL INCOME FUNDC426,290.274
HARTFORD MUNICIPAL INCOME FUNDI2,046,493.713
HARTFORD MUNICIPAL INCOME FUNDF1,098,783.194
HARTFORD MUNI SHORT DURATION FUNDA1,704,401.474
HARTFORD MUNI SHORT DURATION FUNDC112,340.880
HARTFORD MUNI SHORT DURATION FUNDI240,276.910
HARTFORD MUNI SHORT DURATION FUNDF182,744.090
HARTFORD GLOBAL IMPACT FUNDA3,253,469.079
HARTFORD GLOBAL IMPACT FUNDC178,703.425
HARTFORD GLOBAL IMPACT FUNDY219,299.100
HARTFORD GLOBAL IMPACT FUNDI1,734,674.109
HARTFORD GLOBAL IMPACT FUNDR3430,566.915
HARTFORD GLOBAL IMPACT FUNDR476,070.522
HARTFORD GLOBAL IMPACT FUNDR520,182.242
HARTFORD GLOBAL IMPACT FUNDR6140,199.820
HARTFORD GLOBAL IMPACT FUNDF257,522.931
HARTFORD MULTIFACTOR INTL FUNDY72,228.071
HARTFORD MULTIFACTOR INTL FUNDR312,092.358
HARTFORD MULTIFACTOR INTL FUNDR410,318.249
HARTFORD MULTIFACTOR INTL FUNDR5103,190.527

K-9

HARTFORD MULTIFACTOR INTL FUNDR6103,201.763
HARTFORD MULTIFACTOR INTL FUNDF10,320.140
HART MULTIFACTOR LCAP VALUE FDY20,647.306
HART MULTIFACTOR LCAP VALUE FDR310,341.472
HART MULTIFACTOR LCAP VALUE FDR410,331.595
HART MULTIFACTOR LCAP VALUE FDR520,648.650
HART MULTIFACTOR LCAP VALUE FDR630,976.485
HART MULTIFACTOR LCAP VALUE FDF10,325.530
HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF79,450,000.000
HARTFORD MULTIFACTOR EMERGING MARKETS ETF2,200,000.000
HARTFORD MULTIFACTOR SMALL CAP ETF400,000.000
HARTFORD MULTIFACTOR US EQUITY ETF8,150,000.000
HARTFORD MULTIFACTOR REIT ETF250,000.000
HARTFORD MULTIFACTOR LOW VOLITILITY US ETF200,000.000
HART MULTIFACTOR DIVERSIFIED INTERNATIONAL ETF200,000.000
HARTFORD SCHR TAX AWARE BOND ETF3,500,000.000
HARTFORD TOTAL RETURN BOND ETF16,400,000.000
HARTFORD MUNICIPAL OPPORTUNITIES ETF2,500,000.000
HARTFORD SHORT DURATION ETF2,150,000.000
HARTFORD CORE BOND ETF3,250,000.000
SCHRODERS EMERGING MKTS EQUITY FUNDA3,808,436.078
SCHRODERS EMERGING MKTS EQUITY FUNDC458,157.259
SCHRODERS EMERGING MKTS EQUITY FUNDY20,724,108.362
SCHRODERS EMERGING MKTS EQUITY FUNDI83,517,730.122
SCHRODERS EMERGING MKTS EQUITY FUNDR35,012.805
SCHRODERS EMERGING MKTS EQUITY FUNDR4263,841.109
SCHRODERS EMERGING MKTS EQUITY FUNDR537,841.250
SCHRODERS EMERGING MKTS EQUITY FUNDSDR72,480,318.529
SCHRODERS EMERGING MKTS EQUITY FUNDF51,791,590.681
SCHRODERS INTERNATIONAL STOCK FUNDA6,106,033.297
SCHRODERS INTERNATIONAL STOCK FUNDC391,290.815
SCHRODERS INTERNATIONAL STOCK FUNDY1,514,202.794
SCHRODERS INTERNATIONAL STOCK FUNDI27,811,186.085
SCHRODERS INTERNATIONAL STOCK FUNDR353,623.871
SCHRODERS INTERNATIONAL STOCK FUNDR4114,808.461
SCHRODERS INTERNATIONAL STOCK FUNDR5757,108.725
SCHRODERS INTERNATIONAL STOCK FUNDSDR8,303,792.867
SCHRODERS INTERNATIONAL STOCK FUNDF9,530,419.464
SCHRODERS INTL MULTI-CAP VALUE FUNDA10,517,629.637
SCHRODERS INTL MULTI-CAP VALUE FUNDC1,783,672.818
SCHRODERS INTL MULTI-CAP VALUE FUNDY18,937,759.955

K-10

SCHRODERS INTL MULTI-CAP VALUE FUNDI68,952,606.861
SCHRODERS INTL MULTI-CAP VALUE FUNDR31,684,087.529
SCHRODERS INTL MULTI-CAP VALUE FUNDR4317,891.592
SCHRODERS INTL MULTI-CAP VALUE FUNDR52,376,516.084
SCHRODERS INTL MULTI-CAP VALUE FUNDSDR76,950,920.260
SCHRODERS INTL MULTI-CAP VALUE FUNDF48,411,114.917
SCHRODERS US SMALL CAP OPPT FUNDA1,007,092.880
SCHRODERS US SMALL CAP OPPT FUNDC312,426.859
SCHRODERS US SMALL CAP OPPT FUNDY915,093.818
SCHRODERS US SMALL CAP OPPT FUNDI6,286,386.568
SCHRODERS US SMALL CAP OPPT FUNDR311,775.392
SCHRODERS US SMALL CAP OPPT FUNDR47,458.551
SCHRODERS US SMALL CAP OPPT FUNDR59,228.796
SCHRODERS US SMALL CAP OPPT FUNDSDR977,561.792
SCHRODERS US SMALL CAP OPPT FUNDF339,052.463
SCHRODERS US MIDCAP OPPT FUNDA5,259,498.521
SCHRODERS US MIDCAP OPPT FUNDC3,255,841.134
SCHRODERS US MIDCAP OPPT FUNDY6,020,620.364
SCHRODERS US MIDCAP OPPT FUNDI24,935,813.633
SCHRODERS US MIDCAP OPPT FUNDR386,742.613
SCHRODERS US MIDCAP OPPT FUNDR438,776.523
SCHRODERS US MIDCAP OPPT FUNDR593,421.045
SCHRODERS US MIDCAP OPPT FUNDSDR2,489,592.755
SCHRODERS US MIDCAP OPPT FUNDF3,638,466.979
SCHRODERS TAX-AWARE BOND FUNDA4,574,775.297
SCHRODERS TAX-AWARE BOND FUNDC805,691.585
SCHRODERS TAX-AWARE BOND FUNDY18,581.884
SCHRODERS TAX-AWARE BOND FUNDI23,391,059.236
SCHRODERS TAX-AWARE BOND FUNDSDR5,046,337.771
SCHRODERS TAX-AWARE BOND FUNDF2,673,236.438
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDA172,062.296
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDC26,080.293
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDY285,361.680
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDI2,674,820.806
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDR33,416.823
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDR41,283.662
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDR51,289.167
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDSDR4,153,008.619
SCHRODERS EMRG MKTS MUL-SEC BOND FUNDF2,755.435
SCHRODERS SECURITIZED INCOME FUNDA407,149.116
SCHRODERS SECURITIZED INCOME FUNDC45,188.944

K-11

SCHRODERS SECURITIZED INCOME FUNDY363,218.963
SCHRODERS SECURITIZED INCOME FUNDI4,836,981.452
SCHRODERS SECURITIZED INCOME FUNDSDR1,677,226.685
SCHRODERS SECURITIZED INCOME FUNDF207,063.656
SCHRODERS OPPORTUNISTIC INC FUNDA250,830.029
SCHRODERS OPPORTUNISTIC INC FUNDI250,858.309
SCHRODERS OPPORTUNISTIC INC FUNDSDR504,015.066
SCHRODERS OPPORTUNISTIC INC FUNDA2401.376
SCHRODERS CHINA A FUNDA15,438.873
SCHRODERS CHINA A FUNDC10,448.921
SCHRODERS CHINA A FUNDY10,000.088
SCHRODERS CHINA A FUNDI10,227.982
SCHRODERS CHINA A FUNDSDR250,000.088
SCHRODERS CHINA A FUNDF210,000.088

K-12

Appendix L: Principal Shareholders

Except as set forth below, to the knowledge of each Trust's management, the trustees and officersapplicable Fund, as a group owned less than 1% of the outstanding shares of each Fund. As of this date,June 30, 2020, no person to the knowledgeis a beneficial owner of each Trust's management, owned beneficially more than 5%five percent of the outstanding shares of any Fund, exceptclass of a Fund.

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD AARP BALANCED RETIREMENT FUND                       
ASCENSUS TRUST COMPANY FBO CAR STAT LLC INDIVIDUAL 401K FARGO ND             11.34%        
ASCENSUS TRUST COMPANY FBO MOONLIGHT PAINTING 401K PLAN ASCENSUS TRUST COMPANY FARGO ND             12.64%        
ASCENSUS TRUST COMPANY FBO THG LLC 401K FARGO ND             18.75%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA       12.19%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 29.98%    7.50%              
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA                 100.00%    
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           65.69%43.39%        
ICMA RETIREMENT CORPORATION WASHINGTON DC               100.00%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 7.84%  14.89%  13.38%            
MARIL & CO FBO 5A C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI                     26.52%
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           13.89%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     10.89%      9.97%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         5.40%5.92%          


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 7.51%  8.68%  10.82%          40.77%
PERSHING LLC JERSEY CITY NJ 7.65%  6.81%79.10%8.80%          21.91%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL 6.80%  10.43%  21.70%            
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO     9.41%                
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE                     10.19%
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         12.15%            
UMB BANK NA CUST FBO PLANMEMBER CARPINTERIA CA           7.30%          
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     10.46%  12.89%            
HARTFORD BALANCED INCOME FUND                       
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN         5.69%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA             6.47%      5.34%
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA             5.25%        
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 49.53%  7.66%91.28%              
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO               7.58%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           38.27%25.28%        
JOHN HANCOCK LIFE INSURANCE CO USA BOSTON MA                 11.88%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     6.24%  10.05%            
MASSACHUSETTS MUTUAL INSURANCE COM SPRINGFIELD MA                 20.49%    
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           43.81%15.70%        
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     7.04%  14.21%    22.54%      
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     7.90%  12.24%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 7.27%  6.90%  7.96%  6.39%7.02%32.64%  42.10%
PERSHING LLC JERSEY CITY NJ 5.58%  7.67%  8.33%          29.91%
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 76 BENCHMARK ELECTRONICS INC ANGLETON TX               23.90%      
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 99 DEFERRED COMPENSATION PLAN FOR NEW CITY NY               8.95%      
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     8.71%  12.88%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA             7.88%        
THE HARTFORD HARTFORD CT                 9.44%    
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         5.56%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 9.51%  29.23%  12.91%            
HARTFORD CAPITAL APPRECIATION FUND                       


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     6.01%                
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 38.11%  9.50%24.57%              
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA                     22.12%
HARTFORD CHECKS AND BALANCES FUND WAYNE PA       67.41%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT               19.47%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           51.61%38.00%42.59%      
ICMA RETIREMENT CORPORATION WASHINGTON DC               12.65%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     8.33%  6.24%            
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           5.54%7.69%        
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     5.26%  12.84%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         8.02%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 5.87%  7.10%  7.05%          25.96%
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMENT PLANS NTC-PLNS C/O IPO PORTFOLIO ACCOUNTING COLUMBUS OH                     32.50%
PERSHING LLC JERSEY CITY NJ 6.55%  10.51%  5.57%          7.93%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     8.54%  11.54%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA               8.68%      
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA             12.17%  83.46%    
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         15.28%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 7.51%  16.15%  17.59%            
HARTFORD CHECKS AND BALANCES FUND                       
ASCENSUS TRUST COMPANY FBO DEBORAH A SPELMAN INDIVIDUAL 401K FARGO ND               10.81%      
ASCENSUS TRUST COMPANY FBO RDP CONSULTING 401K ASCENSUS TRUST COMPANY FARGO ND             15.82%        
CAPITAL BANK & TRUST CO TTEE FBO STARLINE INC RETIREMENT PLAN C/O FASCORE LLC GREENWOOD VLG CO             11.94%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       91.93%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 50.18%  16.39%                
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO               29.00%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT             22.20%        
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           65.05%7.56%        


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     9.72%  14.44%  19.93%        
N DANIEL L FOTH D YELVINGTON TTTEE STUTTGART MED CLINIC LTD PSP C/O FASCORE LLC GREENWOOD VLG CO             9.78%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 7.86%  15.66%  21.50%            
PERSHING LLC JERSEY CITY NJ 8.84%  9.94%  11.65%    5.64%      
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     6.26%  24.98%            
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA               54.55%      
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         5.11%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 5.19%  8.82%  6.55%            
HARTFORD CLIMATE OPPORTUNITIES FUND                       
ASCENSUS TRUST COMPANY FBO MONKEYBRAINS 401(K) PLAN FARGO ND             21.27%        
ATTN MUTUAL FUND ADMIN C/O STATE STREET BANK ID 571 SEI PRIVATE TRUST COMPANY OAKS PA         15.05%            
ATTN MUTUAL FUNDS C/O ID 225 SEI PRIVATE TRUST COMPANY OAKS PA         7.95%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA 8.19%                  46.21%
CYNTHIA KOCHER CYNTHIA KOCHER TRUSTEE IND (K) SNOQUALMIE WA             8.09%        
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 63.04%  75.40%44.03%              


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       47.24%  100.00%70.47%100.00%99.79%    
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA     5.45%                
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 12.19%      21.88%            
PERSHING LLC JERSEY CITY NJ         33.96%          46.19%
SCHRODER US HOLDINGS INC NEW YORK NY       7.68%              
SEI PRIVATE TRUST COMPANY C/O CHOATE HALL STEWART ID 747 ATTN MUTUAL FUND ADMINISTRATOR OAKS PA                     7.61%
HARTFORD CONSERVATIVE ALLOCOCATION FUND                       
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 41.97%  16.08%                
ELAINE M MARTINELLI TRUSTEE FBO ELAINE MARTINELLI LIVING TRUST WOLCOTT CT         11.13%            
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       100.00%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT             52.84%9.40%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT               83.98%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           89.18%33.87%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     7.07%  12.04%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 9.51%      8.90%            
PERSHING LLC JERSEY CITY NJ 5.50%  10.96%  20.20%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     7.35%  16.13%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA               6.63%      
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         7.14%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 5.06%  18.41%  15.88%            
HARTFORD CORE EQUITY FUND                       
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN         7.72%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                 6.98%  29.13%
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA           5.83%          
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA                 5.12%    
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 40.00%    53.03%              
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO             5.54%        
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA             14.12%        
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY       25.79%              
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     7.64%  11.72%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     6.05%  7.81%    15.43%      
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     12.43%  11.31%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 8.45%  8.57%  12.60%    52.54%18.85%  13.41%
PERSHING LLC JERSEY CITY NJ 5.39%  8.24%  16.41%          23.62%
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 00 AMENDED AND RESTATED PROFIT EIGHTY FOUR PA                 5.46%    
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     10.79%  15.43%            
SAXON & CO FBO PHILADELPHIA PA                     5.61%
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           38.13%22.16%        
VOYA INSTITUTIONAL TRUST CO WINDSOR CT             8.02%  24.94%    
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 6.43%  21.10%  6.30%            
HARTFORD DIVIDEND & GROWTH FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA         17.28%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA                 17.69%    
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA             8.29%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     5.12%                


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 62.67%  16.62%62.81%              
HARTFORD CHECKS AND BALANCES FUND WAYNE PA       19.17%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           45.73%19.48%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     8.74%  6.57%            
MASSACHUSETTS MUTUAL INSURACNCE COM SPRINGFIELD MA                 7.58%    
MATRIX TRUST COMPANY TRUSTEE FBO RADIOLOGY ASSOC OF ALBUQUERQUE, PA DENVER CO             5.80%        
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL             20.10%59.28%      
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         30.24%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     11.27%  13.08%    5.86%19.30%  49.42%
PERSHING LLC JERSEY CITY NJ     10.96%  6.90%          6.52%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     9.35%  7.73%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA               11.90%13.54%    
SEI PRIVATE TRUST COMPANY C/O TRUIST ID 866 OAKS PA                     9.73%
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           13.19%13.30%        
THE HARTFORD HARTFORD CT                 6.66%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
TIAA, FSB CUST/TTEE FBO GRANDFATHERED HF FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO               14.59%      
VANGUARD FIDUCIARY TRUST CO FBO VARIOUS RETIREMENT PLANS VALLEY FORGE PA                     7.03%
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     11.61%  5.14%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       11.40%              
HARTFORD EMERGING MARKETS EQUITY FUND                       
C/O TIAA-SWP SEI PRIVATE TRUST COMPANY OAKS PA       54.39%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 26.36%  15.06%                
FIIOC FBO SOUTHWORTH CHEVROLET INC RETIREMENT PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY             6.38%        
GOLDMAN SACHS & CO C/O MUTUAL FUND OPS SALT LAKE CITY UT                     17.25%
HARTFORD GROWTH ALLOCATION FUND WAYNE PA       24.29%              
HARTFORD MODERATE ALLOCATION FUND WAYNE PA       14.51%              
LINCOLN RETIREMENT SERVICES COMPANY FBO MJHS 403B PLAN FORT WAYNE IN               76.92%      
LINCOLN RETIREMENT SERVICES COMPANY FBO MJHS PENSION PLAN FORT WAYNE IN               13.53%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     8.10%                
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC FRANK P CROSSIN AGNCY INC PSP & TS DENVER CO                 5.99%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC PLAINS TOWNSHIP FIREMEN’S PENSION PLAN DENVER CO                 12.63%    
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC WILLIAMSPORT MUNICPL WATER AUTH 45 DENVER CO                 10.53%    
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC WILLIAMSPORT SANITARY AUTHORITY 45 DENVER CO                 9.68%    
MATRIX TRUST COMPANY CUST FBO EMPLOYEE PROPHET RETIREMENT ACCOUN DENVER CO           11.64%          
MID ATLANTIC TRUST COMPANY FBO BAKER & GILMOUR, MD PA 401(K) PROF PITTSBURGH PA                 7.33%    
MID ATLANTIC TRUST COMPANY FBO BROWN SCHULTZ SHERIDAN & FRITZ RET PITTSBURGH PA             18.39%        
MID ATLANTIC TRUST COMPANY FBO MEASUREMENT DRIVEN REHABILITATION PITTSBURGH PA                 7.64%    
MID ATLANTIC TRUST COMPANY FBO PAN-PACIFIC HOLDINGS CORPORATION S PITTSBURGH PA                 26.34%    
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 53.99%  9.13%  60.66%    5.53%      
PERSHING LLC JERSEY CITY NJ                     72.87%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     13.72%                
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           78.06%65.47%        
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         15.75%            
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         8.65%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD EMRGING MARKET LOCAL DEBT FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     42.38%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 35.27%  7.64%96.54%              
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA           100.00%24.97%24.78%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 10.10%  28.60%  19.63%            
MATRIX TRUST COMPANY TRUSTEE FBO LEVINE LAW GROUP 401(K) PLAN DENVER CO               75.22%      
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 6.14%  16.35%  37.36%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 5.10%  5.12%  9.47%          49.91%
PERSHING LLC JERSEY CITY NJ 13.86%                    
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN     5.39%                
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ 7.91%  21.23%  16.18%  75.03%        
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 8.47%  9.22%  6.04%            
HARTFORD EQUITY INCOME FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA               5.37%    17.75%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     6.96%                


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA       6.72%              
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA             5.57%7.48%      
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA               7.00%      
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 67.90%  8.70%62.11%              
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA                     7.36%
FIIOC FBO JIM KOONS MANAGEMENT COMPANY, INC. COVINGTON KY               15.94%      
FIIOC FBO MERCURY EMPLOYEES RETIREMENT INVESTMENT TRUST COVINGTON KY               6.60%      
FIIOC FBO SHEEHY ORGANIZATION 401K RETIREMENT PLAN COVINGTON KY               6.27%      
FIIOC TTEE FBO RUDOLPH TECHNOLOGIES INC 401K SAVINGS PLAN COVINGTON KY                     6.16%
HARTFORD GROWTH ALLOCATION FUND WAYNE PA       6.51%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           46.87%19.06%        
JOHN HANCOCK LIFE INSURANCE COMPANY (USA) BOSTON MA                 5.19%    
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     8.48%  23.56%            
MASSACHUSETTS MUTUAL INSURACNCE COM SPRINGFIELD MA                 6.91%    
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           10.72%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     7.65%  5.39%  24.87%9.49%8.38%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         6.97%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     9.53%  17.88%  8.82%9.86%24.21%  18.88%
PERSHING LLC JERSEY CITY NJ     10.01%  7.48%          12.24%
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 70 LENDMARK 401K PLAN COVINGTON GA             5.06%        
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     11.40%  15.94%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA                 11.58%    
THE OZARK TRUST COMPANY - C/C LITTLE ROCK AR                     8.13%
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     20.34%  8.40%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       12.97%              
HARTFORD FLOATING RATE HIGH INCOME FUND                       
ASCENSUS TRUST COMPANY FBO ROBERT J SAGE FARGO ND           5.57%          
C/O UNION BANK ID 797 SEI PRIVATE TRUST COMPANY FBO OAKS PA                     11.91%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       16.32%              
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     28.39%

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA     7.99%                
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 27.20%  11.29%83.38%              
FIIOC FBO GEORGE WASHINGTON MEMORIAL PARK PROFIT SHARING 401 (K) PLAN COVINGTON KY             9.10%        
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO               82.68%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 13.46%  15.10%  6.55%            
MATRIX TRUST COMPANY CUST FBO OZARK SCHOOL DISTRICT #14 (AR) 403 DENVER CO           8.54%          
MG TRUST COMPANY CUST. FBO LUDINGTON AREA SCHOOL DIST. 403(B) DENVER CO           10.46%          
MG TRUST COMPANY CUST. FBO NORTH VALLEY HEALTH CENTER 403(B) DENVER CO           13.31%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL           55.07%70.92%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     11.02%  26.12%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 11.97%  6.89%  35.41%          23.92%
PERSHING LLC JERSEY CITY NJ     7.50%              6.38%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     12.73%                
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         7.06%          24.18%
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ 5.39%  14.22%  8.32%  15.82%        

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD FLOATING RATE FUND                       
C/O BMO HARRIS SWP SEI PRIVATE TRUST COMPANY OAKS PA       32.88%              
C/O FROST BANK TRUST DEPT MUIR & CO 0 SAN ANTONIO TX         6.89%            
C/O UNION BANK ID 797 SEI PRIVATE TRUST COMPANY FBO OAKS PA                     6.28%
CAMILLE VANDEVANTER DDS PS TTEE FBO CAMILLE VANDEVANTER DDS PS 401K RE C/O FASCORE LLC GREENWOOD VLG CO           5.82%          
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       16.60%              
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     28.15%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     5.51%                
COUNSEL TRUST DBA MATC FBO FAVOR TECHCONSULTING LLC 401 K PROFIT SHARING PLAN & TRUST PITTSBURGH PA           5.62%          
DAVID & WILLIAM GOODMAN TTEES FBO INPRO INSURANCE GROUP INC 401K PSP C/O FASCORE LLC GREENWOOD VLG CO             24.86%        
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 12.94%  6.80%15.27%              
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA                     9.79%
FIIOC FBO RINGER, HENRY, BUCKLEY & SEACORD PA 401K SVGS PLN COVINGTON KY               16.38%      
ING LIFE INSURANCE AND ANNUITY COMPANY WINDSOR CT                     5.13%
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 6.48%  8.91%    18.65%          
MID ATLANTIC TRUST COMPANY FBO KENTEX CORPORATION 401 K PLAN PITTSBURGH PA           5.53%          

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL 6.19%  10.18%  15.96%  25.95%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 16.02%      10.44%21.58%          
MORI & CO KANSAS CITY MO       15.22%              
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 9.24%  8.22%11.57%16.82%    8.73%    24.13%
PAI TRUST COMPANY INC GEORGE H MCCRIMLISK & COMPANY 401 DE PERE WI             8.54%        
PERSHING LLC JERSEY CITY NJ 7.92%  7.33%  6.75%          6.64%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL 6.66%  6.46%  6.86%            
RICHARD GREEN TTEE FBO ALLERGY & ASTHMA ASSOC OF PITTSBRG C/O FASCORE LLC GREENWOOD VLG CO             7.91%        
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     8.54%  8.17%            
VALLEE & CO FBO Y7 C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI               7.04%      
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 10.81%  21.48%  8.03%            
HARTFORD GLOBAL IMPACT FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     5.68%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 22.36%  11.70%86.42%              
EQUITABLE TRUST COMPANY 0 NASHVILLE TN       11.81%              
FIIOC FBO DERIVE TECHNOLOGIES LLC 401K PLAN COVINGTON KY             7.27%        


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
FIIOC FBO WEST HERR EMPLOYEES RETIREMENT PLA COVINGTON KY               38.79%      
FULTON BANK NA FBO TROLA INDUSTRIES INC LANCASTER PA                 6.96%    
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN:  UIT OPERATIONS HARTFORD CT           72.27%58.39%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 6.05%  10.35%                
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           11.06%21.75%        
MATRIX TRUST COMPANY CUST FBO TOWNSHIP HIGH SD #113 (IL) 403(B) DENVER CO           5.80%          
MID ATLANTIC TRUST COMPANY FBO VANTAGE PARTNERS LLC 401(K) PROFIT PITTSBURGH PA               21.28%      
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ         67.39%      92.13%  78.07%
PAI TRUST COMPANY INC WILLIAM A CLARK DE PERE WI               30.22%      
PERSHING LLC JERSEY CITY NJ 5.33%  5.60%                
HARTFORD GLOBAL REAL ASSET FUND                       
ASCENSUS TRUST COMPANY FBO CTB ENTERPRISES 401K FARGO ND           15.43%          
ASCENSUS TRUST COMPANY FBO LISA K RADER 401K PLAN FARGO ND             60.36%        
ASCENSUS TRUST COMPANY FBO RANDI INCARDON IND K ASCENSUS TRUST COMPANY FARGO ND           41.93%          
ASCENSUS TRUST COMPANY FBO STEPHANIE CROWLEY INDIVIDUAL K 468 22 FARGO ND           23.47%          
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C PITTSBURGH PA                     26.16%
CAPINCO C/O US BANK NA MILWAUKEE WI         11.79%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA         14.22%          15.38% 
COMERICA BANK FBO DINGLE DETROIT MI                     8.12%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 43.28%  6.06%                
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA               7.62%      
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY         12.47%          11.92%
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     14.73%                
MATRIX TRUST COMPANY CUST FBO BROOKHAVEN-COMSEWOGUE UFSD 403B DENVER CO               6.22%      
MATRIX TRUST COMPANY CUST FBO EASTPORT-SOUTH MANOR CSD (NY) 403B DENVER CO               10.62%      
MATRIX TRUST COMPANY CUST FBO SOUTHAMPTON PUBLIC SCHOOLS (NY) 40 DENVER CO               22.34%      
MATRIX TRUST COMPANY CUST FBO WESTHAMPTON BEACH UFSD (NY) 403(B) DENVER CO               39.01%      
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL             39.64%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     8.32%              14.51%
PERSHING LLC JERSEY CITY NJ 8.01%  18.91%  7.65%            
PRAYED TO BE FRAMED INC GLENN A KRINGS TRUSTEE IND (K) HAZELWOOD MO           13.53%          
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL 7.62%                    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO         36.64%            
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC                     10.16%
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 10.31%  19.33%  5.59%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       98.12%              
HARTFORD GROWTH ALLOCATION FUND                       
ASCENSUS TRUST COMPANY FBO PRUST 401K FARGO ND             12.98%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA         6.73%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA       94.43%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 25.23%  8.89%                
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       5.57%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT             6.79%61.42%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN:  UIT OPERATIONS HARTFORD CT               38.58%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           87.85%67.96%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 5.03%  11.47%  8.95%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 9.37%      16.46%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
PERSHING LLC JERSEY CITY NJ 5.38%  5.29%  8.02%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL         27.77%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA             8.08%        
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     8.60%  14.86%            
HARTFORD GROWTH OPPORTUNITIES FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA               5.30%    5.31%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 26.60%  5.61%75.02%              
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA                     16.99%
FIIOC FBO ADLER POLLOCK & SHEEHAN PC 401K RETIREMENT PLAN COVINGTON KY                     5.87%
FIIOC FBO BRAGG INVESTMENT COMPANY INC 401(K PS PLAN COVINGTON KY             7.28%        
FIIOC FBO CLEAN ENERGY 401K PLAN COVINGTON KY               21.08%      
FIIOC FBO ULTISAT INC 401(K) PLAN COVINGTON KY               9.70%      
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO               8.08%7.13%    
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           43.96%51.79%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     15.77%  29.26%            
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA                 16.49%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     11.91%  21.83%  7.56%5.99%6.64%    
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         5.67%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     6.11%  7.53%          39.03%
PERSHING LLC JERSEY CITY NJ     8.94%  5.58%    7.05%      
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 70 LENDMARK 401K PLAN COVINGTON GA               14.84%      
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     8.47%  7.06%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA                 21.67%    
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           15.89%7.79%  6.73%    
THE HARTFORD HARTFORD CT                 17.79%    
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     18.19%  7.55%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       8.73%              
HARTFORD HEALTHCARE FUND                       
ASCENSUS TRUST COMPANY FBO TICKET VISTA INC 401(K) PLAN 257 FARGO ND                 7.21%    
CAPITAL BANK & TRUST COMPANY TTEE F US RENAL CARE INC PROFIT SHARING P GREENWOOD VLG CO             10.25%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       5.33%              


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 36.79%  14.32%                
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           28.97%26.42%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 5.11%  12.24%  22.15%            
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           10.28%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL         9.97%  8.35%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 6.36%  8.71%87.50%14.05%    5.83%41.20%  62.04%
PERSHING LLC JERSEY CITY NJ 8.49%  13.26%  13.30%          23.86%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL 6.64%  22.30%  18.83%            
RELIANCE TRUST COMPANY CUST FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA                 32.11%    
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA               64.74%      
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           42.40%28.14%  10.77%    
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE                     6.75%
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE     5.59%                


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO                       
HARTFORD HIGH YIELD FUND                       
ANNE BERGER FBO FOREFRONT INC 401(K) PROFIT SHARIN FAIR HAVEN NJ             14.98%        
C/O UNION BANK ID #797 SEI PRIVATE TRUST COMPANY FBO OAKS PA         5.83%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA                     7.76%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     5.22%                
CHEM-NUT INC TTEE FBO CHEM-NUT INC 401K PSP C/O FASCORE LLC GREENWOOD VLG CO               9.12%      
CHRISTOPHER ALAN JONES ALLISON WOOD ALLEN JTWROS WELLESLEY MA         6.01%            
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 56.68%  8.07%88.94%              
FIIOC FBO ALTAMAHA BANK AND TRUST CO 401(K) PLAN COVINGTON KY             9.25%        
FIIOC FBO WEASTEC INC RETIREMENT SAVINGS PLAN COVINGTON KY               36.38%      
GREAT WEST TRUST COMPANY LLC EMJAY FBO KCW ENGINEERING TECHNOLO GREENWOOD VILLAGE CO           27.90%          
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT             9.17%        
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWELVE HARTFORD CT             9.75%        
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           19.71%6.20%        
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA               40.30%      


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 6.61%  22.24%  5.41%            
MID ATLANTIC TRUST COMPANY FBO ISOMETRIC COMPANIES INC 401(K) PRO PITTSBURGH PA             21.01%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     5.08%              74.27%
PERSHING LLC JERSEY CITY NJ 8.33%  27.27%  35.35%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL         13.17%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA           21.72%8.47%        
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO                     7.01%
WELLS FARGO BANK NA FBO MINNEAPOLIS MN             10.24%        
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     10.73%  10.31%            
WESLEY T BARTON & ARNOLD WEISS TTEE FBO CENTER FOR PEDIATRIC DENTL CARE P C 401K GREENWOOD VLG CO               5.99%      
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       10.61%              
HARTFORD INFLATION PLUS FUND                       
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA       27.48%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 24.29%  12.20%5.21%              
FIIOC FBO KINETIC SYSTEMS INC RETIREMENT SAVINGS PLAN COVINGTON KY               27.60%      
FIIOC FBO READI SYSTEMS RETIREMENT SAVINGS PLAN COVINGTON KY               13.87%      


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT             7.19%        
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           89.26%53.61%        
HARTFORD MODERATE ALLOCATION FUND WAYNE PA       6.00%              
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     8.33%  5.31%            
MID ATLANTIC TRUST COMPANY FBO BAYAREA HYPERBARICS 401(K) PROFIT PITTSBURGH PA               15.83%      
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     5.33%      5.15%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 6.16%      34.04%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 6.08%  8.68%      8.15%20.34%    20.25%
PERSHING LLC JERSEY CITY NJ 8.64%  11.55%  20.01%          5.19%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     10.18%                
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         10.39%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 8.18%  14.53%  9.71%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       52.41%              
HARTFORD INTERNATIONAL EQUITY FUND                       


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA         6.05%            
CITY OF MIAMI BEACH OPEB TRUST UAD 09/30/08 SARA C PATINO & FRANK ESTEVEZ & RICHARD J AJAMI TTEES MIAMI BEACH FL       5.51%              
CITY OF SAVANNAH GEORGIA OPEB UAD 11/23/15 DAVID F MAXWELL & JENNIFER E LARSON-THOMAS TTEES SAVANNAH GA       12.41%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 42.02%  11.76%75.70%              
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA                     21.99%
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO                 21.30%  7.97%
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     13.31%  12.86%            
MG TRUST CO CUST FBO STILLWATER ISD # 834 403 B PLAN DENVER CO             5.80%        
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL             5.76%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         9.52%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     6.11%  8.28%  12.59%81.46%28.88%  15.75%
PERSHING LLC JERSEY CITY NJ 5.41%  9.99%  12.18%          27.74%
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 30 SISC BAKERSFIELD CA           17.82%          
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 71 UNITED REFRIGERATION INC PHILADELPHIA PA                 33.08%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     7.75%  15.41%            
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           8.76%8.50%      9.69%
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         5.31%            
THE HARTFORD HARTFORD CT           47.34%33.40%        
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         8.12%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     11.80%  10.34%            
HARTFORD INTERNATIONAL VALUE FUND                       
ASCENSUS TRUST COMPANY FBO ALAN OPTICAL LTD 401(K) PLAN  2087 FARGO ND             5.61%        
ASCENSUS TRUST COMPANY FBO ERIN KUMMER INC 401K PLAN  471886 FARGO ND           6.74%          
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C 426397 PITTSBURGH PA       38.57%              
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C 551946 PITTSBURGH PA                 15.80%    
ATTN MUTUAL FUND OPS MAC & CO A/C 694105 PITTSBURGH PA       11.47%              
BROADWAY NATIONAL BANK/MOTCO      3  SAN ANTONIO TX                     7.77%
C/O MUTUAL FUND TRADING GREAT-WEST TRUST COMPANY LLC TTEE RECORDKEEPING VARIOUS BENEFIT PL N GREENWOOD VLG CO               15.91%      
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA     8.65%                
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA 36.66%                  16.31%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA       18.23%              
COMERICA BANK FBO DINGLE DETROIT MI                 20.61%    
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA           48.03%          
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA           34.01%9.12%        
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 24.92%    5.44%              
GOLDMAN SACHS & CO C/O MUTUAL FUND OPS SALT LAKE CITY UT                     35.01%
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY       9.40%              
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     5.28%    5.57%          
MINNESOTA LIFE INSURANCE COMPANY SAINT PAUL MN               21.23%      
MITRA & CO FBO 98 DC C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI                 5.83%    
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL             32.92%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 11.87%  7.58%  69.90%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ       7.13%              
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     6.89%              11.87%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENF OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ                 35.96%    
PERSHING LLC JERSEY CITY NJ     16.55%  21.78%            
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 98 SPRINGFIELD CLINIC LLP 401(K) SPRINGFIELD IL               57.79%      
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     11.99%                
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA             43.63%        
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     5.75%                
WELLS FARGO BANK NA FBO MCF - HARTFORD INT’L VALUE FUND MINNEAPOLIS MN                     6.81%
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     14.10%                
HARTFORD INTERNATIONAL GROWTH FUND                       
ASCENSUS TRUST COMPANY FBO ALTERNATE SOLUTIONS HEALTHCARE SYS FARGO ND             36.30%        
ASCENSUS TRUST COMPANY FBO TIP TOP CANNING COMPANY 401(K) PS 231173 FARGO ND             5.08%        
CAPITAL BANK & TRUST CO TTEE FBO SOUTHLAND WINDOWS INC 401K RET SAV C/O FASCORE LLC GREENWOOD VLG CO           5.91%          
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA               12.23%    6.07%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 59.20%  13.46%99.88%              
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO             10.04%        


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MATRIX TRUST COMPANY CUST. FBO CTI HOSPITALITY INC 401K PLAN DENVER CO           11.54%          
MID ATLANTIC TRUST COMPANY FBO INTHOUGHT RESEARCH LLC 401(K) PROF PITTSBURGH PA           6.32%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL           14.15%34.25%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 6.95%  7.05%  9.21%          67.71%
PERSHING LLC JERSEY CITY NJ     12.70%                
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     5.10%                
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN     5.14%                
RELIANCE TRUST COMPANY FBO CORBINS ELECT ATLANTA GA                 34.83%    
RELIANCE TRUST COMPANY FBO HOUSTON HARBAUGH ATLANTA GA                 12.03%    
RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF ATLANTA GA           5.46%          
STANDARD INSURANCE COMPANY PORTLAND OR               74.68%24.87%    
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           15.69%  6.80%15.36%    
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     9.14%  64.72%            
HARTFORD INTERNATIONAL OPPORTUNITIES FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA         5.53%  7.15%  5.22%  11.20%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA     9.37%       
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA                 6.30%                
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 72.02% 13.42%57.82%       
HARTFORD GROWTH ALLOCATION FUND WAYNE PA    5.71%       
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT      33.28%     
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA      18.79%9.41%    
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL               12.03%      
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     8.83%  25.92%  14.90%32.65%29.27%  40.27%
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMT PLANS (NTC-PLNS) C/O IPO PORTFOLIO ACCTING COLUMBUS OH               14.23%      
PERSHING LLC JERSEY CITY NJ     12.53%  16.33%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     12.77%  10.23%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA                 8.11%    
STANDARD INSURANCE COMPANY PORTLAND OR                     9.66%
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           17.18%19.47%        
TIAA, FSB CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO                 12.06%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ                  10.47%             
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     15.08%  5.32%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       19.26%              
HARTFORD MIDCAP FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     14.72%
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA           8.81%5.11%5.60%      
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA                 5.38%    
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 50.74%  11.42%70.86%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           19.87%          
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA                     5.89%
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY       9.43%              
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     5.21%                
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           6.68%7.59%        
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL               11.07%5.12%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY               5.70%            20.54%                                
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     5.54%        15.70%34.32%  26.99%
PERSHING LLC JERSEY CITY NJ     7.61%                
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 30 CITY OF BERKELEY BERKELEY CA           5.73%          
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL 6.31%  22.54%  20.62%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA             8.78%        
STATE OF SOUTH CAROLINA TRUSTEE FBO STATE OF SOUTH CAROLINA 401K C/O FASCORE LLC GREENWOOD VLG CO                 7.02%    
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           5.40%          
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         5.90%            
WELLS FARGO BANK FBO VARIOUS RETIREEMNT PLANS NC 1151 CHARLOTTE NC               19.31%      
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 5.99%  18.82%  35.26%            
HARTFORD MIDCAP VALUE FUND                       
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN         5.94%            
ASCENSUS TRUST COMPANY FBO ASSOCIATES IN DIAGNOSTIC RADIOLOGY FARGO ND               38.12%      
ASCENSUS TRUST COMPANY FBO HOROVITZ, RUDOY & ROTEMAN PROFIT S FARGO ND           21.15%          


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 70.35%       34.03%95.84%                      
FIIOC FBO MAN-DELL FOOD STORES INC PSP COVINGTON KY             5.27%        
FIIOC FBO NEYENESCH PRINTERS INC 401K PROFIT SHARING PLAN COVINGTON KY               48.32%      
FIIOC FBO SEGAL MCCAMBRIDGE SINGER & MAHONEY LTD 401K PROFIT SHARING COVINGTON KY                     9.78%
FIIOC FBO TRUE PUBLIC RELATIONS INC 401(K) PROFIT SHARING PLAN COVINGTON KY               7.86%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN:  UIT OPERATIONS HARTFORD CT           37.40%47.62%        
JAMES N MORDY VILLANOVA PA         17.26%            
LINCOLN RETIREMENT SERVICES COMPANY FBO ALLIED SERVICES 401(K) PLAN FORT WAYNE IN                     36.14%
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA         12.22%            
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA           11.18%7.18%        
MATRIX AS TTEE FBO SHEET METAL WORKERS UNION LCL 18 PHOENIX AZ                     8.90%
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL             8.72%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     5.95%  22.26%          19.18%
PERSHING LLC JERSEY CITY NJ     7.83%                
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 00 PRUDENTIAL SMARTSOLUTION IRA HARTFORD CT                     7.57%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     10.00%  20.04%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA               11.77%                       
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA             13.18%        
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     13.10%  7.26%            
HARTFORD MODERATE ALLOCATION FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       30.09%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 35.42%  9.59%                
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       5.41%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT             27.85%33.03%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN:  UIT OPERATIONS HARTFORD CT               65.69%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           79.34%43.41%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     9.79%  8.65%            
MARCIA L JONES MARCIA L JONES TRUSTEE IND (K) NEWPORT BEACH CA             8.42%        
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA             7.35%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         30.58%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 9.48%      5.92%60.20%12.01%                         
PERSHING LLC JERSEY CITY NJ 6.55%  11.74%  5.48%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     5.37%  14.38%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA           5.97%          
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         6.15%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     9.80%  7.11%            
HARTFORD MULTI-ASSET INC & GRWTH FUND                       
ASCENSUS TRUST COMPANY FBO BURNING TREE VENTURES INC 401K & PROFIT SHARING PLAN FARGO ND           15.31%          
CAPITAL BANK & TRUST CO FBO C/O FASCORE LLC PEARCE SERVICES LLC 401 PSP GREENWOOD VLG CO           6.44%          
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     5.94%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 40.54%  10.68%95.08%              
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA                     25.68%
FIIOC FBO DAVID L ADAMS ASSOCIATES INC PROFIT SHARING PENSION PLAN IR COVINGTON KY             17.81%        
FIIOC FBO NITA 401K COVINGTON KY             11.87%        
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO                     7.38%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO                 36.59%    
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA               22.64%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     6.41%    6.93%10.14%        
MATRIX TRUST COMPANY CUST FBO CAJUN CUTTERS INC DENVER CO           10.72%          
MATRIX TRUST COMPANY CUST. FBO DEEP SOUTH SALES CONSULTING, LLC DENVER CO           23.51%          
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY         10.30%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     6.07%  12.00%    17.63%    16.40%
NATIONWIDE TRUST COMPANY FSB C/O IPO PORTFOLIO ACCOUNTING COLUMBUS OH                 56.15%    
PERSHING LLC JERSEY CITY NJ 5.75  8.99%  5.96%          36.17%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     10.94%  34.40%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA             36.94%        
SUSAN PATTERSON TTEE VIKKI LENHART TTEE HART & PATTERSON FINANCIAL SERVICE 401(K) PLAN FBO BARBARA A KRAWCZYK AMHERST MA               42.72%      
SUSAN PATTERSON TTEE VIKKI LENHART TTEE HART & PATTERSON FINANCIAL SERVICE 401(K) PLAN FBO SUSAN PATTERSON AMHERST MA               8.32%      
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         5.57%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 6.62%  19.07%  14.77%            
HARTFORD MULTIFACTOR INTERNATIONAL FUND                       
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO           14.86%          
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       100.00%  85.14%100.00%100.00%100.00%  100.00%
HARTFORD MULTIFACTOR LARGE CAP VALUE FUND                       
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       100.00%  100.00%100.00%100.00%100.00%  100.00%
HARTFORD MUNICIPAL OPPORTUNITIES FUND                       
ARTHUR B & MARGARET G ENGSTROM  TRU FBO ARTHUR B ENGSTROM REVOCABLE TR UA      12/01/93 MAPLEWOOD MN                     5.05%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       7.35%            6.30%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 48.12%  16.18%83.76%              
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     15.10%  18.65%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 9.54%  8.13%  11.35%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 7.17%    6.51%9.03%            
PERSHING LLC JERSEY CITY NJ     7.73%  16.98%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL         5.94%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     6.52%  7.86%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 8.58%  22.03%  11.57%          5.20%
HARTFORD MUNICIPAL INCOME FUND                       
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 90.46%  48.36%99.88%              
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     7.16%  9.73%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     14.92%  70.89%            
PERSHING LLC JERSEY CITY NJ     22.73%  13.83%            
HARTFORD MUNICIPAL SHORT DURATION FUND                       
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 85.60%  53.24%100.00%              
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     17.94%  14.76%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     8.76%  11.90%            
PERSHING LLC JERSEY CITY NJ     19.33%                
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN         16.79%            
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         25.51%            
TIMOTHY D HANEY MICHELLE A HANEY JTWROS TOD WESTWOOD MA         24.97%            
HARTFORD QUALITY VALUE FUND                       
ASCENSUS TRUST COMPANY FBO LISA GUTTUSO KLENK MD 401K FARGO ND           7.08          


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA         8.17%          8.63%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     16.69%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 46.06%  8.85%97.94%              
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA                 6.18%    
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           26.24%74.15%        
LINCOLN RETIREMENT SERVICES COMPANY FBO THURSTON SPRINGER 401K PS PLAN FORT WAYNE IN                 41.04%    
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     16.26%  13.94%            
MID ATLANTIC TRUST COMPANY FBO ASPEN ELECTRIC, INC. 401(K) PSP PITTSBURGH PA               11.47%      
MID ATLANTIC TRUST COMPANY FBO FIXED HVAC SERVICES LLC 401(K) PRO PITTSBURGH PA                 13.28%    
MID ATLANTIC TRUST COMPANY FBO WEGMAN BROS INC 401(K) PROFIT SHAR PITTSBURGH PA           13.98%          
MID ATLANTIC TRUST COMPANY FBO WILSHIRE ENTERPRISES 401(K) PROFIT PITTSBURGH PA               54.63%      
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     9.64%          39.50%    
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ         6.08%          57.57%
PERSHING LLC JERSEY CITY NJ     11.91%  19.09%    32.30%    11.09%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL         9.18%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF ATLANTA GA           14.35%          
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO     5.82%                
TRITEC COMPANIES TEE FBO TRITEC COMPANIES 401K C/O FASCORE LLC GREENWOOD VLG CO             12.92%        
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         5.75%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     8.12%  14.00%            
HARTFORD SCHRDRS EMERGING MARKETS MULTI-SECTOR BOND FUND                       
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C 755630 PITTSBURGH PA                     100.00%
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS INC RETIREMENT INCOME TRUST BNY MELLON TTEE U/A 2/1/96 BOSTON MA                   82.71%  
BLUE CROSS BLUE SHIELD OF MASSACHUSSETTS FDN INC BNY MELLON TTEE U/A 9/25/01 BOSTON MA                   13.74%  
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA 15.91%                    
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA       53.11%  37.53%100.00%100.00%      
IRA FBO BRANDI K LARSEN PERSHING LLC AS CUSTODIAN ROLLOVER ACCOUNT LAKEWOOD OH       46.89%              
JOHN SMELTZER FBO RJS ELECTRONICS INC 401(K) PROFIT COLUMBUS OH           62.47%          
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA         15.99%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 15.10%  7.04%  27.16%            
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 21.11%                    
PERSHING LLC JERSEY CITY NJ 18.59%  15.33%                
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ 9.42%  29.70%  45.04%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     43.90%                
HARTFORD SCHRDRS EMERGING MARKETS EQUITY FUND                       
ATTN MUTUAL FUNDS ADMINISTRATOR C/O UNION BANK ID 797 SEI PRIVATE TRUST COMPANY OAKS PA       6.62%              
BAND & CO FBO US BANK NA MILWAUKEE WI       11.71%              
BRYAN SCHIFFLER TTEE FBO C/O FASCORE LLC BD SCHIFFLER INC 401K GREENWOOD VLG CO           47.68%          
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA       43.01%              
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     8.24%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA 25.86%                    
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO               47.02%      
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA           16.51%          
MID ATLANTIC TRUST COMPANY FBO SEAWOLF CONSTRUCTION CORP 401(K) P PITTSBURGH PA           7.67%          


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MLPF&S INC JACKSONVILLE FL 19.98%      48.58%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 16.95%  47.59%  31.28%17.66%          
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 11.33%    10.54%            78.52%
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ                   40.88%  
NORTHERN TRUST COMPANY CUST FBO INTER-AMERICAN DEVELOPEMENT BANK WASHINGTON DC                   8.70%  
PERSHING LLC JERSEY CITY NJ     5.87%              7.19%
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 88 SCHWABE WILLIAMSON & WYATT P C PORTLAND OR             99.35%        
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     8.03%                
SEI PRIVATE TRUST COMPANY C/O MELLON BANK ID225 ATTN: MUTUAL FUND ADMIN OAKS PA                   7.20%  
SHAWN FRICKE TTEE FBO C/O FASCORE LLC ALL AROUND CREATIVE DESIGN 401K GREENWOOD VLG CO           6.37%          
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA               51.46%      
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     25.04%  6.30%            
WELLS FARGO BANK NA FBO MULTICARE HEALTH - SCHRODER MMKT 11626818 MINNEAPOLIS MN                   11.12%  
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     10.82%                


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD SCHRDRS INTERNATIONAL MULTI-CAP VALUE FUND                       
ATTN MUTUAL FUNDS ADMIN C/O M&T BANK/WTC ID337 SEI PRIVATE TRUST COMPANY OAKS PA                   10.48%  
CAPITAL BANK & TRUST COMPANY TTEE F APPLIED UNDERWRITERS INC RSP GREENWOOD VLG CO             22.83%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA               26.98%    31.87%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA 8.50%      8.62%            
COMERICA BANK FBO DINGLE DETROIT MI                   5.14%  
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 43.95%    38.87%              
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO             20.73%        
HARTFORD GROWTH ALLOCATION FUND WAYNE PA       9.31%              
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA               28.07%      
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA 9.58%                    
MASSACHUSETTS MUTUAL INSURACNCE COM SPRINGFIELD MA             6.56%        
MATRIX TRUST COMPANY TRUSTEE FBO TEXAS ROADHOUSE MANAGEMENT CORP DE PHOENIX AZ               15.88%      
MID ATLANTIC TRUST COMPANY FBO ST. LOUIS CONVENTION AND VISITORS PITTSBURGH PA             14.98%        
MLPF&S INC JACKSONVILLE FL         8.52%            

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 13.61%  35.85%  8.84%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ       5.64%23.26%  5.30%      39.21%
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 9.82%                27.02%  
OLTRUST & CO - PLANREINVESTREINVEST EVANSVILLE IN               9.63%      
PERSHING LLC JERSEY CITY NJ     14.32%  11.19%          11.28%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     19.47%                
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL         7.56%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA                   5.91%  
SEI PRIVATE TRUST COMPANY C/O TRUIST ID 866 OAKS PA         6.91%            
T. ROWE PRICE RETIREMENT PLAN SVCS FBO RETIREMENT PLAN CLIENTS OWINGS MILLS MD               7.78%      
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE                     11.14%
THE HARTFORD HARTFORD CT             11.50%        
THE TRUST COMPANY OF TENNESSEE KNOXVILLE TN       26.10%              
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     6.31%  5.83%            
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC             7.23%        
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       7.36%              

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD SCHRDRS INTERNATIONAL STOCK FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     98.87%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA 10.78%                    
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 63.51%  5.89%97.59%              
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO             88.00%43.86%      
GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR LARGE BENEFIT PL GREENWOOD VLG CO                   6.44%  
MARY JO KENNEDY & MICHAEL SAVGE TTE C/O FASCORE LLC PLEIGER PLASTICS CO 401K GREENWOOD VLG CO           11.87%          
MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY CHASE CORPORATION DEFERRED SALARY FOLSOM CA               7.39%      
MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY ELKUS/MANFREDI ARCHITECTS LTD 401( FOLSOM CA               5.29%      
MATRIX TRUST COMPANY CUST FBO SUPERIOR FOOD BROKERAGE DENVER CO           10.99%          
MATRIX TRUST COMPANY CUST FBO USD #446 INDEPENDENCE (KS) DENVER CO           5.97%          
MLPF&S INC JACKSONVILLE FL         7.97%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 9.81%  57.11%  39.10%            
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 6.44%      14.71%        84.31%  
PERSHING LLC JERSEY CITY NJ         8.71%            

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN         6.34%            
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           59.17%          
TIAA, FSB CUST/TTEE FBO GRANDFATHERED HF FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO               39.04%      
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     13.44%  6.56%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     7.13%  6.54%            
HARTFORD SCHRDRS OPPORTUNISTIC INCOME FUND                       
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA 100.00%100.00%    100.00%            
SCHRODER US HOLDINGS INC NEW YORK NY                   99.20%  
HARTFORD SCHRDRS SECURITIZED INCOME FUND                       
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA 89.09%    100.00%6.95%          99.72%
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL                   25.26%  
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 10.82%  97.15%  52.16%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ         18.81%            
SCHRODER US HOLDINGS INC NEW YORK NY                   74.53%  
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         20.90%            
HARTFORD SCHRDRS TAX-AWARE BOND FUND                       

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
BETSY G ABELL TTEE TTEE FBO BETSY G ABELL 1984 GRANTOR TR C/O ALTAZANO MGMT LLC HOUSTON TX                   8.55%  
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 37.49%  30.80%97.22%              
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA                     5.38%
LLANO RANCH MANAGEMENT INC PARTNERSHIP HOUSTON TX                   5.94%  
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA     6.32%                
MLPF&S INC JACKSONVILLE FL         13.66%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     13.64%  11.09%            
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ         26.84%            
PERSHING LLC JERSEY CITY NJ 10.43%  12.68%  10.90%          94.62%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     10.45%                
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL 10.52%      5.46%            
THOMAS V FISCHER TRUSTEE FBO THOMAS V FISCHER REVOCABLE TRUST GREENVILLE SC                   12.76%  
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ 24.17%  9.20%  7.88%            
WASHINCO MILWAUKEE WI                   54.12%  
HARTFORD SCHRDRS US MIDCAP OPPPRTUNITIES FUND                       
AMANDA COLES & TOM PICHA TTEE FBO C/O FASCORE LLC CLASSIC DYESTUFFS INC 401K GREENWOOD VLG CO           6.64%          

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN         7.01%            
AMERICAN UNITED LIFE INS CO GROUP RETIREMENT ACCOUNT INDIANAPOLIS IN             19.61%        
ASCENSUS TRUST COMPANY FBO ANIMAL LEGAL DEFENSE FUND 401(K) R FARGO ND             16.98%        
ASCENSUS TRUST COMPANY FBO COMWEB PACKAGING CORP EMPLOYEES FARGO ND               27.06%      
ASCENSUS TRUST COMPANY FBO LE BLEU CORPORATION 401(K) RETIREM FARGO ND             16.38%        
CAPINCO C/O US BANK NA MILWAUKEE WI                   27.51%  
CAPITAL BANK & TRUST CO FBO C/O FASCORE AMITRON CORPORATION 401K RP GREENWOOD VLG CO           13.16%          
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 18.68%    87.39%              
ICMA RETIREMENT CORPORATION WASHINGTON DC               9.84%      
JEFF SMOLLON TTEE FBO C/O FASCORE LLC UEP NORTHEAST 401K GREENWOOD VLG CO           8.57%          
JOHN HANCOCK LIFE INSURANCE CO USA BOSTON MA                   5.82%  
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA     6.44%  6.68%            
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 5.89%                    
MATRIX TRUST COMPANY CUST FBO BELLEVILLE SCHOOL DISTRICT # 118 DENVER CO             9.41%        
MATRIX TRUST COMPANY CUST FBO SCOTTSDALE BIBLE CHURCH 403(B) PLA DENVER CO               13.99%      
MATRIX TRUST COMPANY TRUSTEE FBO DARWILL INC PROFIT SHARING AND SA PHOENIX AZ               38.82%      

Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MLPF&S INC JACKSONVILLE FL         5.49%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 6.18%  16.72%  15.50%6.84%          
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ       8.53%          7.28%87.38%
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 21.65%      13.32%            
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMENT PLANS C/O IPO PORTFOLIO ACCOUNTING NTC-PLNS COLUMBUS OH                   8.08%  
PERFECT OUTPUT OF KANSAS CITY TTEE PERFECT OUTPUT LLC 401K C/O FASCORE LLC GREENWOOD VILLAGE CO           30.97%          
PERSHING LLC JERSEY CITY NJ 5.14%  8.54%  8.11%          5.71%
PETER B CLARKE & MICHELLE PLOTKIN T C/O FASCORE LLC PRODUCT VENTURES LTD 401K GREENWOOD VLG CO           20.23%          
PHILLIP BEDNAREK TTEE FBO C/O FASCORE LLC FULLER SUPPLY COMPANY PSP GREENWOOD VLG CO             24.71%        
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     13.79%                
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL         10.08%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA                   23.34%  
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         6.18%            
VANGUARD FIDUCIARY TRUST COMPANY K14 ATTN OUTSIDE FUNDS VALLEY FORGE PA                   8.44%  


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 13.92%  33.96%  12.74%            
HARTFORD SCHRDRS US SMALL CAP OPPORTUNITIES FUND                       
ALERUS FINANCIAL FBO RYDELL CHEVROLET, INC. EMPLOYEE SA SAINT PAUL MN             40.71%        
CAPITAL BANK & TRUST COMPANY TTEE F RICHLAND COUNTY BANK SAVINGS & RET GREENWOOD VLG CO           8.85%          
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA                   26.33%  
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA         20.98%            
DEL JEAN NASH TTEE FBO C/O FASCORE LLC H & B COMMUNICATIONS INC PSP 401K GREENWOOD VLG CO             41.79%        
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 22.78%    99.25%              
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA             6.33%6.06%      
JOE BARRON & NICK SCHEITLIN TTEE FB C/O FASCORE WINDSOR GYMNASTICS 401K GREENWOOD VLG CO           23.71%          
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA         6.21%            
MATRIX TRUST COMPANY CUST FBO BROOKHAVEN-COMSEWOGUE UFSD 403B DENVER CO               6.22%      
MATRIX TRUST COMPANY CUST FBO EASTPORT-SOUTH MANOR CSD (NY) 403B DENVER CO               11.60%      
MATRIX TRUST COMPANY CUST FBO SOUTHAMPTON PUBLIC SCHOOLS (NY) 40 DENVER CO               18.98%      


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MATRIX TRUST COMPANY CUST FBO ST LOUIS ASSOCIATION OF REALTORS 4 DENVER CO           5.16%          
MATRIX TRUST COMPANY CUST FBO WESTHAMPTON BEACH UFSD (NY) 403(B) DENVER CO               35.96%      
MID ATLANTIC TRUST COMPANY FBO BOSTON GOURMET CHEFS INC PITTSBURGH PA             9.09%        
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY 5.08%  5.15%    15.03%          
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ                   44.43%96.63%
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 10.25%      14.17%            
PERSHING LLC JERSEY CITY NJ 10.41%  16.16%  7.15%    7.87%      
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     28.83%                
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL         10.09%            
STEVE ZOTO FBO ZOTOS INC 401(K) PROFIT SHARING PL LEXINGTON PA           32.55%          
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE 5.10%      9.92%            
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ 9.27%                    
VOYA INSTITUTIONAL TRUST CUST FBO VOYA INSTITUTIONAL TRUST WINDSOR CT                   26.10%  
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 6.73%  34.87%  5.04%            
HARTFORD SCHRODERS CHINA A FUND                       


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA 94.79%  95.70%100.00%97.77%          100.00%
SCHRODER US HOLDINGS INC NEW YORK NY                   100.00%  
HARTFORD SHORT DURATION FUND                       
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN         5.65%            
ASCENSUS TRUST COMPANY FBO FRANCISCO ENTERPRISES INC 401K PLA FARGO ND           9.14%          
C/O GWP US ADVISORS SEI PRIVATE TRUST COMPANY OAKS PA                     11.43%
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                 12.20%    
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 49.73%  11.60%95.96%              
FRONTIER TRUST COMPANY FBO WINICKI LAW FIRM INDIVIDUAL 401K P FARGO ND           43.38%          
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA                 87.80%    
LAWRENCE BRIAN MILLER DEFINED BENEFIT PENSION PLAN ACCT OF LAWRENCE BRIAN MILLER CLAFLIN KS             43.05%        
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     6.37%  8.43%7.20%          
MATRIX TRUST COMPANY CUST FBO ESSDACK CONSORTIUM 403B/RET PLAN PHOENIX AZ               65.84%      
MATRIX TRUST COMPANY TRUSTEE FBO DOUGLAS EDEN PHILLIPS DERUYTER & STANYER PS 401K/PSP PHOENIX AZ               18.51%      
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     6.58%  18.17%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     9.19%  17.92%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     7.32%  10.67%          55.64%
PERSHING LLC JERSEY CITY NJ     5.24%  6.45%  25.01%      6.81%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     6.35%  11.39%            
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           15.05%          
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE                     19.04%
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 6.57%  24.42%  9.59%            
WILLIAM J MILLER DEFINED BENEFIT PENSION PLAN ACCT OF ACCT OF WILLIAM J MILLER CLAFLIN KS             23.41%        
HARTFORD SMALL CAP GROWTH FUND                       
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA             15.93%5.35%    12.78%
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA       50.66%              
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA                     5.02%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 9.54%                    
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO           11.97%5.38%        
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA                 14.61%    
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     5.66%                


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MID ATLANTIC TRUST COMPANY FBO AMERICAN TRUST RETIREMENT PITTSBURGH PA                 17.98%    
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     5.20%  72.19%            
MORI & CO KANSAS CITY MO       6.34%              
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 5.08%  7.86%      22.10%6.32%36.10%  52.30%
PERSHING LLC JERSEY CITY NJ     7.40%  8.60%            
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 30 AUSTIN BANK EMPLOYEE’S JACKSONVILLE TX           28.73%          
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 76 VODAFONE US RETIREMENT PLAN DENVER CO               6.55%      
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     7.59%                
RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF ATLANTA GA             8.35%        
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA               31.27%      
ROBERT PARMELEE TTEE FBO PHILLIPS PRATT & MCFARLAND PSC 401 C/O FASCORE LLC GREENWOOD VILLAGE CO           6.07%          
SEI PRIVATE TRUST COMPANY C/O FIRST HORIZON ID 683 OAKS PA                     6.91%
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           7.21%13.53%        
T ROWE PRICE RETIREMENT PLAN SVCS FBO RETIREMENT PLAN CLIENTS OWINGS MILLS MD               25.91%      
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     30.78%                


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC             5.05%        
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     7.23%                
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       36.93%              
HARTFORD SMALL CAP VALUE FUND                       
ASCENSUS TRUST COMPANY FBO MY PLASTIC SURGERY GROUP-SANDO & A FARGO ND           36.50%          
CHAPLIN L LIU MD PROFIT SHARING PLAN CHAPLIN L LIU & CAROL LIU TTEES UA DTD 12/30/1993 SAN LEANDRO CA           6.45%          
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 28.22%  9.72%                
FIIOC FBO ENERGY CONTROL LLC RHD MECHANICAL 401K PS PLAN COVINGTON KY           6.37%          
FIIOC FBO EXECUTIVE CATERERS AT LANDERHAVEN INC 401K PROFIT SHARHING PLAN COVINGTON KY           6.02%          
FIIOC FBO P.C. MECHANICAL INC. 401K PS PLAN COVINGTON KY           21.84%          
HARTFORD CONSERVATIVE ALLOCATION FUND WAYNE PA       6.15%              
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA               100.00%5.13%    
HARTFORD GROWTH ALLOCATION FUND WAYNE PA       60.19%              
HARTFORD MODERATE ALLOCATION FUND WAYNE PA       29.32%              
JANNEY MONTGOMERY SCOTT LLC A/C 1990-7420 DANIEL E CUNNINGHAM (SEP-IRA) PHILADELPHIA PA                     7.02%
JANNEY MONTGOMERY SCOTT LLC A/C GORDON K YOUNG (SIMPLE-IRA) PHILADELPHIA PA                     13.18%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 6.22%  9.79%  6.79%            
MATRIX TRUST COMPANY CUST FBO HANNIBAL CSD (NY) 403(B) PLAN DENVER CO             11.51%        
MATRIX TRUST COMPANY CUST FBO LAKE CHELAN COMMUNITY HOSPITAL 457 DENVER CO             5.78%        
MATRIX TRUST COMPANY CUST FBO SOUTH COLONIE CSD 403(B) PLAN DENVER CO             24.51%        
MICHAEL TAYLOR MICHAEL TAYLOR TRUSTEE IND (K) OMAHA NE           11.62%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL             46.74%        
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 6.26%      23.59%          18.56%
PERSHING LLC JERSEY CITY NJ 7.34%  13.37%  26.62%          51.63%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL         11.63%            
ROB TYLER TTEE FBO C/O FASCORE LLC THOMPSON PHARMACY 401K PSP GREENWOOD VLG CO                 17.75%    
SEAN M KAMMANN VILLANOVA PA         6.60%            
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA                 77.13%    
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO     5.04%                
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         6.15%            
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     8.81%  10.53%            


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
HARTFORD SMALL COMPANY FUND                       
ASCENSUS TRUST COMPANY FBO VALLEY PETROLEUM INC PROFIT SHARI 216867 FARGO ND                 6.52%    
BERKES CRANE ROBINSON & SEL LLP TTE BERKES CRANE ROBINSON & SEL LLP 40 C/O FASCORE LLC GREENWOOD VLG CO             8.26%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA               25.30%      
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     5.90%                
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 61.52%  23.11%71.73%              
HARTFORD GROWTH ALLOCATION FUND WAYNE PA       13.56%              
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           69.75%45.97%        
HARTFORD MODERATE ALLOCATION FUND WAYNE PA       6.47%              
ICMA RETIREMENT CORPORATION WASHINGTON DC               24.83%      
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     8.13%  7.48%            
MATRIX TRUST COMPANY CUST FBO GIDDINGS & ASSOCIATES LTD DENVER CO                 35.42%    
MATRIX TRUST COMPANY CUST. FBO ADAMS, BROWN, BERAN AND BALL CHART DENVER CO             6.04%        
MG TRUST CO CUST FBO JACKSON RENFRO & ASSOCIATES PROFIT DENVER CO               11.32%      
MID ATLANTIC TRUST COMPANY FBO AESTHETIC PLASTIC SURGERY CENT 401 PITTSBURGH PA                 9.27%    


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MID ATLANTIC TRUST COMPANY FBO ESCALON MEDICAL CORPORATION 401(K) PITTSBURGH PA                 7.55%    
MID ATLANTIC TRUST COMPANY FBO PEARSON WALL SYSTEMS INC 401(K) PR PITTSBURGH PA                 25.05%    
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     5.52%  44.02%    24.78%    34.48%
PERSHING LLC JERSEY CITY NJ     18.58%  5.31%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL         6.07%            
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA               5.34%      
SAXON & CO FBO PHILADELPHIA PA                     5.01%
SAXON & CO FBO PHILADELPHIA PA                     41.89%
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ         7.86%            
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC             10.34%        
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO         12.07%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       6.32%               
HARTFORD STRATEGIC INCOME FUND                       
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN         40.99%            
ASCENSUS TRUST COMPANY FBO KENDALL WELDEN LLC 401K PLAN FARGO ND           7.76%           
ASCENSUS TRUST COMPANY FBO ROL USA, INC. 401(K) PLAN FARGO ND           7.30%           


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA         5.00%            
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA         8.98%    16.97%      
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA     7.73%                
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA       22.55%              
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 42.99%  5.81%13.87%              
FIIOC FBO SMC CORPORATION RETIREMENT SAVINGS PLAN COVINGTON KY             93.21%        
HARTFORD CONSERVATIVE ALLOCATION FUND WAYNE PA       5.97%              
HARTFORD GROWTH ALLOCATION FUND WAYNE PA       5.47%              
HARTFORD MODERATE ALLOCATION FUND WAYNE PA       9.71%              
ING LIFE INSURANCE AND ANNUITY COMPANY WINDSOR CT                 9.51%    
KENNETH MORRIS TTEE FBO C/O FASCORE FIRST CHOICE BENEFITS INC 401K GREENWOOD VLG CO                 11.04%    
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA 5.32%  7.39%  6.30%15.32%           
MATRIX TRUST COMPANY CUST. FBO CITY OF ABERDEEN (WA) 457(B) PLAN DENVER CO           6.90%           
MID ATLANTIC TRUST COMPANY FBO CENTRAL STATES INDUSTRIAL EQUIP & PITTSBURGH PA                 11.55%    
MID ATLANTIC TRUST COMPANY FBO ESET LLC PITTSBURGH PA                 8.88%    
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL               8.45%      


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 6.64%  7.45%  8.79%    59.56%    44.16%
PAI TRUST COMPANY INC OA TAX PARTNERS, LTD 401(K) P/S PL DE PERE WI           13.90%          
PERSHING LLC JERSEY CITY NJ 13.10%  9.83%  5.53%            
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 00 ATLANTIC UNION BANKSHARES CORP RUTHER GLEN VA                 35.84%    
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL 5.40%  14.66%  5.14%            
SAXON & CO FBO PHILADELPHIA PA                     37.59%
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA           24.23%          
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE         5.11%            
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     5.70%                
UMB BANK NA CUST FBO PLANMEMBER CARPINTERIA CA           9.11%          
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO 5.68%  25.47%  5.03%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       42.12%              
HARTFORD TOTAL RETURN BOND FUND                       
ATTN MUTUAL FUND ADMIN C/O STATE STREET BANK ID 571 SEI PRIVATE TRUST COMPANY OAKS PA       8.48%              
BRYAN FALDER & CHRIS FALDER TTEE FB FALDER PSP C/O FASCORE LLC GREENWOOD VILLAGE CO           11.17%          


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
CAPITAL BANK & TRUST CO TRUSTEE FBO BURDG DUNHAM & ASSOC CONST CORP PS C/O FASCORE LLC GREENWOOD VLG CO           8.05%          
CAPITAL BANK & TRUST COMPANY TTEE F LG EVERIST INC 40K PLAN GREENWOOD VLG CO             12.28%        
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA                     52.35%
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA       6.69%              
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA                 5.25%    
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 81.76%  33.70%72.66%              
GREAT-WEST TRUST COMPANY LLC TTEE F TRIHEALTH 401K RETIREMENT SAVINGS GREENWOOD VLG CO                 30.75%    
GREAT-WEST TRUST COMPANY LLC TTEE F TRIHEALTH 403B VOLUNTARY SAVINGS P GREENWOOD VLG CO                 12.91%    
GREAT-WEST TRUST COMPANY LLC TTEE F TRIHEALTH INC EXECUTIVE 457B GREENWOOD VLG CO                 7.17%    
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT               16.81%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN:  UIT OPERATIONS HARTFORD CT               26.22%      
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT           44.17%56.51%        
ICMA RETIREMENT CORPORATION WASHINGTON DC               47.19%      
MACKIE SHEA DURNING PC TRUSTEE FBO MACKIE SHEA DURNING PC 401K PSP C/O FASCORE LLC GREENWOOD VILLAGE CO             7.18%        


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
MITRA & CO FBO NG C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI                 6.29%    
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL         13.91%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     5.29%  21.53%      10.86%  32.80%
PERSHING LLC JERSEY CITY NJ     6.03%  9.89%            
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     17.55%  40.19%            
T. ROWE PRICE RETIREMENT PLAN SVCS FBO RETIREMENT PLAN CLIENTS OWINGS MILLS MD                 9.64%    
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     5.99%  7.06%            
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA       9.02%              
HARTFORD WORLD BOND FUND                       
AMERICAN UNITED LIFE INS CO UNIT INVESTMENT TRUST INDIANAPOLIS IN             94.99%        
ASCENSUS TRUST COMPANY FBO MICHAEL J BRIDGE PHD 401(K) / PSP FARGO ND           8.42%          


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
ASCENSUS TRUST COMPANY FBO SIERRA ENERGY MANAGEMENT - COMPANY FARGO ND           9.34%          
C/O MUTUAL FUND TRADING GREAT-WEST TRUST COMPANY LLC TTEE RECORDKEEPING FOR VARIOUS BENEFIT GREENWOOD VLG CO                 5.21%    
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA 6.72%            8.45%  19.31%
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO 56.69%11.18%79.68%              
HEEKIN MALIN & WENZEL PA TTEE FBO C/O FASCORE LLC HEEKIN MALIN & WENZEL PA PSP GREENWOOD VLG CO           24.54%          
LINCOLN RETIREMENT SERVICES COMPANY FBO CVHP RETIREMENT PLAN FORT WAYNE IN                 9.71%    
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA     13.83%  6.82%            
MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY HUBBELL INCORPORATED EXECUTIVE DEF FOLSOM CA               5.67%      
MATRIX TRUST COMPANY CUST FBO TRUSTEES OF PIMA FEDERAL CREDIT UN DENVER CO               10.36%      
MATRIX TRUST COMPANY CUST FOR SIMS GROUP USA HOLDINGS CORPORATIO PHOENIX AZ               7.89%      
MATRIX TRUST COMPANY CUST. FBO LEBANON COMMUNITY SCHOOL CORPORATI DENVER CO           14.80%          
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL     8.40%  9.91%            
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY     9.79%  12.48%            
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ     6.78%  13.76%20.11%  54.29%29.94%  31.11%


Fund Name/Shareholder Class
A
 Class
A2
 Class
C
 Class
F
 Class
I
 Class
R3
 Class
R4
 Class
R5
 Class
R6
 Class
SDR
 Class
Y
 
PERSHING LLC JERSEY CITY NJ     6.96%  22.95%          25.31%
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL     7.19%  10.39%            
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE 12.87%                19.73%
TIAA, FSB CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO                 6.60%    
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ     5.82%                
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO     21.91%  5.57%            


Fund Name/Shareholder Class
IA
  Class
IB
  Class
IC
 
HARTFORD BALANCED HLS FUND         
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  9.29%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  44.23%  72.57%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  32.42%  25.78%    
HARTFORD CAPITAL APPRECIATION HLS FUND            
AXA EQUITABLE LIFE SEPARATE ACCOUNT -70 NEW YORK NY          56.43%
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  11.09%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  42.12%  66.45%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  27.17%  24.89%    
THE LINCOLN NATIONAL LIFE INS CO FORT WAYNE IN          41.53%
HARTFORD DISCIPLINED EQUITY HLS FUND            
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  12.70%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  48.32%  75.44%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  21.27%  20.19%    
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  9.94%        
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT  6.37%        
HARTFORD GLOBAL GROWTH HLS FUND            
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  31.10%  68.98%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  15.94%  19.08%    
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  21.63%        
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT  9.78%        


Fund Name/Shareholder Class
IA
  Class
IB
  Class
IC
 
HARTFORD GROWTH OPPORTUNITIES HLS FUND            
AXA EQUITABLE LIFE SEPARATE ACCOUNT -70 NEW YORK NY          100.00%
NATIONAL FINANCIAL SERVICES LLC FBO THE EXCL BENEFIT OF OUR  CUST ATTN MF DEPT 4TH FL JERSEY CITY NJ  13.20%        
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  7.07%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  22.25%  58.99%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  10.30%  15.98%    
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  29.35%        
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT  14.43%        
HARTFORD HEALTHCARE HLS FUND            
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  21.87%  55.96%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  16.67%  9.74%    
HARTFORD HIGH YIELD HLS FUND          �� 
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  11.26%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  52.85%  77.37%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  26.89%  16.32%    
HARTFORD INTERNATIONAL OPPORTUNITIES HLS FUND            
CHARLES SCHWAB BANK FBO ALLSCRIPTS RETIREMENT SAVINGS PLAN PHOENIX AZ      17.46%    
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY  11.41%        
STATE STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN 401K WESTWOOD MA  9.12%        
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  8.99%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  28.70%  63.52%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  14.52%  16.77%    
HARTFORD MIDCAP GROWTH HLS FUND            
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  42.75%  79.22%    


Fund Name/Shareholder Class
IA
  Class
IB
  Class
IC
 
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  21.25%  20.78%    
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  21.15%        
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT  13.62%        
HARTFORD MIDCAP HLS FUND            
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY  13.12%        
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMT PLANS NTC-PLNS C/O IPO PORTFOLIO ACCTING  COLUMBUS OH  6.57%        
STATE STREET BANK AND TRUST AS TRUSTEE FBO ALLY FINANCIAL INC RETIREMENT SAVINGS PLAN 401K QUINCY MA  5.49%        
STATE STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN 401K WESTWOOD MA  6.09%        
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  7.38%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  11.12%  38.13%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  7.09%  7.16%    
HARTFORD MIDCAP VALUE HLS FUND            
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  9.48%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  44.10%  79.17%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  26.80%  20.83%    
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  11.63%        
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT  6.91%        
HARTFORD SMALL COMPANY HLS FUND            
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY  6.63%        
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  16.35%        


Fund Name/Shareholder Class
IA
  Class
IB
  Class
IC
 
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  36.92%  57.39%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  20.28%  23.40%    
HARTFORD SMALLCAP GROWTH HLS FUND            
MAC & CO A/C 481251 ATTN MUTUAL FUND OPERATIONS PITTSBURGH PA      45.61%    
MERRILL LYNCH FBO RETIREMENT PLANS JACKSONVILLE FL  15.93%        
NATIONAL FINANCIAL SERVICES LLC FBO THE EXCL BENEFIT OF OUR CUST ATTN MF DEPT 4TH FL JERSEY CITY NJ  41.47%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  8.22%  10.50%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  5.16%        
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  10.29%        
VOYA INSTITUTIONAL TRUST COMPANY AS CUST FOR CITY OF LOS ANGELES DEFERRED COMPENSATION PLAN CITY HALL EMPLOYEE BENEFITS OFFICE LOS ANGELES CA      34.88%    
HARTFORD STOCK HLS FUND            
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  13.67%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  39.29%  68.15%    
TALCOTT RESOLUTION LIFE INS CO SEPARATE ACCNT ILIF REG HARTFORD CT  5.06%        
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  29.41%  27.99%    
HARTFORD TOTAL RETURN BOND HLS FUND            
STATE STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN 401K WESTWOOD MA  8.76%        
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  10.10%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  48.45%  62.36%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  19.56%  27.67%    
HARTFORD ULTRASHORT BOND HLS FUND            
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  16.36%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  48.86%  50.49%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  22.00%  18.40%    
HARTFORD US GOVERNMENT SECECURITIES HLS FUND            
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  6.63%        


Fund Name/Shareholder Class
IA
  Class
IB
  Class
IC
 
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  50.19%  80.39%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  31.28%  19.61%    
HARTFORD VALUE HLS FUND            
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY  12.65%        
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT  5.39%        
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT  43.51%  77.50%    
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT  19.80%  18.07%    
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT  7.46%        
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT  5.09%        

Fund Name/ShareholderPercent Owned
Developed Markets (ex-US) ETF
National Financial Services Corporation, New York, NY19.45%
TD Ameritrade Clearing, Inc., Omaha, NE16.50%
Morgan Stanley Smith Barney LLC, Jersey City, NJ11.71%
Charles Schwab & Co., Inc., San Francisco, CA8.58%
American Enterprise Investment Services Inc., Minneapolis, MN6.42%
Merrill Lynch, Pierce, Fenner & Smith Inc., New York, NY5.58%
LPL FINANCIAL CORPORATION, San Diego, CA5.48%
Raymond James & Associates, Inc., St. Petersburg, FL5.12%
Diversified International ETF
JP MORGAN CHASE BANK NATIONAL ASSOCIATION, Dallas, TX40.00%
J.P. Morgan Securities LLC/JPMC, New York, NY39.36%
12.57%
Emerging Markets ETF
Charles Schwab & Co., Inc., San Francisco, CA32.43%
Merrill Lynch, Pierce, Fenner & Smith Inc., New York, NY21.52%
National Financial Services Corporation, New York, NY13.46%
U.S. Bank N.A., Milwaukee, WI8.22%
State Street Bank and Trust Company, North Quincy, MA6.12%
LOW VOLATILITY US EQUITY ETF


Fund Name/ShareholderPercent Owned
JP MORGAN CHASE BANK NATIONAL ASSOCIATION Dallas, TX48.00%
BOFA Securities, Inc., New York, NY21.54%
LPL FINANCIAL CORPORATION, San Diego, CA10.04%
Merrill Lynch, Pierce, Fenner & Smith Inc., New York, NY7.32%
REIT ETF
BOFA Securities, Inc., New York, NY36.02%
LPL FINANCIAL CORPORATION, San Diego, CA18.69%
National Financial Services Corporation, New York, NY18.15%
Merrill Lynch, Pierce, Fenner & Smith Inc., New York, NY10.73%
Pershing LLC, Jersey City, NJ5.09%
Small Cap ETF
Charles Schwab & Co., Inc., San Francisco, CA44.71%
Merrill Lynch, Pierce, Fenner & Smith Inc., New York, NY12.43%
TD Ameritrade Clearing, Inc., Omaha, NE11.38%
National Financial Services Corporation, New York, NY9.81%
LPL FINANCIAL CORPORATION, San Diego, CA8.41%
US Equity ETF
State Street Bank and Trust Company, North Quincy, MA30.93%
Raymond James & Associates, Inc. St. Petersburg, FL12.91%
Charles Schwab & Co., Inc., San Francisco, CA12.07%


Fund Name/ShareholderPercent Owned
National Financial Services Corporation, New York, NY11.00%
American Enterprise Investment Services Inc., Minneapolis, MN5.27%
LPL FINANCIAL CORPORATION, San Diego, CA5.22%
Core Bond ETF
State Street Bank and Trust Company, North Quincy, MA69.35%
BOFA Securities, Inc., New York, NY5.94%
Charles Schwab & Co., Inc., San Francisco, CA5.05%
BB&T Securities, LLC Richmond, VA5.04%
Municipal Opportunities ETF
National Financial Services Corporation, New York, NY38.46%
TD Ameritrade Clearing, Inc., Omaha, NE20.10%
Charles Schwab & Co., Inc., San Francisco, CA9.55%
Raymond James & Associates, Inc., St. Petersburg, FL7.13%
LPL FINANCIAL CORPORATION, San Diego, CA5.81%
Pershing LLC, Jersey City, NJ5.25%
Tax-Aware Bond ETF
The Bank of New York Mellon/Wealth Management, New York, NY41.46%
JP MORGAN CHASE BANK NATIONAL ASSOCIATION, Dallas, TX28.26%
TD Ameritrade Clearing, Inc., Omaha, NE21.14%
National Financial Services Corporation, New York, NY6.42%


Fund Name/ShareholderPercent Owned
Short Duration ETF
State Street Bank and Trust Company, North Quincy, MA69.35%
BOFA Securities, Inc., New York, NY5.94%
Charles Schwab & Co., Inc., San Francisco, CA5.05%
BB&T Securities, LLC, Richmond, VA5.04%
Total Return Bond ETF
State Street Bank and Trust Company, North Quincy, MA71.74%
LPL FINANCIAL CORPORATION, San Diego, CA8.59%
TD Ameritrade Clearing, Inc., Omaha, NE5.64%


Appendix M: Fees Paid to the Funds’ Independent Registered Public Accounting Firm

At a meeting held on November 5-7, 2019, the Audit Committee and the Board considered the selection of the Funds’ independent registered public accounting firm (the “Auditor”). At the meeting, the Audit Committee selected PricewaterhouseCoopers LLP (“PwC”) to serve as the Funds’ Auditor and recommended that the Board take similar action. At the same meeting, the Board approved the selection of PwC to serve as the Funds’ Auditor beginning with the annual audit of Exchange-Traded Trust for the fiscal year ended on July 31, 2020.

Prior to the selection of PwC as the Funds’ Auditor, Ernst & Young LLP (“EY”) served as the Funds’ Auditor. Accordingly, the fees shown in the table below reflect the fees paid to EY for the services and time periods indicated.

The following table sets forth the amount EY billed the Funds for professional services rendered by EY for the two fiscal years indicated in the table and certain other information.

Fund Fiscal Year
Ended
  Audit
Fees1
  Audit
Related
Fees2
  Tax Fees3  Total Fees for
Services
Provided to
Fund
  All
other
Fees4
 
HMF  10/31/2018  $923,500  $32,500  $279,843  $1,235,843   - 
   10/31/2019  $891,000  $34,000  $275,931  $1,200,931   - 
HMF II  10/31/2018  $230,500  $30,000  $166,921  $427,421   - 
   10/31/2019  $276,500   -  $98,573  $375,073   - 
HLS  12/31/2018  $352,500   -  $75,258  $427,758   - 
   12/31/2019  $352,500   -  $79,325  $431,825   - 
HLS II  12/31/2018  $110,000   -  $19,005  $129,005   - 
   12/31/2019  $110,000   -  $20,109  $130,109   - 
Lattice Trust  9/30/2018  $112,000   -  $69,713  $181,713   - 
   9/30/2019  $112,000   -  $85,817  $197,817   - 
Exchange-Traded Trust  7/31/2018  $90,000   -  $18,500  $108,500   - 
   7/31/2019  $88,000   -  $48,000  $136,000   - 
Interval Fund  10/31/2018   -   -   -   -   - 
   10/31/2019   -  $20,000   -  $20,000   - 

The Audit Committee has approved 100% of the services listed in Appendix D.the table above. The aggregate non-audit fees billed by EY for services rendered to the Funds are shown above in the column titled “All Other Fees.”

As of June 30, 2017, none of

The aggregate non-audit fees billed by EY for services rendered to Hartford Funds Management for the Independent Trustees or nomineespast two fiscal years were:

Fiscal Year Ended Non-Audit Fees  Fiscal Year Ended Non-Audit Fees 
July 31, 2018 -  July 31, 2019 - 
September 30, 2018 -  September 30, 2019 - 
October 31, 2018 $40,000  October 31, 2019  - 
December 31, 2018  -  December 31, 2019  - 

1Consists of fees for audits of the Funds’ annual financial statements.
2Consists of fees for assurance and related services reasonably related to the audits of each Fund’s financial statements, but which are not included in the amount for “Audit Fees.”
3Consist of fees for tax compliance and tax reporting. Fees for the past two fiscal years consisted of fees for preparing the U.S. Income Tax Return for Regulated Investment Companies, U.S. Return of Excise Tax on Undistributed Income of Investment Companies, IRS Forms 1099-MISC.
4Any fees for services provided for each Fund not included in the previous columns.


Other than the fees discussed above, as well as the fees related to audit, audit-related, and tax service, EY did not bill any fees for Independent Trustee (or their immediate family members) had share ownership in securities of either Trust's investment manager, or in an entityservices rendered to entities controlling, controlled by, or under common control with Hartford Funds Management for the investment manager of either Trust (not including registered investment companies).past two fiscal years.


Management Compensation

The Trusts pay no compensation to any Trustee or officer who is an officer or employee of HFMG, HFMC, HFD or any affiliated company. The following table sets forth the compensation each Trustee (or nominee for trustee) who is not an officer or employee of HFMG, HFMC, HFD or any affiliated company is expected to receive or received during the fiscal year ended July 31, 2017 or September 30, 2016, as applicable, from the Trusts and the entire Hartford fund complex.

Name of
Person,
Position
 Aggregate
Compensation
From Hartford
Funds
Exchange-
Traded Trust*
 Aggregate
Compensation
From
Lattice
Strategies
Trust**
 Pension Or
Retirement
Benefits
Accrued As
Part of Fund
Expenses
 Estimated
Annual
Benefits
Upon
Retirement
 Total
Compensation
From the
Fund
Complex
Paid To
Trustees or
Nominees
 
Hilary E. Ackermann,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

266,694
$230,811**

*;

 
Robin C. Beery,
Trustee
 

$

4,148.15
 

$

21,000
 

$

0
 

$

0
 

$

89,917
$21,000**

*;

 
Lynn S. Birdsong,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

280,170
$269,651**

*;

 
Christine Detrick,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

242,627
$165,459**

*;

 
Duane E. Hill,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

292,901
$282,250**

*;

 
William P. Johnston,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

415,637
$386,467**

*;

 
Phillip O. Peterson,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

294,408
$276,410**

*;

 
Lemma W. Senbet,
Nominee for Trustee
 

$

0
 

$

0
 

$

0
 

$

0
 

$

244,101
$239,814**

*;

 
David Sung,
Trustee
 

$

4,148.15
 

$

21,000
 

$

0
 

$

0
 

$

91,917
$21,000**

*

 

*  Estimated for the fiscal year ended July 31, 2017.

**  For the fiscal year ended September 30, 2016.

Each Trust's Declaration of Trust provides that the Trust, to the full extent permitted by law, shall indemnify the trustees and officers of the Trust. The Declarations of Trust do not authorize the Trusts to indemnify any trustee or officer against any liability to which he or she would otherwise be subject by reason of or for willful misfeasance, bad faith, gross negligence or reckless disregard of such person's duties.

Board Meetings, Committees and Other Related Matters

Each Board has established an Audit Committee and a Nominating and Governance Committee. The Trusts do not have standing compensation committees. However, each Nominating and Governance Committee is responsible for making recommendations to the applicable Board regarding the compensation of the


independent members of the Board. Each Board has adopted written charters for the Audit Committee and the Nominating and Governance Committee. A copy of the Nominating and Governance Committee charter is included as Appendix C to this Joint Proxy Statement.

For Lattice Strategies Trust, during the fiscal year ended September 30, 2016, there were 4 meetings of the Boards, 2 meetings of the Audit Committees and 1 meeting of the Nominating and Governance Committee. Each Trustee attended (either in person or by telephone) 75% or more of the total number of meetings of the Board and of the Committees on which the Trustee served. As of July 31, 2016, Hartford Funds Exchange-Traded Trust had not completed a full fiscal year.

Shareholders wishing to communicate with members of the Boards of Trustees may submit a written communication directed to the Board of Trustees in care of the applicable Trust's Secretary, Alice A. Pellegrino, c/o Hartford Funds, 690 Lee Road, Wayne, Pennsylvania 19087.

Audit Committee. The Board has an Audit Committee consisting of all Independent Trustees. Mr. Sung serves as Chair. The Audit Committee meets with the Trust's independent auditors to review and approve the scope and results of their professional services; to review the procedures for evaluating the adequacy of the Trust's accounting controls; to consider the range of audit fees; and to make recommendations to the Board regarding the engagement of the Trust's independent auditors.

Nominating and Governance Committee. The Board has established a Nominating and Governance Committee consisting of all Independent Trustees. Ms. Beery serves as Chair. The responsibilities of the Nominating and Governance Committee are to: (1) nominate Independent Trustees; (2) review on a periodic basis the governance structures and procedures of the Fund; (3) periodically review Trustee compensation, (4) annually review committee and committee chair assignments, (5) annually review the responsibilities and charter of each committee, (6) to plan and administer the Board's annual self-evaluation, (7) annually consider the structure, operations and effectiveness of the Nominating and Governance Committee, and (8) at least annually evaluate the independence of counsel to the Independent Trustees.

The Trustees adopted the following procedures with respect to the consideration of nominees recommended by security holders.

1.  The shareholder must submit any such recommendation (a "Shareholder Recommendation") in writing to the Trust, to the attention of the Trust's Secretary, at the address of the principal executive offices of the Trust.

2.  The Shareholder Recommendation must be delivered to, or mailed and received at, the principal executive offices of the Trust not less than sixty (60) calendar days nor more than ninety (90) calendar days prior to the date of the Board or shareholder meeting at which the nominee candidate would be considered for election. Shareholder Recommendations will be kept on


file for two years after receipt of the Shareholder Recommendation. A Shareholder Recommendation considered by the Committee in connection with the Committee's nomination of any candidate(s) for appointment or election as an independent Trustee need not be considered again by the Committee in connection with any subsequent nomination(s).

3.  The Shareholder Recommendation must include: (i) a statement in writing setting forth (A) the name, age, date of birth, business address, residence address and nationality of the person recommended by the shareholder (the "candidate"), and the names and addresses of at least three professional references; (B) the number of all shares of the Trust (including the series and class, if applicable) owned of record or beneficially by the candidate, the date such shares were acquired and the investment intent of such acquisition(s), as reported to such shareholder by the candidate; (C) any other information regarding the candidate called for with respect to director nominees by paragraphs (a), (d), (e) and (f) of Item 401 of Regulation S-K or paragraph (b) of Item 22 of Rule 14a-101 (Schedule 14A) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), adopted by the SEC (or the corresponding provisions of any applicable regulation or rule subsequently adopted by the SEC or any successor agency with jurisdiction related to the Trust); (D) any other information regarding the candidate that would be required to be disclosed if the candidate were a nominee in a proxy statement or other filing required to be made in connection with solicitation of proxies for election of directors pursuant to Section 14 of the Exchange Act and the rules and regulations promulgated thereunder or any other applicable law or regulation; and (E) whether the recommending shareholder believes that the candidate is or will be an "interested person" of the Trust (as defined in the 1940 Act) and, if not an "interested person," information regarding the candidate that will be sufficient, in the discretion of the Board or the Committee, for the Trust to make such determination; (ii) the written and signed consent of the candidate to be named as a nominee and to serve as a Trustee if elected; (iii) the recommending shareholder's name as it appears on the Trust's books; (iv) the number of all shares of the Trust (including the series and class, if applicable) owned beneficially and of record by the recommending shareholder; (v) a complete description of all arrangements or understandings between the recommending shareholder and the candidate and any other person or persons (including their names) pursuant to which the recommendation is being made by the recommending shareholder including, without limitation, all direct and indirect compensation and other material monetary agreements, arrangements and understandings between the candidate and recommending shareholder during the past three years, and (vi) a brief description of the candidate's relevant background and experience for membership on the Board, such as qualification as an audit committee financial expert.


4.  The Committee may require the recommending shareholder to furnish such other information as it may reasonably require or deem necessary to verify any information furnished pursuant to paragraph 3 above or to determine the eligibility of the candidate to serve as a Trustee of the Trust or to satisfy applicable law. If the recommending shareholder fails to provide such other information in writing within seven days of receipt of a written request from the Committee, the recommendation of such candidate as a nominee will be deemed not properly submitted for consideration, and the Committee will not be required to consider such candidate.

The Nominating and Governance Committees have not received a recommended nominee from an eligible shareholder or shareholder group who individually, or in the aggregate, beneficially owned more than 5% of the applicable Fund's voting shares for at least one year. A copy of the Nominating and Governance Committee Charters are included in Appendix C.

Report of the Audit Committees. Regarding Lattice Strategies Trust, the Audit Committee has met and held discussions with management and the independent registered public accounting firm. Management represented to the Audit Committee that the Trust's financial statements were prepared in accordance with generally accepted accounting principles, and the Audit Committee has reviewed and discussed the financial statements with management and the independent registered public accounting firm. The Audit Committee discussed with the independent registered public accounting firm the matters required to be discussed by Statement on Auditing Standards No. 114 (Communications with Audit Committees).

BothFunds’ Audit Committees have received the written disclosures and the letter from Ernst &Young LLP ("E&Y") required by applicable requirements of the Public Company Accounting Oversight Board regarding E&Y's communication with the Audit Committees concerning independence, and the Audit Committees have discussed with E&Y the accounting firm's independence.

Regarding Lattice Strategies Trust, based upon the Audit Committee's discussion with management and E&Y, and the Audit Committee's review of the representation of management and the report of E&Y to the Audit Committee, the Audit Committee agreed to the inclusion of the Funds' Audited Financial Statements in the Funds' annual reports dated September 30, 2016 to be filed with the SEC.

Independent Registered Public Accounting Firm

The Boards of Trustees selected Ernst & Young LLP ("E&Y") as independent registered public accounting firm of the Trusts for the fiscal year ending July 31, 2017 or September 30, 2017, as applicable. E&Y also served as independent registered public accounting firm of Lattice Strategies Trust for the fiscal year ended September 30, 2016. Hartford Funds Exchange-Traded Trust had not completed its first annual fiscal period as of July 31, 2016. Representatives of E&Y are not expected to be present at the Meeting but will be available telephonically upon request.


Effective August 31, 2016, PricewaterhouseCoopers LLP ("PwC") resigned as the independent registered public accounting firm of Lattice Strategies Trust. At a meeting held on September 28, 2016, following a recommendation from the Audit Committee, a majority of the Independent Trustees of Lattice Strategies Trust selected E&Y as independent registered public accounting firm of the Trust for the fiscal year ending September 30, 2016. The reports of E&Y and PwC on the financial statements of Lattice Strategies Trust for the fiscal years ended September 30, 2016 and September 30, 2015, respectively, contained no adverse opinion or a disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principle.

During the fiscal year ended September 30, 2015 and the subsequent interim period through August 31, 2016: (i) there were no disagreements with PwC on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of PwC, would have caused it to make reference to the subject matter of the disagreements in connection with its report on the financial statements for such fiscal year and (ii) there were no "reportable events" of the kind described in Item 304(a)(1)(v) of Regulation S-K under the Securities Exchange Act of 1934, as amended.

Audit Fees. Audit Fees are fees related to the audit and review of the financial statements included in annual reports and registration statements, and other services that are normally provided in connection with statutory and regulatory filings or engagements. The aggregate fees billed for professional services rendered for the audit of Lattice Strategies Trust's annual financial statements by E&Y for the fiscal year ended September 30, 2016 and by PwC for the fiscal year ended September 30, 2015 were $60,000 and $60,000, respectively.

Audit-Related Fees. Audit-Related Fees are fees related to assurance and related services that are reasonably related to the performance of the audit or review of financial statements, but not reported under "Audit Fees." The aggregate fees billed for assurance and related services that are not reasonably related to the performance of the Lattice Strategies Trust audit by E&Y for the fiscal year ended September 30, 2016 and by PwC for the fiscal year ended September 30, 2015 were $0 and $3,500, respectively.

Tax Fees. Tax Fees are fees associated with tax compliance, tax advice and tax planning, including services relating to the filing or amendment of federal, state or local income tax returns, regulated investment company qualification reviews, and tax distribution and analysis reviews. The aggregate fees billed for professional services rendered for tax compliance, tax advice and tax planning to Lattice Strategies Trust by E&Y for the fiscal year ended September 30, 2016 and by PwC for the fiscal year ended September 30, 2015 were $0 and $30,000, respectively.

All Other Fees. All Other Fees are fees related to services other than those reported above under "Audit Fees," "Audit-Related Fees" and "Tax Fees." The aggregate fees billed for products and services not otherwise reported under "Audit Fees," "Audit-


Related Fees," and "Tax Fees" for the Trust for each of the fiscal years ended September 30, 2016 and September 30, 2015 were $0.

For the fiscal years ended September 30, 2016 and September 30, 2015, no services described under "Audit-Related Fees," "Tax Fees" or "All Other Fees" were approved pursuant to the de minimis exception.

Pre-Approval of Audit and Non-Audit Services Provided. Theadopted pre-approval policies and procedures, (the "Policy") adopted bywhich are included as part of the Audit Committees sets forth the procedures pursuant toCommittee Charter (the “Pre-Approval Procedures”), which services performed by the applicable independent registered public accounting firm may be pre-approved. Main provisions of the Policy include the following:

1.  The Audit Committee must pre-approve all audit services and non-audit servicesgenerally provide that the independent registered public accounting firm provides to the Trust.

2.  TheFunds’ Audit CommitteeCommittees must pre-approve any engagement ofaudit, audit-related, tax, and other services to be provided by the independent registered public accounting firm to provide non-audit serviceseach Fund or to any Service Affiliate (which is defined to includeeach Fund’s investment adviser and any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to each Fund if the Trust) duringengagement relates directly to operations and financial reporting of each Fund, to assure that the periodprovision of such services does not impair the independent registered public accounting firm's engagementfirm’s independence. The Audit Committee has approved all of the services listed in the table above.

The Audit Committee has delegated pre-approval authority to provideits Chair, subject to certain limits set forth in the Pre-Approval Procedures. The Chair will report any pre-approval to the Audit Committee at their next scheduled meetings. Unless a type of service to be provided by the independent registered public accounting firm has received general pre-approval, it must be pre-approved by the Audit Committee. Any proposed services exceeding pre-approved levels set forth in the Pre-Approval Procedures require specific pre-approval by the Audit Committee. The Audit Committee has considered whether the provision of non-audit services rendered to each Fund’s investment adviser and any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to each Fund is compatible with maintaining the independent registered public accounting firm’s independence and has discussed PwC’s independence with Hartford Funds Management and PwC.


The Hartford Mutual Funds, Inc.

The Hartford Mutual Funds II, Inc.

Hartford Series Fund, Inc.

Hartford HLS Series Fund II, Inc.

Lattice Strategies Trust

Hartford Funds Exchange-Traded Trust

Hartford Schroders Opportunistic Income Fund

(collectively, the “Funds”)

AUDIT COMMITTEE CHARTER

1.Membership

The Audit Committee shall be composed of at least three Directors/Trustees as appointed by the Board of Directors/Trustees:

(a)each of whom shall not be an “interested person” of the Funds, as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended;

(b)each of whom shall not accept any consulting, advisory, or other compensatory fee from the Funds (other than fees for serving on the Board of Directors/Trustees or any committee thereof) or have any other relationship to the Funds that may interfere with the exercise of such person’s independence from the Funds and Fund management;

(c)each of whom shall be financially literate, as such qualification is interpreted by the Board of Directors/Trustees in its business judgment, or shall become financially literate within a reasonable period of time after his or her appointment to the Audit Committee; and

(d)at least one of whom shall have accounting or related financial management expertise as the Board of Directors/Trustees interprets such qualification in its business judgment.

The Audit Committee shall determine whether at least one member of the Audit Committee is an “audit committee financial expert” as defined in rules promulgated by the U.S. Securities and Exchange Commission (the “SEC”) under the Sarbanes-Oxley Act of 2002.1 The Board of Directors/Trustees shall appoint one member of the Audit Committee as chairperson of the Audit Committee.

2.Purposes and Scope

The purposes and scope of responsibilities of the Audit Committee are:

(a)to oversee the Funds’ accounting and financial reporting policies and practices, their internal controls and, as appropriate, the internal controls of the service providers;

1Audit committee financial experts shall not be subject to any duties, obligations or liability that are greater than those imposed on other members of the Audit Committee and the Board of Directors/Trustees. Moreover, a person determined to be an audit committee financial expert shall not be deemed an “expert” for any purpose, including without limitation for purposes of Section 11 of the Securities Act of 1933, as amended.


(b)to act as liaison between the Funds’ independent registered public accounting firm (“Independent Auditor”) and the full Board of Directors/Trustees; and

(c)to assist the Board in its oversight of:

(i)the quality, objectivity and integrity of the Funds’ financial statements and the independent audit thereof;

(ii)the Funds’ compliance with legal and regulatory requirements;

(iii)the qualifications and independence of the Funds’ Independent Auditor; and

(iv)the performance of the internal audit function related to the Funds and the performance of the Independent Auditor.

The Audit Committee shall report regularly to the Board of Directors/Trustees with respect to the matters described in Section 3 of this Audit Committee Charter. The Funds’ Independent Auditor shall report directly to the Audit Committee.

3.Duties and Responsibilities

To carry out its purposes, the Audit Committee shall have the following duties and powers:

(a)To select, retain or replace the Independent Auditor (subject to ratification by the Independent Directors/Trustees and, if applicable, to ratification by Fund shareholders as may be required by Section 32(a) of the Investment Company Act of 1940) and, in connection therewith, to evaluate the independence of the Independent Auditor as defined by the Public Company Accounting Oversight Board (“PCAOB”) and the SEC (including whether the Independent Auditor provides any consulting services to the adviser or its affiliates), and to receive the Independent Auditor’s specific representations as to its independence. The Audit Committee will continue its current practice of seeking the input of management on issues pertaining to the selection, retention or termination of the Independent Auditor.

(b)To compensate and oversee the work of the Independent Auditor (including resolution of disagreements between management and the Independent Auditor regarding financial reporting).

(c)To meet with the Funds’ Independent Auditor:

(i)to review the arrangements for and scope of the annual audit and any special audits;

(ii)to set hiring policies for employees or former employees of the Independent Auditor;

(iii)to discuss any matters of concern relating to the Funds’ financial statements, including any material adjustments to such statements recommended by the Independent Auditor, or other results of such audit(s);

(iv)to review problems or difficulties identified by the Independent Auditor and management’s response;


(v)to consider the Independent Auditor’s comments with respect to the Funds’ financial policies, procedures and internal accounting and financial statement controls and management’s responses thereto;

(vi)to review the opinion the Independent Auditor renders to the Board and shareholders; and

(vii)to review the results of internal audits of areas that impact the Funds.

(d)To consider, in consultation with the Independent Auditor, (i) all critical accounting policies and practices to be used; (ii) all alternative treatments of financial information within generally accepted accounting principles that have been discussed with management, the ramifications of the use of such alternative disclosures and treatments, and the treatment preferred by the Independent Auditor; and (iii) any other material written communications between the Independent Auditor and management, such as any management letter or schedule of unadjusted differences.

(e)To approve in advance (i) all audit services to be provided by the Independent Auditor to a Fund and (ii) all permissible non-audit services2 to be provided by the Independent Auditor to a Fund, the Fund’s investment adviser, and the Service Affiliates3 if the engagement relates directly to the operations and financial reporting of the Fund, except for permissible non-audit services provided under a de minimis exception4 under applicable law or regulation. The Committee may delegate the authority to grant such preapprovals to one or more designated members of the Committee, if the Committee so chooses. Any pre-approval determination of a delegate shall be presented to the full Audit Committee at its next meeting. The Audit Committee shall communicate any pre-approval made by it or a delegate to the Fund’s investment adviser to ensure that the appropriate disclosure is made in the Fund’s periodic reports required by Section 13(a) of the Securities Exchange Act of 1934 and other documents as required under the federal securities laws. The Audit Committee has adopted Pre-Approval Policies and Procedures, attached hereto as Exhibit A.

(f)To meet with the Funds’ Independent Auditor prior to the audit to discuss the planning and staffing of the audit, including when applicable a discussion of the periodic rotation of the engagement partner.

(g)To review the fees charged to the Funds by the Independent Auditor for audit and permissible non-audit services.

(h)To investigate reported or suspected improprieties in Fund operations.

2“Permissible non-audit services” include any professional services, including tax services, provided to the Funds by the independent auditors, other than those provided to the Funds in connection with an audit or a review of the financial statements of the Funds. Permissible non-audit services may not include: (i) bookkeeping or other services related to the accounting records or financial statements of the Funds; (ii) financial information system design and implementation; (iii) appraisal or valuation services, fairness opinions or contribution-in-kind reports; (iv) actuarial services; (v) internal audit outsourcing services; (vi) management functions or human resources; (vii) broker or dealer, investment adviser or investment banking services; (viii) legal services and expert services unrelated to the audit; and (ix) any other service the PCAOB determines, by regulation, is impermissible.
3A “Service Affiliate” is any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to the Fund.
4Section 202 of the Sarbanes-Oxley Act of 2002 (Section 10A(i)(1)(B) of the Securities Exchange Act of 1934, as amended) and Rule 2-01(c)(7) under Regulation S-X. Pre-approval by the Audit Committee of any permissible non-audit services is not required so long as: (i) the aggregate amount of all such permissible non-audit services provided to a Fund constitutes not more than 5% of the total amount of revenues paid by the Fund, its investment adviser, and the Service Affiliates to the Independent Auditor during the fiscal year in which the permissible non-audit services are provided; (ii) the permissible non-audit services were not recognized by the Fund at the time of the engagement to be non-audit services; and (iii) such services are promptly brought to the attention of the Committee and approved prior to the completion of the audit by the Committee or its delegate(s).


(i)To review and discuss periodically the Funds’ policies and actions with respect to risk assessment and risk management to the extent such policies and actions relate to the scope of the Committee’s responsibilities.

(j)To develop, establish and periodically review procedures for: (i) the receipt, retention and treatment of complaints received by a Fund from any source regarding accounting, internal accounting and financial statement controls, or auditing matters; and (ii) the confidential, anonymous submission by employees of a Fund and its service providers of concerns regarding questionable accounting or auditing matters related to the Fund.

(k)To assist the Funds, if necessary, in preparing any written affirmation or written certification required to be filed with any stock exchange on which a Fund’s shares are listed.

(l)To receive reports from the principal executive officer and the principal financial officer, or persons performing similar functions, regarding: (i) all significant deficiencies in the design or operation of Fund internal controls that could adversely affect the Funds’ ability to record, process, summarize, and report financial data and have identified for the Funds’ Independent Auditor any material weaknesses in internal controls; (ii) any fraud, whether or not material, that involves management or other employees who have a significant role in the Funds’ internal controls; and (iii) whether or not there were significant changes in the Funds’ internal controls or in other factors that could significantly affect the Funds’ internal controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

(m)To periodically discuss with management and the Independent Auditor the quality and adequacy of the Funds’ accounting and financial reporting policies and practices, the Funds’ internal controls (including the control process for reviewing and approving the Funds’ internal transactions and accounting) and, as appropriate, the internal controls of service providers.

(n)To obtain and review annually a report by the Independent Auditor describing its internal quality control procedures, any material issues raised by its most recent internal quality control or peer review, or by any inquiry or investigation by governmental or professional authorities, within the preceding five years, respecting one or more independent audits carried out by the Independent Auditor, any steps taken to deal with any such issues, and (to assess the auditors’ independence) all relationships between the Independent Auditor and the Funds’ investment adviser and its affiliates.

(o)To report its activities to the full Board on a regular basis and to make such recommendations with respect to the above and other matters as the Audit Committee may deem necessary or appropriate.

(p)To evaluate the Audit Committee’s performance annually as part of the Board’s self-assessment.

(q)To determine (in its capacity as a committee of the Board) appropriate funding by the Funds for payment of (i) compensation to any independent registered public accounting firm engaged for the purpose of preparing or issuing an audit report or performing other audit, review or attest services for the Funds; (ii) compensation to any outside counsel, Independent Auditor, other experts or advisers employed by the Audit Committee, as it determines necessary to carry out its duties; and (iii) ordinary administrative expenses of the Audit Committee that are necessary or appropriate in carrying out its duties.


(r)To perform such other functions consistent with this Audit Committee Charter, the Funds’ Articles of Incorporation or Declaration of Trust, the Funds’ By-laws, and applicable law, as the Audit Committee or the Board of Directors/Trustees deems necessary or appropriate.

The Audit Committee’s function is one of oversight. While the Audit Committee has the responsibilities set forth in this charter, it is not the responsibility of the Audit Committee or its members to conduct “field work” or other types of auditing or accounting reviews or procedures. Each member of the Audit Committee shall be entitled to rely on the accuracy of the financial and other information provided to the Audit Committee by the Funds’ officers and employees and its internal and external service providers, absent actual knowledge to the contrary (which actual knowledge shall be promptly reported to the Board of Directors/Trustees). It is recognized that management is responsible for preparing the Funds’ financial statements and for maintaining appropriate systems for accounting. Management is responsible for reporting to the Audit Committee material findings by the internal audit department of the adviser and its affiliates relating to the operations of the Funds. The Funds’ Independent Auditor is responsible for conducting a proper audit of the Funds’ financial statements and is ultimately accountable to the Audit Committee. The Audit Committee has the ultimate authority and responsibility to select (subject to ratification by the Independent Directors/Trustees and, if applicable, to ratification by Fund shareholders) and evaluate the Funds’ Independent Auditor, to determine the compensation of the Funds’ Independent Auditor and, where appropriate, to replace the Funds’ Independent Auditor.

4.Meetings

The Audit Committee shall meet on a regular basis at least twice a year. The Funds’ Principal Financial Officer shall attend such regular meetings, along with other invited personnel of the adviser and its affiliates. The Audit Committee may also hold special meetings as circumstances require. Participation may be by telephone, video conference, or similar electronic means.

The Audit Committee shall meet separately at least semi-annually with management, with personnel responsible for the internal audit function, and with the Independent Auditor, to give representatives of each the opportunity to privately discuss issues of interest to the Audit Committee. The Audit Committee shall also report to the Funds’ Board of Directors/Trustees.

5.Resources and Authority of the Audit Committee

The Audit Committee shall have the resources and authority appropriate to discharge its responsibilities, including the authority to retain special counsel and other experts or consultants at the expense of the appropriate Fund(s), and shall have full access to all books, records, facilities and personnel of the Funds, as needed.

6.Annual Review and Approval

The Audit Committee shall review and assess the adequacy of this Charter at least annually and recommend any changes to the full Board of Directors/Trustees. The full Board of Directors/Trustees shall approve this Charter at least annually. The Charter, including any amendments thereto, shall be maintained in the records of the Funds.

Most Recently Reviewed: August 5, 2020

Most Recently Approved: August 5, 2020

Initially Approved: January 25, 2000


Revision History: May 9, 2007; May 6, 2009; February 2, 2011; June 22, 2011; May 5, 2015; May 3, 2016; November 2, 2016; May 1, 2017, April 30, 2019


The Hartford Mutual Funds, Inc.

The Hartford Mutual Funds II, Inc.

Hartford Series Fund, Inc.

Hartford HLS Series Fund II, Inc.

Lattice Strategies Trust

Hartford Funds Exchange-Traded Trust

Hartford Schroders Opportunistic Income Fund

Audit Committee Pre-Approval Policies and Procedures

The Sarbanes-Oxley Act of 2002 (“Act”) and rules adopted by the Securities and Exchange Commission (“SEC”) (“Rules”) require that the Audit Committee for the above-referenced companies (each a “Fund” and together the “Funds”) pre-approve all audit services and non-audit services provided to the Trust,Fund by its independent registered public accounting firm (“Independent Auditor”), as well as all non-audit services provided by the Independent Auditor to the Fund’s investment adviser and its Service Affiliates if the non-audit services to the Service Affiliate directly impact the Trust'sFund’s operations and financial reporting.

3.  

The following policies and procedures govern the ways in which the Audit Committee shallwill pre-approve certainaudit and various categories of non-audit services that the Independent Auditor provides to the TrustFund and itsto Service Affiliates. These policies and procedures do not apply in the case of audit services that the Independent Auditor provides to Service Affiliates, pursuantnor do they apply to services that an audit firm other than the Independent Auditor provides to such entities.

These policies and procedures set forth incomply with the Policy.

4.  The Audit Committee, from time to time,requirements for pre-approval, but also provide a mechanism by which management of the Fund may designate one or morerequest and secure pre-approval of its members who are Independent Trustees (each a "Designated Member") to consider, on the Audit Committee's behalf, anyaudit and non-audit services whetherin an orderly manner with minimal disruption to normal business operations. Pre-approval of non-audit services may be achieved through a combination of the Trust or to any Service Affiliate, that have not been pre-approved by the Audit Committee. The Designated Member also shall review, on the Audit Committee'sprocedures described in Sections C and D below.

A.General

1.The Audit Committee must pre-approve all audit services and non-audit services that the Independent Auditor provides to the Fund.

2.The Audit Committee must pre-approve any engagement of the Independent Auditor to provide non-audit services to any Service Affiliate during the period of the Independent Auditor’s engagement to provide audit services to the Fund, if the non-audit services to the Service Affiliate directly impact the Fund’s operations and financial reporting.

B.Pre-Approval of Audit Services to the Fund

1.The Audit Committee shall approve the engagement of an Independent Auditor to audit the Fund’s financial statements for each fiscal year (the “Engagement”). The approval of the Engagement shall not be delegated to a Designated Member. (See Section D below.) In approving the Engagement, the Audit Committee shall obtain, review and consider sufficient information concerning the proposed Independent Auditor to enable the Audit Committee to make a reasonable evaluation of the Independent Auditor’s qualifications and independence. The Audit Committee also shall consider the Independent Auditor’s proposed fees for the engagement, in light of the scope and nature of the audit services that the Fund will receive. Where the proposed fees have not


been determined at the time of approval, the Audit Committee may consider a fee estimate or range as provided by the Independent Auditor.

2.The Audit Committee shall report to the Board of Directors/Trustees (the “Board”) regarding its approval of the Engagement and of the proposed fees for the Engagement, and the basis for such approval.

3.Unless otherwise in accordance with applicable law, the Engagement, in any event, shall require that the Independent Auditor be selected by the vote, cast in person, of a majority of the members of the Fund’s Board who are not interested persons of the Fund (as defined in Section 2(a)(19) of the Investment Company Act of 1940) (“Independent Directors”).

C.Pre-Approval of Non-Audit Services to the Fund and to Service Affiliates – by Types of Services

1.The Audit Committee shall pre-approve types of non-audit services to the Fund and its Service Affiliates pursuant to this Section C.

2.Annually, at such time as the Audit Committee considers the Engagement of the Independent Auditor, management of the Fund, in consultation with the Independent Auditor, shall provide to the Audit Committee, for its consideration and action, the following: (a) a list of those types of non-audit services, if any, that the Fund may request from the Independent Auditor during the fiscal year; and (b) a list of those types of non-audit services directly impacting the Fund’s operations and financial reporting that Service Affiliates may request from the Independent Auditor during the fiscal year.

3.The lists submitted to the Audit Committee shall describe the types of non-audit services in reasonable detail and shall include an estimated budget (or budgeted range) of fees where possible and such other information as the Audit Committee may request.

4.The Audit Committee’s pre-approval of the types of non-audit services submitted pursuant to this Section C shall constitute authorization for management of the Fund to utilize the Independent Auditor for the types of non-audit services so pre-approved, if needed or desired during the fiscal year.

5.A list of the types of non-audit services pre-approved by the Audit Committee pursuant to this Section C will be distributed to the Fund’s investment adviser and Service Affiliates and the appropriate partners of the Independent Auditor. Periodically, the Independent Auditor will discuss with the Audit Committee those non-audit services that have been or are being provided pursuant to this Section C.

D.Pre-Approval of Non-Audit Services to the Fund and to Service Affiliates – Project-by-Project Basis

1.The Audit Committee also may pre-approve non-audit services on a project-by-project basis pursuant to this Section D.

2.Management of the Fund, in consultation with the Independent Auditor, may submit either to the Audit Committee or to the Designated Member, as provided in this Section D, for their consideration and action, a pre-approval request identifying one or more non-audit service projects. The request so submitted shall describe the project or projects in reasonable detail and shall include an estimated budget (or budgeted range) of fees and such other information as the Audit Committee or Designated Member shall request.


3.The Audit Committee, from time to time, may designate one or more of its members who are Independent Directors (each a “Designated Member”) to consider, on the Audit Committee’s behalf, any non-audit services, whether to the Fund or to any Service Affiliate, that have not been pre-approved by the Audit Committee. The Designated Member also shall review, on the Audit Committee’s behalf, any proposed material change in the nature or extent of any non-audit services previously approved. The Fund’s management, in consultation with the Independent Auditor, shall explain why such non-audit services or material change in non-audit services are necessary and appropriate and the anticipated costs thereof.

4.The Designated Member will review the requested non-audit services or proposed material change in such services and will either:

(a)pre-approve, pre-approve subject to conditions, or disapprove any such requested services, or any proposed material change in services, whether to the Fund or to a Service Affiliate; or

(b)refer such matter to the full Audit Committee for its consideration and action.

In considering any requested non-audit services or proposed material change in such services, the Designated Member shall not authorize services which would exceed $50,000 in fees for such services.services

5.  

5.The Designated Member’s pre-approval (or pre-approval subject to conditions) of the requested non-audit service or proposed material change in service pursuant to this Section D shall constitute authorization for the management of the Fund or the Service Affiliate, as the case may be, to utilize the Independent Auditor for the non-audit services so pre-approved. Any action by the Designated Member in approving a requested non-audit service shall be reported to the Audit Committee not later than at its next scheduled meeting. If the Designated Member does not approve the Independent Auditor providing the requested non-audit service, the matter may be presented to the full Audit Committee for its consideration and action.

E.Amendment; Annual Review

1.The Audit Committee may amend these procedures from time to time.

2.In connection with the approval of any non-audit service pursuant to the de minimis exception provided in the Act and the Rules, a record shall be made indicating that each of the conditions for this exception, as set forth in the Act and the Rules, has been satisfied.

F.Recordkeeping

1.The Fund shall maintain a written record of all decisions made by the Audit Committee or by a Designated Member pursuant to these procedures, together with appropriate supporting material.

2.In connection with the approval of any non-audit service pursuant to the de minimis exception provided in the Act and the Rules, a record shall be made indicating that each of the conditions for this exception, as set forth in the Act and the Rules, has been satisfied.

3.A copy of these Procedures and of any amendments to these Procedures shall be maintained and preserved permanently in an easily accessible place. The written records referred to in paragraphs 1 and 2 of this Section F shall be maintained and preserved for six years from the end of the fiscal


year in which the actions recorded were taken, for at least the first two years in an easily accessible location.

G.Prohibited and Conditionally Prohibited Non-Audit Services

The independent registered public accounting firmIndependent Auditor may not provide specified prohibited non-audit(except as described below) any of the following services set forth in the Policy to the Trust,Fund, the Trust'sFund’s investment adviser, the ServicesService Affiliates or any other member of the investment company complex.

Pre-approval has not been waived with respect to services described above under "Audit-Related Fees," "Tax Fees' and "All Other Fees," since the pre-approval procedures were adopted For purposes of this policy, “investment company complex” includes: 1) any entity controlling or controlled by the Fund’s investment adviser/sponsor, 2) any other investment adviser under common control with the Fund’s investment adviser/sponsor, and 3) any investment companies advised by any investment adviser in the investment company complex.

1.Conditionally Prohibited Non-Audit Services

The following services may be provided if the Fund and the Audit Committee.Committee can reasonably conclude that the result of the service would not be subject to audit procedures in connection with the audit of the Fund’s financial statements:

·Bookeeping;
·Financial information systems design and implementation;
·Appraisal or valuation services, fairness opinions, or contribution in-kind reports;
·Actuarial services; and
·Internal audit outsourcing services.

2.Prohibited Non-Audit Services

·Management Functions or human resources;
·Broker or dealer, investment adviser or investment banking services;
·Legal services and expert services unrelated to the audit; and
·Any other service that the Public Company Accounting Oversight Board determines, by regulation, is prohibited.

Last Reviewed on: August 5, 2020

Last Approved on: August 5, 2020


Aggregate Non-Audit Fees. The aggregate non-audit fees billed for services rendered to Lattice Strategies Trust, Lattice Strategies,

Appendix N: Nominating and Service Affiliates that provide ongoing services to Lattice Strategies Trust by E&Y for Governance Committee Charter

THE HARTFORD MUTUAL FUNDS, INC.

THE HARTFORD MUTUAL FUNDS II, INC.

HARTFORD SERIES FUND, INC.

HARTFORD HLS SERIES FUND II, INC.

LATTICE STRATEGIES TRUST

HARTFORD FUNDS EXCHANGE-TRADED TRUST

HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND

(the fiscal year ended September 30, 2016 and PwC for the fiscal year ended September 30, 2015, were $0 and $33,500, respectively. These fees related to tax services and out of pocket expenses throughout the period.



APPENDIX C“Funds”)

NOMINATING AND GOVERNANCE COMMITTEE CHARTER
OF THE BOARD OF TRUSTEES OF
LATTICE STRATEGIES TRUST AND
HARTFORD FUNDS EXCHANGE-TRADED TRUST

(each a "Trust" and together, the "Trusts")

Membership

The Board of Trustees (the "Board") of each Trust, and their respective individual series (each a "Fund" and together, the "Funds"), has adopted this Charter to govern the activities of the Nominating and Governance Committee (the "Committee") of the Board. Its primary functions are to oversee the effective functioningFunds (the “Committee”) shall be composed of all of the Board and its committees and to identify and recommend individuals for membership as independent members on the Board.

1.  The Committee shall be comprised of all independent board members who, in the opinionDirectors/Trustees of the Board,Funds that are free from any relationship that would interfere with the exercise of his or her independent judgment as a membernot “interested persons” of the Committee. For these purposes, a board member is considered an independent board member if he or she is not an "interested person" of the Fund,Funds, as that term is defined in the Investment Company Act of 1940, as amended. The Board shall designateamended (“Independent Directors”).

Duties and Powers Duties and Powers

1.The Committee shall make nominations for Independent Director membership on the Board of Directors/Trustees of the Funds (the “Board”). The Committee shall evaluate candidates’ qualifications for Board membership and their independence from the Funds’ investment adviser and other principal service providers. Persons selected must not be “interested persons” of the Funds, as that term is defined in the Investment Company Act of 1940 as amended (the “1940 Act”). The Committee shall also consider the effect of any relationships beyond those delineated in the 1940 Act that might impair independence, e.g. business, financial or family relationships with the investment adviser or its affiliates. In determining nominees’ qualifications for Board membership, the Committee may consider such other factors as it may determine to be relevant to fulfilling the role of being a member of the Board. The Committee may seek suggestions for candidates for nomination from any person or source it deems appropriate.

2.The Committee shall consider nominees recommended by shareholders if a vacancy among the Independent Directors occurs pursuant to the procedures attached hereto as Appendix A.

3.The Committee shall (1) periodically review and evaluate the compensation of the Independent Directors and (2) make recommendations to the Board regarding the compensation of, and expense reimbursement policies with respect to, the Independent Directors. In evaluating the compensation of the Independent Directors, the Committee may consider the factors set forth in Appendix B or other factors the Committee deems appropriate.

4.The Committee is authorized to consider and make recommendations to the Board regarding governance policies, including, but not limited to, any retirement policy for Independent Directors.

5.The Committee shall meet as appropriate prior to or after a meeting of the full Board and is empowered to hold special meetings as appropriate.

6.The Committee shall have the resources and authority appropriate to discharge its responsibilities, including authority to utilize Fund counsel and/or independent counsel to the Independent Directors and to retain experts, as deemed appropriate, at the expense of the Funds.


7.The Committee shall review these Procedures as appropriate and recommend any changes to Board.

Most Recently Reviewed: May 2, 2019

Most Recently Approved: May 2, 2019

Initially Approved: May 13, 2003

Revision History: November 1, 2006; June 22, 2011; November 4, 2015, May 2, 2019


APPENDIX A

Procedures For Consideration of Shareholder Nominations

for Independent Director Membership by the Nominating and Governance Committee

1.The Nominating and Governance Committee (the “Committee”) will consider nominees recommended by shareholders if a vacancy among the Independent Directors of the Funds occurs. Each eligible shareholder or shareholder group may submit not more than one Independent Director nominee.

2.In order for the Committee to consider a nominee recommended by shareholders, the nominee, as well as the shareholder or shareholder group making the recommendation, must meet all requirements provided under applicable federal and state law and in the applicable Fund’s organizational documents.

3.In order to recommend a nominee, a shareholder must send a letter to the Chair of the Committee, in care of the Secretary of the applicable Fund, at 690 Lee Road, Wayne, PA 19087, and must include, at a minimum:

(i)the shareholder’s contact information;

(ii)the nominee’s contact information, the nominee’s resume or curriculum vitae, and the number of applicable Fund shares owned by the proposed nominee;

(iii)a statement as to whether the nominee is an “interested person” of the applicable Fund as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended, and appropriate documentation to support the statement;

(iv)all information regarding the nominee that would be required to be disclosed in solicitations of proxies for elections of directors required by Regulation 14A of the Securities Exchange Act of 1934; and

(v)a notarized letter executed by the nominee, stating his or her intention to serve as a nominee and be named in the applicable Fund’s proxy statement, if so designated by the Committee and the Fund’s Board of Directors.

It shall be in the Committee’s sole discretion whether to seek corrections of a deficient submission or to exclude a nominee from consideration due to the deficient submission.

4.A shareholder nominee recommendation must be received by the Committee within a reasonable time period prior to the proxy submission.

5.A shareholder or shareholder group may not submit for consideration a nominee which has previously been considered by the Committee.

6.If the Committee receives a recommended nominee from an eligible shareholder or shareholder group who individually, or in the aggregate, beneficially owned more than 5% of the applicable Fund’s voting shares for at least one year as of the date of the recommendation and the shareholder or shareholder group and their candidate provides his or her written consent at the time the recommendation is made, the Fund shall disclose in the applicable proxy statement: (1) the candidate’s identity, (2) the identity


of the shareholder or shareholder group making the recommendation, and (3) whether or not the Committee chose to nominate that candidate.
7.The Committee shall evaluate the qualifications of a director nominee in accordance with the guidelines attached hereto as Exhibit 1. The Committee may, in its sole discretion, consider any factors that it deems relevant in its consideration of a director nominee. Candidates submitted by shareholders shall be evaluated according to the same criteria as other director candidates.

8.The Committee may, in its sole discretion, hire third parties to assist it with identifying, screening and evaluating nominees. If a third party is used with respect to a particular election, appropriate disclosure of that fact in the relevant proxy statement shall be made in accordance with applicable law.

9.The final nomination of a prospective director rests solely with the Committee.

10.The Committee shall review these Procedures as necessary and recommend any changes to the full Board of Directors of the Funds.

N-4

EXHIBIT 1

CRITERIA FOR SELECTION OF NEW INDEPENDENT DIRECTORS

The ideal panel of Independent Directors should represent a cross section of the Committee by majority vote. The Chair of the Committee shall be responsible for leadership of the Committee including, but not limited to, preparing the agenda, presiding over meetings and reporting the Committee's actions to the Board. The Board may replace members of the Committee for any reason.

2.  The functions of the Committee are:

1.  To make nominations for independent trustee membership on the Board of Trustees when necessary. Potential nominees may be considered in light of their professional experience, education, skill and other individual qualities and attributes that contribute to the Board. The Committee may take into account a wide variety of factors in considering potential nominees, including (but not limited to): (i) availability and commitment of a candidate to attend meetings and perform his or her responsibilities on the Board, (ii) relevant industry and related experience, (iii) educational background, (iv) financial expertise, (v) ability, judgment and expertise and (vi) overall diversity of the Board's composition;

2.  To consider nominee candidates proposed for the Board of Trustees properly submitted in accordance with Appendix A by shareholders of the Fund on the same basis as it considers and evaluates candidates recommended by other sources;


3.  To review periodically Board governance practices and procedures and any recommendations of the Chief Compliance Officershareholder base of the Funds relating thereto, and, since their duties involve oversight of the management company’s and service providers’ activities relative to recommendshareholder interests, care should be given to insure that the panel of individuals brings to their deliberation education, work and personal experiences that would improve the value provided to the Board any changes it may deem appropriate;shareholders.

4.  

To review periodically trustee compensation and to recommend tomaintain the independent trustees any changes it may deem appropriate;

5.  To review committee chair assignments and committee assignments on an annual basis;

6.  To review on an annual basis the responsibilities and charter of each committeevitality of the Board, whether therepanel, some mandatory turnover of members is continuing needdesired and should be accomplished through a reasonable retirement policy.

The following criteria giving no prejudice towards an individual’s gender, religion or race should be considered as a minimum requirement for each committee, whether thereconsideration as an Independent Director:

1.Fifteen (15) years business or academic experience in a management, administrative, or other oversight capacity.

2.College degree or business experience equivalent to a college degree.

3.At least one Independent Director should have an investment background and at least one Director should have a financial/accounting background.

4.Personal accomplishments that would provide ready acceptance by shareholders that the individual was capable of representing their interests.

5.An ability to invest in Funds.

6.A person able to think through and discuss complicated regulatory and financial issues and arrive at reasonable decisions on these issues on behalf of the shareholders.

7.A person of high ethical standards.


APPENDIX B

There is a need for additional committeesno specific formula that the Committee is required to use when reviewing and evaluating the appropriate level of Independent Directors compensation. Rather, the Committee’s review and evaluation should be based on the business judgment of its members, after an examination of the Board, and whether committees should be combined or reorganized, and to make recommendations for any such action to the Board;

7.  To plan and administer the Board's annual self-evaluation process;

8.  To consider the structure, operations and effectiveness of the Committee annually;

9.  To evaluate on at least an annual basis the independence of counsel to the independent trustees, to make recommendations to the independent trustees regarding their determination of such counsel's status as an "independent legal counsel" under applicable SEC rules, and to supervise such counsel; and

10.  To perform such other functions as the Boardsurrounding circumstances. The factors listed below may from time to time assign to the Committee.

3.  The Committee shall meet at least once annually, or more frequently as circumstances dictate. Special meetings (including telephone meetings) may be called by the Chair or a majority of the members of the Committee upon reasonable notice to the other members of the Committee. A majority of the members of the Committee shall constitute a quorum, and the Committee will act at an in person or telephonic meeting only by majority vote. The Committee may also act by unanimous written consent. The matters to be considered by the Committee at any meeting or in general, shall be inreviewing and evaluating the sole discretion of the Nominating Committee. Membership of the Committee shall not be deemed to impose on any Trustee an obligation or duty, or to imply any experience, expertise, or knowledge, different from or greater than that of any other Trustee.

4.  Subject to the agreement of a majoritycompensation of the Independent Trustees, the Committee shall have the resources and authority appropriate to discharge


its responsibilities, including authority to retain special counsel and other experts or consultants at the expense of the appropriate Fund.

5.  The Committee shall review this Charter at least annually and recommend to the Board any changes it deems appropriate.

6.  The Committee hereby adopts the following retirement policy: No Trustee may continue to serve as a Trustee of each Trust after the end of the calendar year in which the Trustee attains the age of 72.

Adopted:  December 12, 2014
Amended:  December 8, 2016


Appendix A

Procedures for Shareholders to Submit Nominee Candidates

A shareholder of a Trust, or of any series thereof, if applicable, must follow the following procedures in order to submit properly a nominee recommendation for the Committee's consideration.

(a)  The shareholder must submit any such recommendation (a "Shareholder Recommendation") in writing to a Trust, to the attention of the Trust's Secretary, at the address of the principal executive offices of the Trust.

(b)  The Shareholder Recommendation must be delivered to, or mailed and received at, the principal executive offices of a Trust not less than sixty (60) calendar days nor more than ninety (90) calendar days prior to the date of the Board or shareholder meeting at which the nominee candidate would be considered for election. Shareholder Recommendations will be kept on file for two years after receipt of the Shareholder Recommendation. A Shareholder Recommendation considered by the Committee in connection with the Committee's nomination of any candidate(s) for appointment or election as an independent Trustee need not be considered again by the Committee in connection with any subsequent nomination(s).

(c)  The Shareholder Recommendation must include: (i) a statement in writing setting forth (A) the name, age, date of birth, business address, residence address and nationality of the person recommended by the shareholder (the "candidate"), and the names and addresses of at least three professional references; (B) the number of all shares of a Trust (including the series and class, if applicable) owned of record or beneficially by the candidate, the date such shares were acquired and the investment intent of such acquisition(s), as reported to such shareholder by the candidate; (C) any other information regarding the candidate called for with respect to director nominees by paragraphs (a), (d), (e) and (f) of Item 401 of Regulation S-K or paragraph (b) of Item 22 of Rule 14a-101 (Schedule 14A) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), adopted by the Securities and Exchange Commission (or the corresponding provisions of any applicable regulation or rule subsequently adopted by the Securities and Exchange Commission or any successor agency with jurisdiction related to a Trust); (D) any other information regarding the candidate that would be required to be disclosed if the candidate were a nominee in a proxy statement or other filing required to be made in connection with solicitation of proxies for election of directors pursuant to Section 14 of the Exchange Act and the rules and regulations promulgated thereunder or any other applicable law or regulation; and (E) whether the recommending shareholder believes that the candidate is or will be an "interested person" of a Trust (as defined in the Investment Company Act of 1940, as amended) and, if not an


"interested person," information regarding the candidate that will be sufficient, in the discretion of the Board or the Committee, for a Trust to make such determination; (ii) the written and signed consent of the candidate to be named as a nominee and to serve as a Trustee if elected; (iii) the recommending shareholder's name as it appears on a Trust's books; (iv) the number of all shares of a Trust (including the series and class, if applicable) owned beneficially and of record by the recommending shareholder; (v) a complete description of all arrangements or understandings between the recommending shareholder and the candidate and any other person or persons (including their names) pursuant to which the recommendation is being made by the recommending shareholder including, without limitation, all direct and indirect compensation and other material monetary agreements, arrangements and understandings between the candidate and recommending shareholder during the past three years, and (vi) a brief description of the candidate's relevant background and experience for membership on the Board, such as qualification as an audit committee financial expert.

(d)  The Committee may require the recommending shareholder to furnish such other information as it may reasonably require or deem necessary to verify any information furnished pursuant to paragraph 3 above or to determine the eligibility of the candidate to serve as a Trustee of a Trust or to satisfy applicable law. If the recommending shareholder fails to provide such other information in writing within seven days of receipt of a written request from the Committee, the recommendation of such candidate as a nominee will be deemed not properly submitted for consideration, and the Committee will not be required to consider such candidate.



APPENDIX D

BENEFICIAL OWNERS OF FUND SHARES AS OF JUNE 30, 2017

HARTFORD FUNDS EXCHANGE-TRADED TRUST

As of June 30, 2017, the following shareholders owned beneficially or of record 5% or more of the outstanding shares of the Funds.

Fund

 

Shares Held

 

% of Fund

 

Shareholder Name and Address

 
Hartford Corporate
Bond ETF

 290,000


 96.67


%

 JPMorgan Chase Bank NA
14201 Dallas Parkway
Chase International Plaza
Dallas, TX 75254
 
Hartford Quality
Bond ETF

 390,000


 97.50


%

 JPMorgan Chase Bank NA
14201 Dallas Parkway
Chase International Plaza
Dallas, TX 75254
 

LATTICE STRATEGIES TRUST

As of June 30, 2017, the following shareholders owned beneficially or of record 5% or more of the outstanding shares of the Funds.

Fund

 

Shares Held

 

% of Fund

 

Shareholder Name and Address

 
Hartford
Multifactor
Developed Markets
(ex-US) ETF
  

1,438,252

   

47.94

%

 Charles Schwab & Co., Inc.
101 Montgomery St.
San Francisco, CA 94104
 
Hartford
Multifactor
Developed Markets
(ex-US) ETF
  

393,319

   

13.11

%

 National Financial Services LLC
200 Liberty St.
One World Financial Center
New York, NY 10281
 
Hartford
Multifactor
Developed Markets
(ex-US) ETF
 349,595


  

11.65

%

 Edward D. Jones & Co.
700 Maryville Centre Dr.
St. Louis, MO 63141
 
Hartford
Multifactor
Developed Markets
(ex-US) ETF
  

200,000

   

6.67

%

 Credit Suisse Securities (USA) LLC
One Madison Ave., 3rd Floor
New York, NY 10010
 
Hartford
Multifactor
Developed Markets
(ex-US) ETF
  

175,301

   

5.84

%

 LPL Financial Corporation
LPL Financial
4707 Executive Dr.
San Diego, CA 92121
 

Fund

 

Shares Held

 

% of Fund

 

Shareholder Name and Address

 
Hartford
Multifactor
Developed Markets
(ex-US) ETF
  

165,488

   

5.52

%

 TD Ameritrade Clearing, Inc.
4211 South 102nd St.
Omaha, NE 68127
 
Hartford
Multifactor
Emerging
Markets ETF
  

1,123,347

   

66.08

%

 Charles Schwab & Co., Inc.
101 Montgomery St.
San Francisco, CA 94104
 
Hartford
Multifactor
Emerging Markets
ETF
  

266,630

   

15.68

%

 National Financial Services LLC
200 Liberty St.
One World Financial Center
New York, NY 10281
 
Hartford
Multifactor
Emerging Markets
ETF
  

108,800

   

6.40

%

 The Fifth Third Bank
Fifth Third Center
38 Fountain Square Plaza, MD
116311
Cincinnati, OH 45263
 
Hartford
Multifactor
Emerging Markets
ETF
  

106,221

   

6.25

%

 Merrill Lynch, Pierce, Fenner &
Smith Incorporated
1 Bryant Park
New York, NY 10036
 
Hartford
Multifactor
Global Small Cap
ETF
  

180,702

   

36.14

%

 Charles Schwab & Co., Inc.
101 Montgomery St.
San Francisco, CA 94104
 
Hartford
Multifactor
Global Small Cap
ETF
  

95,463

   

19.09

%

 Merrill Lynch, Pierce, Fenner &
Smith Incorporated
1 Bryant Park
New York, NY 10036
 
Hartford
Multifactor Global
Small Cap ETF
  

80,927

   

16.19

%

 TD Ameritrade Clearing, Inc.
4211 South 102nd St.
Omaha, NE 68127
 

Fund

 

Shares Held

 

% of Fund

 

Shareholder Name and Address

 
Hartford
Multifactor Global
Small Cap ETF
  

47,045

   

9.41

%

 National Financial Services LLC
200 Liberty St.
One World Financial Center
New York, NY 10281
 
Hartford
Multifactor
Global Small
Cap ETF
  

35,845

   

7.17

%

 Merrill Lynch
1 Bryant Park
New York, NY 10036
 
Hartford
Multifactor Global
Small Cap ETF
  

32,272

   

6.45

%

 J.P. Morgan Securities LLC/JPMC
383 Madison Ave.
New York, NY 10179
 
Hartford
Multifactor Low
Volatility
International
Equity ETF
  

90,000

   

90.00

%

 JPMorgan Chase Bank NA
14201 Dallas Parkway
Chase International Plaza
Dallas, TX 75254
 
Hartford
Multifactor Low
Volatility US
Equity ETF
  

140,000

   

93.33

%

 JPMorgan Chase Bank NA
14201 Dallas Parkway
Chase International Plaza
Dallas, TX 75254
 
Hartford
Multifactor
REIT ETF
  

200,000

   

28.57

%

 JPMorgan Chase Bank NA
14201 Dallas Parkway
Chase International Plaza
Dallas, TX 75254
 
Hartford
Multifactor REIT
ETF
  

179,244

   

25.61

%

 Charles Schwab & Co., Inc.
101 Montgomery St.
San Francisco, CA 94104
 
Hartford
Multifactor
REIT ETF
  

128,811

   

18.40

%

 Merrill Lynch
1 Bryant Park
New York, NY 10036
 
Hartford
Multifactor
REIT ETF
  

80,175

   

11.45

%

 TD Ameritrade Clearing, Inc.
4211 South 102nd St.
Omaha, NE 68127
 
Hartford
Multifactor
US Equity ETF
  

700,927

   

70.09

%

 Charles Schwab & Co., Inc.
101 Montgomery St.
San Francisco, CA 94104
 

Fund

 

Shares Held

 

% of Fund

 

Shareholder Name and Address

 
Hartford
Multifactor
US Equity ETF
  

214,489

   

21.45

%

 National Financial Services LLC
200 Liberty St.
One World Financial Center
New York, NY 10281
 


PROXY TABULATOR

P.O. BOX 9112

FARMINGDALE, NY 11735

To vote by Internet

1) Read the Joint Proxy Statement and have the proxy card below at hand.

2) Go to website www.proxyvote.com

3) Follow the instructions provided on the website.

To vote by Telephone

1) Read the Joint Proxy Statement and have the proxy card below at hand.

2) Call 1-800-690-6903

3) Follow the instructions.

To vote by Mail

1) Read the Joint Proxy Statement.

2) Check the appropriate box on the proxy card below.

3) Sign and date the proxy card.

4) Return the proxy card in the envelope provided.

Directors.

 

TO VOTE, MARK  BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS:

1.

E31493-S61408

KEEP THIS PORTION FOR YOUR RECORDS

DETACH AND  RETURN THIS PORTION ONLY

The current level of compensation paid to the Independent Directors;

 

2.

This Proxy will be voted as instructed onThe number of directors relative to the nominees set forth below. It is understood that if no choice is specified, this Proxy will be voted “FOR” all the nominees if the Proxy Card is signed, dated and returned. In their discretion, the proxies are authorized to vote upon such other business as may properly come before the meeting and any adjournments or postponementsassets of the meeting. A shareholder wishing to  vote in accordance withFunds overseen by the Boards of  Trustees’ recommendations need only sign and date this Proxy Card and return it in the envelope provided.

For
All

Withhold
All

For All
Except

To withhold  authority  to vote for any individual nominee(s), mark “For All Except” and write the name(s) of the nominee(s) on the line below.

o

o

o

The Boards of Trustees recommend you vote FOR the following:

1.     The election of nominees to the Boards of Trustees of Hartford Funds Exchange-Traded  Trust and Lattice Strategies Trust

Nominees:

01)  Hilary E. Ackermann

02)  Robin C. Beery

03)  Lynn S. Birdsong

04)  James E. Davey

05)  Christine Detrick

06)  Duane E. Hill

07)  William P. Johnston

08)  Phillip O. Peterson

09)  Lemma W. Senbet

10)  David Sung

NOTE: Please sign exactly as name appears on this proxy. When signing as attorney, executor, administrator, trustee, or guardian, please give full title as such. If signing for a corporation,  please sign in full corporate name by authorized person. If a partnership, please sign in partnership name by authorized person.

Signature [PLEASE SIGN WITHIN  BOX]

Date

Signature [Joint Owners]

Date



IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE JOINT SPECIAL
MEETING OF SHAREHOLDERS TO BE HELD ON OCTOBER 3, 2017:

THE NOTICEANDTHEJOINTPROXYSTATEMENTAREAVAILABLEATWWW.HARTFORDFUNDS.COM/ETFPROXY.

E31494-S61408

Board;

 

HARTFORD FUNDS EXCHANGE-TRADED TRUST

LATTICE STRATEGIES TRUST

PROXY FOR THE JOINT SPECIAL MEETING OF SHAREHOLDERS

TO BE HELD ON OCTOBER 3, 2017

THIS PROXY IS SOLICITED ON BEHALF OF THE BOARDS  OF TRUSTEES. 3.

The undersigned appoints Alice A. Pellegrinosize, complexity and Joseph Melcher, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the trusts named above (the “Funds”) held by the undersigned at the Joint Special Meeting of Shareholders to be held at the offices of Hartford Funds Management Company, LLC, 690 Lee Road, Wayne, Pennsylvania 19087, on October 3, 2017, at 10:00 a.m., Eastern time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person.

All previous proxies with respect to the meeting are revoked. Receipt of the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement  is acknowledged by your execution of this proxy. This proxy may be revoked at any time before it is exercised by giving written notice of revocation to the Secretarystructure of the Funds orin the Fund complex as well as the Fund complex as a whole;

4.The complexity of the responsibilities assumed by executing a superseding proxy.

the Independent Directors;

 

5.The frequency of Board meetings;

 

6.
The time required to review and carefully evaluate the materials provided by management in connection with each Board meeting;

 

7.The amount of compensation necessary to attract and retain highly qualified Board members;

 

8.
Time required to serve as Board and committee chair;

 

9.The potential liability to which the Directors are exposed; and

 

10.

CONTINUED AND TO BE SIGNED ON REVERSE SIDE

The amounts paid to Independent Directors of other mutual funds and the amounts paid to corporate directors.

 



THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: D22212-S07744 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: For All Withhold All For All Except 1. Election of Directors 01) Hilary E. Ackermann 02) Robin C. Beery 03) Lynn S. Birdsong 04) Derrick D. Cephas 05) James E. Davey 06) Christine R. Detrick 07) Andrew A. Johnson 08) Paul L. Rosenberg 09) Lemma W. Senbet 10) David Sung To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date

Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22213-S07744 The Hartford Funds Family of Funds THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND Joint Special Meeting of Shareholders THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGN AND DATE ON THE REVERSE SIDE

THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: D22215-S07739 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: 1. Election of Directors Nominees: For Against Abstain 1a. Hilary E. Ackermann 1b. Robin C. Beery 1c. Lynn S. Birdsong 1d. Derrick D. Cephas 1e. James E. Davey 1f. Christine R. Detrick 1g. Andrew A. Johnson 1h. Paul L. Rosenberg 1i. Lemma W. Senbet 1j. David Sung Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date

Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22216-S07739 The Hartford Funds Family of Funds LATTICE STRATEGIES TRUST Joint Special Meeting of Shareholders THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGN AND DATE ON THE REVERSE SIDE

THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: D22217-S07739 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: For All Withhold All For ALl Except 1. Election of Directors Nominees: 01) Hilary E. Ackermann 02) Robin C. Beery 03) Lynn S. Birdsong 04) Derrick D. Cephas 05) James E. Davey 06) Christine R. Detrick 07) Andrew A. Johnson 08) Paul L. Rosenberg 09) Lemma W. Senbet 10) David Sung To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date

Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22218-S07739 The Hartford Funds Family of Funds HARTFORD FUNDS EXCHANGE-TRADED TRUST Joint Special Meeting of Shareholders THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGN AND DATE ON THE REVERSE SIDE

THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: D22209-S07737 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: For All Withhold All For All Except 1. Election of Directors Nominees: 01) Hilary E. Ackermann 02) Robin C. Beery 03) Lynn S. Birdsong 04) Derrick D. Cephas 05) James E. Davey 06) Christine R. Detrick 07) Andrew A. Johnson 08) Paul L. Rosenberg 09) Lemma W. Senbet 10) David Sung To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date

Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22210-S07737 The Hartford Funds Family of Funds HARTFORD SERIES FUND, INC. HARTFORD HLS SERIES FUND II, INC. Joint Special Meeting of Shareholders THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGN AND DATE ON THE REVERSE SIDE